SoFi Securities (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	Role	From	Until
1	Chan, Kwun Yin (SFC:BJH176) 陳冠賢			Rep	2017-03-27	2019-08-02
2	Choi, Lan Fong 蔡蘭芳			RO	2014-02-18
3	Lau, Siu Chit 劉韶哲			RO	2018-11-15
4	Lee, Kenneth Kin Sang 李健生		M	Rep	2018-11-09
5	Ng, Chung Ming (SFC:ADZ927) 吳仲明			RO	2011-12-22	2022-11-30
6	Ngan, Shing Him 顏承謙			Rep	2018-05-14	2022-11-25
7	Yau, Tiffany Chung Hei 邱仲希		F	Rep	2018-10-08

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