DRAGON CAPITAL MANAGEMENT (HK) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Ainsworth, David Nicholas	58	M	Rep	2016-08-15	2021-08-31
2	Boldt-Christmas, Martin		M	Rep	2015-07-10	2017-01-01
3	Cuthbert, Ailsa Ross		M	Rep	2017-09-21
4	Hamada, Kenji			Rep	2017-11-10
5	Leung, Maria Shuk Man 梁淑敏		F	RO	2008-01-28
6	Nguyen, Tung Kim			RO	2008-01-28	2009-06-01
7	Ryder, Raymond Peter		M	RO	2008-01-28	2010-08-16
8	Schurch, Beat			RO	2014-04-16
9	Scriven, Dominic Timothy Charles	54	M	RO	2010-08-13
10	Spence, Andrew Charles		M	Rep	2015-07-10	2017-01-01

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