UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Beshke, Clarence John | M | RO | 2010-03-18 | ||
| 2 | Chan, Andy Kok Heng | RO | 2005-12-29 | 2011-02-16 | ||
| 3 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
| 4 | Myers, Kevin Mitchell | M | RO | 2009-03-10 | 2010-05-14 | |
| 5 | Redbourn, Paul Robert (SFC:AFQ906) | M | RO | 2006-03-10 | 2014-06-11 | |
| 6 | Yeoh, Choo Guan 楊紫源 | RO | 2007-06-15 | 2010-02-03 | ||
| 7 | Agarwal, Anand (SFC:ASL813) | Rep | 2009-02-25 | 2015-03-10 | ||
| 8 | Arora, Dhruv (SFC:ARG980) | Rep | 2008-07-04 | 2015-04-30 | ||
| 9 | Bansal, Navneet Kumar | M | Rep | 2009-05-27 | 2010-03-25 | |
| 10 | Bhumiratana, Master Sanu | Rep | 2007-01-12 | 2016-12-18 | ||
| 11 | Bradshaw, John (SFC:AHC328) | M | Rep | 2006-01-06 | 2012-03-29 | |
| 12 | Chau, Kwok Wai (SFC:ATN585) 周國威 | Rep | 2009-08-11 | 2016-12-18 | ||
| 13 | Cheuk, So Wah 卓素華 | Rep | 2008-05-23 | 2016-12-18 | ||
| 14 | Chiu, Winnie Mo Sze 趙慕詩 | F | Rep | 2009-09-28 | 2010-11-09 | |
| 15 | Donovan, James William (SFC:ARA301) | M | Rep | 2008-05-09 | 2014-05-13 | |
| 16 | Fok, Ronald King Man 霍敬文 | 32 | M | Rep | 2016-12-18 | |
| 17 | Galea, Ronald Francis | M | Rep | 2009-12-14 | 2010-03-22 | |
| 18 | Gencarelli, Franco Joseph | M | Rep | 2006-10-09 | 2011-12-31 | |
| 19 | Gupta, Shivam (SFC:APC574) | Rep | 2009-08-10 | 2011-04-02 | ||
| 20 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
| 21 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 22 | Holiday, Edward Richard | M | Rep | 2009-08-10 | 2016-12-18 | |
| 23 | Kansal, Mohit (SFC:ATX900) | Rep | 2009-10-21 | 2012-03-31 | ||
| 24 | Kim, Jung Ho | Rep | 2009-03-05 | 2013-07-13 | ||
| 25 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
| 26 | Kwong, Myron Mann 鄺孟恆 | Rep | 2006-12-14 | 2016-12-18 | ||
| 27 | Lei, Baoxi 雷宝溪 | Rep | 2007-11-23 | 2012-03-27 | ||
| 28 | Lent, Nicholas Alexander | M | Rep | 2007-06-14 | 2011-06-28 | |
| 29 | Li, Anita Oi Yan 李靄欣 | F | Rep | 2008-08-20 | 2016-03-16 | |
| 30 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
| 31 | Li, Jing (SFC:AOV618) 李菁 | Rep | 2007-05-08 | 2012-12-22 | ||
| 32 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 33 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2006-12-14 | 2016-12-18 | |
| 34 | Liu, Ning (SFC:ASZ222) 劉寧 | Rep | 2009-05-25 | 2016-12-18 | ||
| 35 | Lu, Hao Feng 呂豪鋒 | Rep | 2009-05-27 | 2012-11-15 | ||
| 36 | McCormick, Neil John | M | Rep | 2009-11-11 | 2010-06-21 | |
| 37 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
| 38 | Moon, Jae Wook 文裁煜 | Rep | 2009-05-27 | 2014-05-08 | ||
| 39 | Ng, Eric Peter 吳君豪 | M | Rep | 2008-09-12 | 2012-12-22 | |
| 40 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
| 41 | Ning, Feng Tao | Rep | 2009-07-30 | 2012-03-17 | ||
| 42 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
| 43 | Pabari, Shrikesh Dilip | Rep | 2008-05-02 | 2016-12-18 | ||
| 44 | Patterson, Richard John | M | Rep | 2009-10-08 | 2010-11-11 | |
| 45 | Rabinowitz, David | M | Rep | 2006-12-14 | 2010-06-28 | |
| 46 | Rogers, David Andrew (SFC:ATM320) | M | Rep | 2009-08-04 | 2010-06-03 | |
| 47 | Saxvik, Eric Bradley | M | Rep | 2008-08-12 | 2012-04-13 | |
| 48 | Shivalingam, Sanjeevan | M | Rep | 2009-09-07 | 2013-08-22 | |
| 49 | Sui, Voon Keat Kenneth 許文杰 | Rep | 2007-07-16 | 2016-12-18 | ||
| 50 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 51 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | Rep | 2009-10-05 | 2011-04-13 | ||
| 52 | Tan, Eric Ming Fung 鄧銘峰 | M | Rep | 2009-08-03 | 2016-12-18 | |
| 53 | Tan, Freddie Kuok Lin | Rep | 2009-06-01 | 2016-12-18 | ||
| 54 | Thomas, Rebecca Judith | F | Rep | 2008-12-19 | 2016-07-28 | |
| 55 | Tropper, Giselle Natalia | Rep | 2009-11-02 | 2016-12-18 | ||
| 56 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2006-12-14 | 2016-12-18 | ||
| 57 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-06 | ||
| 58 | Wang, Jiaqi (SFC:AOH836) 王家琦 | Rep | 2006-12-18 | 2016-12-18 | ||
| 59 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
| 60 | Wong, Schenken 黃尚勤 | Rep | 2008-03-28 | 2010-03-15 | ||
| 61 | Woo, Yik Yuen 胡翊遠 | Rep | 2007-06-20 | 2015-08-07 | ||
| 62 | Wu, Shanshan / Sarah 伍珊珊 | Rep | 2009-09-07 | 2012-05-05 | ||
| 63 | Xia, Yang (SFC:ALN489) 夏阳 | Rep | 2007-05-18 | 2010-11-11 | ||
| 64 | Yu, Jason Wah Chiu 余華超 | M | Rep | 2005-03-24 | 2011-06-30 | |
| 65 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2006-10-18 | 2016-12-18 | |
| 66 | Yun, Heekyu | Rep | 2009-07-22 | 2010-03-07 | ||
| 67 | Zalaket, Michael J | M | Rep | 2009-12-08 | 2010-01-19 |
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