LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2003 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | Rep | 2008-09-29 | |||
| 2 | Au, Stephen Wai Ming 區偉明 | M | Rep | 2005-09-10 | ||
| 3 | Bacchus, Timothy Mustapha | M | Rep | 2003-09-19 | 2005-10-21 | |
| 4 | Bakst, David S | M | Rep | 2004-07-15 | ||
| 5 | Bhattal, Jasjit Singh | RO | 2008-09-29 | |||
| 6 | Bowmer Iii, William Sterett | M | Rep | 2004-07-23 | ||
| 7 | Chan, Alison May Wun Sheung 陳韻湘 | F | Rep | 2005-04-30 | ||
| 8 | Chan, Angello Kam Chi 陳錦池 | Rep | 2004-05-21 | |||
| 9 | Chan, Kelvin Chun Kei 陳俊祺 | M | Rep | 2006-04-27 | ||
| 10 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
| 11 | Chen, Scott | M | Rep | 2008-09-29 | ||
| 12 | Chen, Wei (SFC:AHC346) 陳蔚 | Rep | 2006-04-10 | |||
| 13 | Cheung, Loretta Lai Man 張麗雯 | F | Rep | 2008-09-29 | ||
| 14 | Chua, Yu Min | Rep | 2005-08-12 | |||
| 15 | Cielinski, Mark Alan | M | Rep | 2008-09-29 | ||
| 16 | Clark, David John (SFC:AFE954) | M | Rep | 2003-06-16 | ||
| 17 | Co, Liza Yap | Rep | 2005-04-20 | |||
| 18 | Cooper, Kenneth Allen | M | Rep | 2003-05-19 | ||
| 19 | Croft, Ian Richard | M | Rep | 2003-10-13 | 2008-09-29 | |
| 20 | Dominick, Frank | M | Rep | 2003-10-24 | 2005-02-02 | |
| 21 | Donohugh, William Hugh McGregor 唐威林 | M | Rep | 2004-04-15 | ||
| 22 | Egliskis, David Walter | M | Rep | 2003-12-08 | 2007-07-07 | |
| 23 | Freeman, Daniel Marc | M | Rep | 2003-07-16 | ||
| 24 | Gordon, Thomas Lee Jr. | M | Rep | 2003-12-01 | 2004-03-01 | |
| 25 | Gupta, Ashutosh (SFC:AJE577) | Rep | 2003-11-26 | 2008-09-29 | ||
| 26 | Harris, David Anthony (SFC:ADZ065) | M | Rep | 2003-11-21 | 2004-02-21 | |
| 27 | Harris, Jonathan Howe | M | Rep | 2003-12-09 | 2005-07-04 | |
| 28 | Hellawell Iii, George Alan | M | Rep | 2005-07-20 | ||
| 29 | Highfield, Tucker Montana | Rep | 2003-04-16 | 2004-05-25 | ||
| 30 | Hindle, Leon Miller | M | Rep | 2008-09-29 | ||
| 31 | Ho, Kelvin Teik Chye | M | Rep | 2008-09-29 | ||
| 32 | Ho, Simon Tak Leung 何德亮 | M | Rep | 2003-06-17 | 2004-04-19 | |
| 33 | Hui, Serena Siying 許世瑛 | F | Rep | 2004-07-30 | ||
| 34 | Karoonyavanich, Anuruk | Rep | 2005-10-20 | |||
| 35 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
| 36 | Kim, Ik Soo | Rep | 2004-08-31 | |||
| 37 | Kuo, Lun-Hung Reynold 郭倫宏 | Rep | 2003-05-30 | |||
| 38 | Kwok, Leung | Rep | 2003-04-23 | 2004-04-06 | ||
| 39 | Lam, Ada Lok Yee 林洛宜 | F | Rep | 2003-05-02 | ||
| 40 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
| 41 | Lance, Robert Waldo | M | Rep | 2003-04-23 | 2003-06-03 | |
| RO | 2003-06-03 | 2006-02-24 | ||||
| 42 | Lau, Bernard Yu Kwan 劉宇鈞 | M | Rep | 2008-09-29 | ||
| 43 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 28 | M | Rep | 2006-02-15 | |
| 44 | Lau, Lik Alaric 劉力 | Rep | 2008-09-29 | |||
| 45 | Laungani, Neel Vishnu | Rep | 2004-12-20 | |||
| 46 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2003-11-17 | |||
| 47 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2005-01-05 | ||
| 48 | Lee, Seo Kyong 李瑞景 | Rep | 2004-02-27 | |||
| 49 | Leo, Peck Chao 梁弼釗 | Rep | 2003-10-24 | 2004-02-18 | ||
| 50 | Leung, Amy Ming Yee 梁鳴儀 | F | Rep | 2005-10-05 | ||
| 51 | Lim, Edmund Kim San 林金山 | M | Rep | 2003-11-07 | 2008-09-29 | |
| 52 | Lim, Hwee Ghee 林慧儀 | Rep | 2007-10-11 | |||
| 53 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-06-16 | 2008-09-29 | |
| 54 | Liu, Shao Li 劉曉黎 | Rep | 2004-03-02 | |||
