SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abercrombie, Justin | M | Rep | 2009-04-08 | 2009-04-09 | |
| 2 | Ang, Chow Yang | Rep | 2007-06-18 | |||
| 3 | Ayres, Frank Alan | M | Rep | 2010-06-22 | 2010-06-24 | |
| 4 | Bertrand, Eric Philippe Maxime | 51 | M | Rep | 2007-02-06 | 2007-03-06 |
| 5 | Bhatia, Manish (SFC:AGL970) | Rep | 2008-09-02 | |||
| 6 | Bong, Peng Leong Terence | M | Rep | 2010-10-26 | 2010-11-04 | |
| Rep | 2010-11-25 | 2014-08-20 | ||||
| 7 | Boyce, Ian Duncan 貝思賢 | 67 | M | RO | 2014-04-30 | |
| 8 | Brooks, Philip Andrew | M | Rep | 2004-10-28 | 2005-07-15 | |
| 9 | Brown, Alan John (SFC:AMM410) | M | Rep | 2007-05-14 | 2007-06-13 | |
| Rep | 2008-11-25 | 2008-11-29 | ||||
| Rep | 2009-08-24 | 2009-08-26 | ||||
| Rep | 2011-04-11 | 2011-04-15 | ||||
| 10 | Buck, Jennifer Katherine | F | Rep | 2008-05-19 | 2008-07-19 | |
| Rep | 2008-11-10 | 2008-11-23 | ||||
| 11 | Buckley, Paul James | M | Rep | 2008-11-03 | 2010-11-05 | |
| 12 | Campion, James Edmund | M | RO | 2004-07-12 | ||
| 13 | Carline, Christian Benjamin | M | Rep | 2008-05-13 | 2019-10-24 | |
| 14 | Chalmers, Nicholas (SFC:ADW939) | M | Rep | 2004-04-14 | ||
| 15 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | Rep | 2005-08-29 | |||
| 16 | Chan, Kenneth See Yin 陳思賢 | M | Rep | 2004-07-02 | 2009-01-02 | |
| 17 | Chan, Pinky Yuen Yee 陳婉儀 | Rep | 2021-04-01 | |||
| 18 | Chan, Winnie Wun-yin 陳韻妍 | F | Rep | 2007-03-23 | 2007-08-10 | |
| 19 | Chan, Yvonne Hiu Yin 陳曉燕 | F | Rep | 2007-09-18 | 2011-11-15 | |
| 20 | Chen, Chao-Teng 陳朝燈 | Rep | 2011-07-19 | 2011-07-21 | ||
| 21 | Cheng, Horace Sui Ho 鄭瑞昊 | M | Rep | 2007-06-12 | 2009-08-01 | |
| 22 | Cheng, William Wai Fai 鄭偉輝 | M | Rep | 2013-11-29 | ||
| 23 | Cheung, Wing Wo 張永和 | Rep | 2024-04-24 | |||
| 24 | Chin, Szu Yi 陳思伊 | Rep | 2008-12-22 | 2008-12-24 | ||
| Rep | 2009-11-02 | 2010-02-02 | ||||
| Rep | 2010-02-26 | 2011-06-10 | ||||
| 25 | Chiu, Mei Fung (SFC:AGN586) 趙美鳳 | Rep | 2008-10-27 | 2024-04-12 | ||
| 26 | Chiu, Sze Miu 招詩苗 | Rep | 2011-09-19 | |||
| 27 | Chow, Yan Yan 周茵茵 | Rep | 2003-09-03 | 2022-12-21 | ||
| 28 | Chui, Henry Kar-Kea 徐家傑 | M | Rep | 2008-01-17 | 2008-11-12 | |
| 29 | Chum, Terrace Pak Hing 覃伯興 | M | Rep | 2006-03-31 | ||
| 30 | Chung, Francis Chuan Pu 叢川普 | 42 | M | RO | 2007-05-01 | |
| 31 | Clark, Alastair Stanley | M | Rep | 2008-12-22 | 2008-12-24 | |
| Rep | 2011-07-14 | 2011-07-15 | ||||
| Rep | 2011-08-03 | 2013-12-13 | ||||
