EXS Capital Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Huang, Xiaozhou 黄晓舟			RO	2016-08-03
2	Kwan, Shu Wang (SFC:BDW780) 關樹宏			RO	2016-08-03
3	Tai, Christopher Hin-Long 戴軒朗		M	RO	2020-09-10
4	Teo, Denise Kai Ern 張愷恩		F	Rep	2020-03-05	2022-02-25

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