SoFi Securities (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Choi, Lan Fong 蔡蘭芳			RO	2014-02-18
2	Chow, Beverly Yu Ting 周汝婷		F	Rep	2012-02-17	2015-07-07
3	Kato, Keiko (SFC:BBF554) 加藤惠子			Rep	2013-05-08	2016-01-20
4	Lau, Pui Yan (SFC:BDH507) 劉沛茵			Rep	2014-04-16	2015-09-07
5	Ng, Chung Ming (SFC:ADZ927) 吳仲明			RO	2011-12-22	2022-11-30

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