| 32 | Coghlan, Richard Anthony Nelson | M | Rep | 2006-06-05 | 2008-01-09 | |
| RO | 2008-01-09 | 2015-08-01 | ||||
| 33 | Coleman, Lisa Maria | F | Rep | 2006-06-16 | 2006-07-16 | |
| 34 | Conway, Allan Brian | M | Rep | 2005-11-23 | 2005-12-24 | |
| Rep | 2006-11-14 | 2006-12-14 | ||||
| Rep | 2007-01-16 | 2007-02-16 | ||||
| Rep | 2007-11-26 | 2007-12-07 | ||||
| Rep | 2009-10-14 | 2016-09-27 | ||||
| 35 | Cox, Andrew Michael (SFC:AOA555) | M | Rep | 2006-10-16 | 2006-11-16 | |
| 36 | Coyle, John (SFC:AUB182) | M | Rep | 2009-11-09 | 2009-11-13 | |
| 37 | Cunningham, Jeremy James Warren | M | Rep | 2008-03-28 | 2008-04-03 | |
| Rep | 2008-11-18 | 2008-11-21 | ||||
| Rep | 2009-06-15 | 2009-06-17 | ||||
| Rep | 2009-11-26 | 2011-08-09 | ||||
| 38 | Custard, Curtis William | M | Rep | 2006-05-10 | 2006-06-10 | |
| Rep | 2007-03-27 | 2007-04-26 | ||||
| 39 | Dang, Yulei 党宇蕾 | Rep | 2007-07-09 | 2010-07-31 | ||
| 40 | Dasher, Karl Franklin | M | Rep | 2009-09-14 | 2009-09-16 | |
| 41 | De Mello, Rajeev Donald | M | Rep | 2011-09-23 | 2018-02-21 | |
| 42 | Debruyne, Lieven M O 李定邦 | M | Rep | 2005-09-21 | 2006-03-21 | |
| RO | 2006-03-21 | 2020-10-09 | ||||
| 43 | Dennis, Clive | M | Rep | 2009-08-06 | 2010-11-24 | |
| 44 | Enlund, Dianna | Rep | 2007-10-15 | 2007-10-31 | ||
| 45 | Field, Nicholas Alfred | M | Rep | 2007-01-16 | 2007-02-16 | |
| 46 | Fok, Pui Shan (SFC:AFT509) 霍佩珊 | Rep | 2007-05-14 | |||
| Rep | 2011-10-11 | 2015-12-01 | ||||
| 47 | Foo, Hee Lim Kevin | M | Rep | 2011-06-23 | 2012-08-17 | |
| 48 | Ford, John Michael Frederic | 47 | M | RO | 2004-01-12 | 2005-06-20 |
| 49 | Fung, Wendy Ching Suet 馮靜雪 | F | Rep | 2003-10-10 | ||
| 50 | Goh, How Phuang 吳浩藩 | Rep | 2005-03-10 | 2005-06-10 | ||
| Rep | 2006-10-17 | 2006-11-17 | ||||
| Rep | 2007-03-28 | 2007-06-08 | ||||
| Rep | 2007-06-26 | 2011-07-23 | ||||
| 51 | Gotto, James Anthony Warren | M | Rep | 2007-08-14 | 2007-09-14 | |
| 52 | Guo, Wei (SFC:ASU040) 郭煒 | Rep | 2010-06-10 | 2018-05-02 | ||
| 53 | Harris, David Shannon | M | Rep | 2008-11-03 | 2010-11-24 | |
| 54 | Hashmi, Wajahat Altaf | Rep | 2006-05-09 | 2006-08-09 | ||
| 55 | Henriques, Guy Michael Quixano | M | Rep | 2009-08-17 | 2009-12-03 | |
| 56 | Ho, Kelly Ngar Ying 何雅盈 | F | Rep | 2007-05-07 | ||
| 57 | Ho, Veda Wing Sum 何詠心 | F | Rep | 2009-09-28 | 2019-04-03 | |
| 58 | Ho, Vida Nim Yan 何念恩 | Rep | 2005-07-07 | |||
| 59 | Ho, Winnie Wai Yee 何慧兒 | F | Rep | 2006-08-04 | 2012-08-21 | |
