UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Alexander Pak Cheung 區柏祥 | 28 | M | Rep | 2004-05-18 | 2008-03-11 |
| 2 | Beshke, Clarence John | M | RO | 2010-03-18 | ||
| 3 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
| 4 | Chao, Benjamin Sze Chung 趙思聰 | M | Rep | 2004-06-25 | 2006-10-04 | |
| 5 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
| 6 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
| 7 | Fok, Ronald King Man 霍敬文 | 27 | M | Rep | 2016-12-18 | |
| 8 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
| 9 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
| 10 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 11 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
| 12 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
| 13 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
| 14 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
| 15 | Law, Wendy Wing Chi 羅穎芝 | F | Rep | 2005-06-13 | ||
| 16 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
| 17 | Lee, Samuel Man Fat 李萬發 | 35 | M | Rep | 2004-12-03 | 2009-09-05 |
| 18 | Lee, Simon Chun Kit 李俊傑 | 28 | M | Rep | 2009-04-22 | |
| 19 | McQueen, Lee Michael | M | RO | 2004-01-09 | 2005-05-10 | |
| 20 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
| 21 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
| 22 | Poon, Ming Pui 潘明培 | M | RO | 2005-03-30 | ||
| 23 | Saunders, Scott Antony | M | RO | 2005-10-27 | ||
| 24 | Saxvik, Eric Bradley | M | Rep | 2005-03-07 | ||
| 25 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 26 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
| 27 | Yu, Jason Wah Chiu 余華超 | M | RO | 2005-03-24 |
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