Officers: UBS SECURITIES HONG KONG LIMITED

UBS SECURITIES HONG KONG LIMITED

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Au, Alexander Pak Cheung 區柏祥	29	M	Rep	2004-05-18	2008-03-11
2	Beshke, Clarence John		M	RO		2010-03-18
3	Bradshaw, John (SFC:AHC328)		M	RO	2005-04-27	2006-01-06
4	Chan, Andy Kok Heng			RO	2005-12-29	2011-02-16
5	Chan, Brian Hon Kei 陳漢基		M	Rep	2004-04-15	2009-04-22
6	Chao, Benjamin Sze Chung 趙思聰		M	Rep	2004-06-25	2006-10-04
7	Cheng, Jimmy Min Tat 鄭勉達		M	RO		2007-04-28
8	Chu, Peter		M	Rep	2004-08-06	2007-02-23
9	Fok, Ronald King Man 霍敬文	28	M	Rep		2016-12-18
10	Ho, Diana Pui Kwan 何佩君		F	Rep		2011-10-18
11	Ho, Kwok Chung (SFC:AAB905) 何國仲			Rep		2008-05-07
12	Ho, Tsz Leung 何子樑			Rep	2003-09-02	2016-12-18
13	Hong, Shaw-Shiun 洪紹勛			Rep	2004-08-20	2009-04-22
14	Kwan, Sing Yuen 關承遠			Rep		2016-12-18
15	Lam, Hu Yang 林曉陽			Rep		2006-09-16
16	Lau, Marcus Chi Chiu 劉志超		M	Rep		2006-06-08
17	Lee, Hyun Jae (SFC:AHN694) 李賢宰			Rep		2007-04-19
18	Lee, Samuel Man Fat 李萬發	36	M	Rep	2004-12-03	2009-09-05
19	Lee, Simon Chun Kit 李俊傑	29	M	Rep		2009-04-22
20	Li, Man Wing 李文穎			Rep	2005-05-24	2014-10-01
21	McQueen, Lee Michael		M	Rep	2005-05-10	2009-04-04
22	Melwani, Rajesh Ramesh (SFC:AEU252)		M	Rep		2010-01-26
23	Ng, Kai Yan 吳啟仁			Rep		2012-10-25
24	Ng, Kwong Man 吳光民			Rep	2005-07-04	2008-03-15
25	Sum, Hing Man 岑慶文			Rep		2014-04-11
26	Tang, Ming Wai (SFC:AIH670) 鄧明緯			Rep	2005-04-07	2009-04-06
27	Wong, Stephen (SFC:AJO207) 黃錦豪		M	Rep	2004-03-19	2008-04-30
28	Yu, Jason Wah Chiu 余華超		M	Rep	2005-03-24	2011-06-30