| 60 | Hudson, Toby Walpole | Rep | ||||
| 61 | Hui, Pui Yu 許佩如 | Rep | 2010-10-04 | |||
| 62 | Hui, Sau Wai (SFC:AEA524) 許秀慧 | Rep | 2004-04-26 | |||
| 63 | Hui, Tsz Fung 許子峰 | Rep | 2016-05-04 | |||
| 64 | Imam, Michael Raza | M | Rep | 2007-01-22 | 2010-11-30 | |
| 65 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | Rep | 2004-09-23 | 2020-11-24 | ||
| 66 | Kamal, Nur' Ashikin Binte | Rep | 2011-03-11 | 2013-04-01 | ||
| 67 | Kan, Chi Cheung 鄞子翔 | Rep | 2007-05-29 | 2021-01-22 | ||
| 68 | Ki, Shui Ping 祁瑞萍 | Rep | 2022-12-30 | |||
| 69 | Kim, Seung Ju 金升柱 | Rep | 2007-08-30 | 2008-04-24 | ||
| RO | 2008-04-24 | |||||
| 70 | Kim, Young Roe | Rep | 2009-09-01 | 2019-03-15 | ||
| 71 | Koester, Andreas Josef Johannes | M | Rep | 2006-05-08 | 2006-06-08 | |
| 72 | Kong, Cheuk Hang (SFC:ADD792) 江焯亨 | Rep | 2003-12-11 | |||
| 73 | Kung, Tak Ho 孔德豪 | Rep | 2007-06-01 | |||
| 74 | Kwan, Anna Wai Yee 關慧儀 | F | Rep | 2010-08-13 | 2011-05-10 | |
| 75 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | Rep | 2007-06-21 | |||
| 76 | Kwok, Karen Ka Pik 郭嘉碧 | F | Rep | 2005-06-07 | 2012-07-31 | |
| 77 | Lam, Dennis Saihong 林世康 | 31 | M | Rep | 2005-02-18 | 2008-02-28 |
| 78 | Lau, Chi Kin (SFC:AEN528) 劉志堅 | Rep | 2005-04-08 | |||
| 79 | Lau, Karen Kwan Chuk 劉堃竹 | F | Rep | 2004-03-15 | ||
| 80 | Lau, Pei Man Hidy 劉姵妏 | Rep | 2010-10-05 | 2018-04-30 | ||
| 81 | Lau, Roger Yee Ho 劉以浩 | M | Rep | 2010-02-09 | 2022-09-22 | |
| 82 | Lau, Tse Fung 劉子峯 | Rep | 2010-06-09 | 2010-07-21 | ||
| 83 | Law, Clara Yuet Yee 羅月兒 | F | Rep | 2005-08-10 | ||
| RO | 2005-08-10 | 2006-02-08 | ||||
| Rep | 2006-02-08 | 2006-04-12 | ||||
| RO | 2006-04-12 | |||||
| 84 | Lee, Deborah Wai Chung 李慧中 | F | Rep | 2009-03-16 | 2010-03-26 | |
| 85 | Lee, Elaine Shuk Tak 李淑德 | F | Rep | |||
| 86 | Lee, King Fuei | Rep | 2006-08-09 | |||
| 87 | Lee, Sai Yin 李世賢 | Rep | 2007-10-02 | 2018-05-02 | ||
| 88 | Lee, Shiu Kuen 李少娟 | Rep | 2008-09-12 | 2014-04-27 | ||
| 89 | Lee, Stella Yee Hing 李懿馨 | F | Rep | |||
| 90 | Lee, Wai Fung (SFC:AFU140) 李韋鋒 | Rep | 2003-06-12 | |||
| 91 | Lee, Wilson Kwok Wai 李國偉 | M | Rep | 2010-12-03 | 2011-05-28 | |
| 92 | Leung, Rita Siu Ling 梁少玲 | Rep | 2008-09-12 | 2009-10-24 | ||
| 93 | Li, Jing (SFC:AMI391) 李婧 | Rep | 2010-11-29 | 2018-04-27 | ||
| 94 | Li, Man Ling (SFC:ADW938) 李蔓玲 | Rep | 2003-04-17 | |||
| 95 | Lim, Siok-Mei | Rep | 2008-04-01 | 2009-01-12 | ||
| 96 | Liu, Wai Keung (SFC:AEE248) 廖偉強 | Rep | 2004-10-28 | |||
