CATHAYSIA ASSET MANAGEMENT LIMITED 華夏資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Li, Lap Sun 李立新	51	M	RO	2007-06-14	2017-03-21
2	Yeung, Iris Lai Ling 楊麗玲		F	RO	2017-02-09
3	Yim, Kam Kin 嚴錦堅			RO	2007-06-14	2018-09-01

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