DALTON CAPITAL (HONG KONG) LIMITED 萬智投資管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Ma, Hoi Wai (SFC:ADS048) 馬凱威			RO	2007-08-10	2017-06-02
2	Luk, Henrietta Chun Hang 陸仲珩		F	RO	2005-07-18	2017-06-30
3	Lo, Thomas Y Yu 盧韋耀		M	Rep	2007-04-23	2013-12-31
4	Dalton, Andrew Searle	60	M	RO	2005-07-18	2011-04-24
5	Dai, Yunyun 戴芸芸			Rep	2008-01-21	2010-11-24

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