| 97 | Lo, Lai Ha 盧麗霞 | Rep | 2007-08-21 | |||
| 98 | Lo, Wai Leung (SFC:ADA869) 盧偉良 | Rep | 2008-04-09 | |||
| RO | 2008-04-09 | |||||
| 99 | Lui, David Yin Tat 雷賢達 | 61 | M | RO | 2009-03-17 | |
| Rep | 2009-03-17 | 2016-04-22 | ||||
| 100 | Luk, Kim Ping 陸劍平 | Rep | 2010-07-30 | |||
| 101 | Luo, Laura Ying 羅瑩 | 46 | F | Rep | 2013-07-25 | |
| 102 | Luong, Jay C. 梁競之 | Rep | 2008-05-29 | |||
| 103 | Ma, Calvin Kwai Shing 馬桂承 | M | Rep | 2010-06-29 | 2012-05-31 | |
| 104 | Mackay, Neil Alexander | M | Rep | 2007-11-16 | 2009-11-30 | |
| 105 | Mackenzie, David Kirkwood | M | Rep | 2006-02-08 | 2013-12-27 | |
| 106 | Maisonneuve, Virginie Monique | F | Rep | 2008-04-11 | 2008-04-17 | |
| Rep | 2009-04-06 | 2009-04-09 | ||||
| Rep | 2009-05-13 | 2009-05-15 | ||||
| Rep | 2009-11-16 | 2013-11-15 | ||||
| 107 | Marinucci, Raffaella (SFC:AMU534) | Rep | 2005-12-09 | 2009-04-30 | ||
| 108 | Marriott, Gavin Brent | M | Rep | 2009-01-20 | 2009-01-24 | |
| Rep | 2010-11-22 | 2010-11-25 | ||||
| Rep | 2011-03-07 | 2011-03-11 | ||||
| 109 | Money, Giles Richard | M | Rep | 2011-05-25 | 2011-05-27 | |
| 110 | Monsen, Thor Kristian Vigso | Rep | 2008-04-15 | 2009-02-11 | ||
| 111 | Mooney, David John Francis | 49 | M | Rep | 2006-09-07 | 2006-10-06 |
| 112 | Moute, Benjamin Daniel Germain | 36 | M | Rep | 2008-09-29 | 2010-11-24 |
| 113 | Ng, Peng Fong | Rep | 2011-06-30 | |||
| 114 | Ng, Teck Neng 黃得能 | Rep | 2007-08-30 | 2010-12-16 | ||
| 115 | Osborn, Adam Gihon | M | Rep | |||
| 116 | Parbrook, Robin Stewart | M | RO | 2008-04-06 | ||
| Rep | 2008-04-06 | 2023-05-04 | ||||
| 117 | Price, Charles Dominic | M | Rep | 2008-02-18 | 2008-02-25 | |
| 118 | Rucker, Rupert Charles William | M | Rep | 2007-03-01 | 2021-05-17 | |
| 119 | Saier, Georges-Arnaud | Rep | 2007-03-28 | 2007-04-27 | ||
| 120 | Schemmann, Sonja | Rep | 2007-06-11 | 2007-07-11 | ||
| 121 | Scott, Elisabeth Charlotte | F | RO | 2008-04-06 | ||
| Rep | 2008-04-06 | 2009-12-08 | ||||
| 122 | Serocold, Mark Joseph Pearce | M | Rep | 2010-11-23 | 2012-04-13 | |
| 123 | Shum, Richard (SFC:ADQ861) 岑傑誠 | M | Rep | 2003-07-28 | ||
| RO | 2003-07-28 | 2003-12-11 | ||||
| 124 | Shum, Taro Ka Chun 岑嘉俊 | Rep | 2012-02-06 | |||
| 125 | Sidani, Rami | Rep | 2010-06-24 | 2010-11-24 | ||
| Rep | 2011-02-24 | 2021-05-17 | ||||
| 126 | Simler, Justin Paul | M | Rep | 2007-03-21 | 2007-04-21 | |
| Rep | 2007-10-15 | 2007-10-31 | ||||
| Rep | 2008-07-15 | 2008-07-18 | ||||