| 55 | Low, Kenneth Meng Ee | M | Rep | 2003-10-22 | 2006-08-14 | |
| 56 | Mahadevan, Suresh Ayodya | Rep | 2003-08-06 | 2005-05-20 | ||
| 57 | Mak, Marian Yuen Man 麥沅雯 | F | Rep | 2007-04-10 | ||
| 58 | Mar, Johnson | M | RO | 2008-09-29 | ||
| 59 | McGrath, William Jude 馬格比利 | M | RO | 2005-08-23 | ||
| 60 | McKeever, Stephen James | M | Rep | 2006-02-07 | ||
| 61 | Milliken, Peter James | M | Rep | 2008-02-01 | ||
| 62 | Mou, Alex Xinghai | Rep | 2003-08-15 | 2004-09-01 | ||
| 63 | Myong, Chun Hyong | Rep | 2005-02-02 | |||
| 64 | Ng, Jessica Sze Man 吳詩敏 | F | Rep | 2003-06-30 | ||
| 65 | Ng, Mei Fun 吳美芬 | Rep | 2003-10-07 | |||
| 66 | Ng, Virginia Suk Yin 吳淑燕 | F | Rep | 2003-10-13 | 2004-04-15 | |
| 67 | Ngan, Bronson Lawrence | M | Rep | 2005-02-15 | ||
| 68 | O'Connor, Brian Michael | M | RO | 2005-06-03 | ||
| 69 | O'Meara, Christopher James Sidney | M | Rep | 2003-04-24 | 2005-04-27 | |
| 70 | Paine, David L | M | Rep | 2008-09-29 | ||
| 71 | Pamulapati, Lalit Chandra Choudary | Rep | 2006-07-20 | |||
| 72 | Park, Sung Wan 朴性玩 | Rep | 2006-03-26 | |||
| 73 | Penton, Dominic Jon (SFC:ABM263) | M | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | ||||
| 74 | Quan, Hong 全弘 | Rep | 2004-05-10 | |||
| 75 | Quan, Qiang 全強 | 30 | M | Rep | 2003-10-28 | |
| 76 | Ryoo, Hee Jung 柳希姃 | Rep | 2003-12-09 | 2004-05-21 | ||
| 77 | Shin, Ju Young | Rep | 2003-10-13 | 2006-03-10 | ||
| 78 | Siazon, Ken I | M | Rep | 2003-05-30 | ||
| 79 | Sibia, Ranjeet Singh | Rep | 2004-12-06 | |||
| 80 | Sng, Sharon Mei-Yin | F | Rep | 2003-07-16 | ||
| 81 | Sun, Lu (SFC:AGF426) 孫璐 | Rep | 2007-03-02 | |||
| 82 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
| 83 | Sykes, Joel Alexander Hugh | M | Rep | 2004-07-15 | ||
| 84 | Tai, Ming Zhe 戴明哲 | Rep | 2003-12-09 | 2004-03-15 | ||
| 85 | Tan, Chor Leng | Rep | 2003-10-07 | |||
| 86 | Tan, Wei Peng 陳威頻 | Rep | 2004-09-27 | |||
| 87 | Throsby, Timothy James Osborne | 37 | M | Rep | 2005-07-12 | |
| 88 | Tsang, Eric On Bong 曾安邦 | M | Rep | 2006-06-01 | ||
| 89 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | Rep | 2008-09-29 | |||
| 90 | Tweeboom, Norman Lionel | M | Rep | 2003-11-25 | 2004-06-25 | |
| 91 | Upadhyay, Saurabh | Rep | 2003-12-09 | 2008-09-29 | ||
| 92 | Ventouras, Alexis | 36 | M | Rep | 2003-08-06 | |
| 93 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-09-29 | |||
| 94 | Wang, Jun Ping 王君平 | Rep | 2004-04-28 | |||
| 95 | Watson, Alan James David | 45 | M | Rep | 2004-07-08 | |
| 96 | Wernli, Michelle Suzanne | F | Rep | 2003-06-19 | 2004-08-31 | |
| 97 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | Rep | 2003-05-12 | 2005-08-01 | ||
| 98 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | Rep | 2003-05-13 | 2006-02-20 | |
| 99 | Wong, Chui Shan 黃翠珊 | Rep | 2003-06-30 | |||
| 100 | Wong, Edwin Ching Him 黃正謙 | Rep | 2008-09-29 | |||
| 101 | Wong, Marco Chi Duen | M | Rep | 2008-09-29 | ||
| 102 | Woo, Charles Kun | M | Rep | 2003-10-07 | ||
| 103 | Woo, Rebecca Heng-yun 吳恆恩 | F | Rep | 2005-06-20 | ||
| 104 | Wright, Symon Robert | M | Rep | 2006-03-20 | ||
| 105 | Wu, Lici Leon Edward 伍禮慈 | Rep | 2003-11-06 | 2004-06-25 | ||
| 106 | Wu, Yat Wai 胡一威 | 36 | M | Rep | 2004-05-18 | |
| 107 | Yap, Chin Yee 叶君瑜 | Rep | 2008-03-18 | |||
| 108 | Yoon, Yong Cheul | Rep | 2004-07-21 | |||
| 109 | Yu, Janice Man Kiu 茹蔓喬 | Rep | 2004-02-03 | |||
| 110 | Yu, Ming Lai 余明麗 | Rep | 2003-08-15 | 2006-04-10 |
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