| 127 | Siu, Samuel Chung Sum 蕭仲森 | M | Rep | 2008-08-15 | 2010-10-15 | |
| 128 | So, Yuk Fong (SFC:AOX343) 蘇玉芳 | Rep | 2011-06-10 | 2022-03-23 | ||
| 129 | Sondhi, Simran | Rep | 2007-02-06 | 2007-03-06 | ||
| 130 | Stanton, Benjamin | M | Rep | 2009-11-09 | 2009-11-13 | |
| 131 | Sze, Pui Kay 施培基 | Rep | 2005-09-02 | 2014-08-16 | ||
| 132 | Taljard, Garth Barry | M | Rep | 2011-07-07 | 2018-12-14 | |
| 133 | Tam, Kit Sai 譚潔茜 | Rep | 2008-06-23 | |||
| 134 | Tan, Amina 陳明雅 | Rep | 2006-11-03 | |||
| 135 | Tan, Siew Shen 陳修賢 | Rep | 2004-10-26 | 2005-10-08 | ||
| 136 | Tang, Angela On Key 鄧安琪 | F | Rep | 2008-08-11 | 2019-11-15 | |
| 137 | Tang, Wai Chi Ricky 鄧偉志 | Rep | 2011-12-12 | 2021-05-31 | ||
| 138 | Tang, Wai Sen 鄧慧珊 | Rep | 2005-08-17 | 2010-01-08 | ||
| 139 | Taylor, Christopher Neil (SFC:ANP718) | M | Rep | 2006-06-30 | 2006-07-30 | |
| 140 | Tsang, Angela Nga Yan 曾雅恩 | F | Rep | 2008-05-20 | 2021-05-14 | |
| 141 | Tsang, Billy Sze Wai 曾思偉 | Rep | 2004-08-17 | |||
| 142 | Tsang, Selina Wai Sze 曾慧詩 | F | Rep | 2007-06-01 | ||
| 143 | Tse, Chi Ho (SFC:AEB972) 謝志豪 | Rep | 2006-02-22 | 2008-02-02 | ||
| 144 | Tung, Lai Kwan 董麗君 | Rep | 2010-09-29 | |||
| 145 | Wade, Keith Martin | M | Rep | 2007-10-15 | 2007-10-31 | |
| Rep | 2007-12-05 | 2007-12-11 | ||||
| Rep | 2009-12-01 | 2009-12-04 | ||||
| 146 | Weatherill, Lucas Scott | M | Rep | 2005-11-17 | 2007-05-28 | |
| 147 | Webber, Simon Mark | M | Rep | 2007-03-23 | 2007-04-21 | |
| Rep | 2007-05-14 | 2007-06-14 | ||||
| Rep | 2008-02-18 | 2010-11-24 | ||||
| 148 | Wilson, Thomas George St John | M | Rep | 2010-06-22 | 2010-06-24 | |
| 149 | Wong, Amelia Ngar Men 黃雅雯 | F | Rep | 2007-11-09 | ||
| 150 | Wong, Chen Lung 黃震龍 | Rep | 2003-09-05 | |||
| 151 | Wong, Yuk Wah (SFC:AFV475) 黃玉華 | Rep | 2010-09-28 | 2023-02-07 | ||
| 152 | Wooldridge, Sherry Lin 林淑娥 | F | Rep | 2010-05-03 | ||
| 153 | Wu, Hui (SFC:ANJ209) 吳蕙 | Rep | 2006-05-09 | 2013-08-16 | ||
| 154 | Wyke, Christopher John (SFC:AOR598) | M | Rep | 2007-03-12 | 2021-04-30 | |
| 155 | Xu, Bo (SFC:AYA837) 徐博 | Rep | 2011-09-15 | 2019-04-08 | ||
| 156 | Yan, Yuk Hei 嚴煜稀 | Rep | 2005-10-14 | 2007-02-23 | ||
| 157 | Yiu, Ken Keung 姚強 | M | Rep | 2007-06-01 | 2010-07-14 | |
| 158 | Yuen, Man Suet 袁漫雪 | Rep | 2003-11-26 | |||
| 159 | Yung, Yuk Chun (SFC:AGG014) 容玉珍 | Rep | 2004-01-16 | |||
| 160 | Zhu, Hui (SFC:AKI716) 朱慧 | Rep | 2007-06-11 | 2011-07-30 |
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