HSBC Global Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Apenbrink, Rudolf Eduard Walter | 46 | M | RO | 2007-07-03 | 2010-10-01 |
| 2 | Au, King Lun 區景麟 | 50 | M | RO | 2008-08-01 | |
| 3 | Au, Pui Ting 歐佩婷 | Rep | 2006-02-07 | 2006-12-29 | ||
| 4 | Bonfa, Juliana Campos De Araujo | Rep | 2008-04-23 | 2008-11-13 | ||
| 5 | Botelho Bastos, Pedro Augusto | M | Rep | 2009-09-28 | 2009-10-12 | |
| 6 | Breitfuss, Sascha Franz | Rep | 2008-02-25 | 2009-08-26 | ||
| 7 | Chan, Ann Chi On 陳芷安 | F | Rep | 2004-04-06 | ||
| 8 | Chan, Cecilia Po Chi 陳寶枝 | F | Rep | 2006-03-10 | ||
| RO | 2006-03-10 | 2023-11-30 | ||||
| 9 | Chan, Chi Nang 陳志能 | Rep | 2007-09-05 | 2021-07-19 | ||
| 10 | Chan, Debbie Ka Yee 陳嘉怡 | F | Rep | 2004-01-19 | 2005-04-18 | |
| 11 | Chan, Desmond Kai Yuen 陳繼元 | M | Rep | 2007-11-19 | 2011-05-16 | |
| 12 | Chan, Fiona Nga Yee 陳雅儀 | F | Rep | 2008-05-07 | ||
| 13 | Chan, Kanise Choi Wah 陳再華 | F | Rep | 2004-02-27 | ||
| 14 | Chan, Oi Wan 陳靄雲 | Rep | 2007-07-04 | 2013-02-21 | ||
| 15 | Chan, Pui Kit 陳培杰 | Rep | 2003-07-22 | 2005-05-30 | ||
| 16 | Chan, Toby Yuen Ching 陳婉貞 | Rep | 2007-11-19 | 2013-03-08 | ||
| 17 | Chan, Wai Ming (SFC:ALT876) 陳偉明 | Rep | 2005-03-01 | 2005-07-27 | ||
| 18 | Chau, Lydia Wing Yu 周穎愉 | F | Rep | 2021-09-17 | ||
| 19 | Chen, Arthur Bing Lam 陳炳霖 | M | Rep | 2005-08-26 | 2013-10-28 | |
| 20 | Chen, Eugene Ju Chuen | M | RO | 2003-10-08 | ||
| 21 | Cheng, Peter Tat Cheong 鄭達昌 | M | Rep | 2004-08-14 | 2005-10-31 | |
| 22 | Cheng, Sandra 程芝凌 | F | Rep | 2005-05-13 | 2006-07-01 | |
| 23 | Cheung, Carrie Kai Li 張佳俐 | F | Rep | 2009-03-10 | 2013-11-04 | |
| 24 | Cheung, Michelle Wei Sze 張慧詩 | F | Rep | 2006-09-01 | 2008-09-30 | |
| 25 | Cheung, Sau Ki (SFC:AQX377) 張秀琪 | Rep | 2008-04-23 | 2010-06-07 | ||
| 26 | Cheung, Wai Ying (SFC:AOV443) 張慧盈 | Rep | 2007-04-27 | 2008-10-02 | ||
| 27 | Chiu, Yung Kit 趙勇傑 | Rep | 2004-09-17 | |||
| 28 | Choi, Christian Man Hon 蔡文翰 | M | Rep | 2007-08-21 | 2008-09-25 | |
| 29 | Chow, Charles 周灼健 | M | Rep | 2006-04-18 | 2014-11-30 | |
| 30 | Chow, Paul Man Yiu 周文耀 | 63 | M | RO | 2003-04-30 | |
| 31 | Chow, Yin Kwan 周妍君 | Rep | 2003-04-28 | 2006-01-18 | ||
| RO | 2006-01-18 | 2007-03-30 | ||||
| 32 | Choy, David Tsz Hong 蔡子康 | M | Rep | 2004-05-31 | ||
| 33 | Christo, Michael Gabriel | M | Rep | 2005-04-07 | ||
| 34 | Chung, Wai Yan (SFC:ALB466) 鍾慧欣 | Rep | 2004-08-06 | 2006-11-30 | ||
| 35 | Conxicoeur, Patrice Pierre Henri | M | RO | 2008-07-28 | 2015-05-22 | |
| 36 | Crivelli, Patrick Marcel | M | Rep | 2006-02-28 | 2012-06-28 | |
| 37 | Cuffe, Maxine Allison Mary | 41 | F | Rep | 2005-07-13 | |
| 38 | Duggal, Sanjiv | M | Rep | 2009-08-31 | 2009-10-31 | |
| 39 | Ebrahim, Ayaz Hatim | M | RO | 2006-07-25 | ||
| 40 | Fu, Felix Chi Pui 符致培 | Rep | 2006-08-25 | 2011-09-16 | ||
| 41 | Fung, Honyu 馮漢宇 | Rep | 2014-05-09 | |||
| 42 | Garman Iii, Ray Fillmore | M | Rep | 2003-07-02 | ||
| 43 | Gibb, David Thomas | M | Rep | 2008-02-11 | 2020-12-08 | |
| 44 | Goldfeld, Leon | M | Rep | 2004-07-20 | 2004-09-09 | |
| RO | 2004-09-09 | 2010-06-18 | ||||
| 45 | Ha, Ka Yan 夏嘉欣 | Rep | 2006-06-30 | 2007-12-14 | ||
| 46 | Ha, Michael Cheuk Wah 夏卓華 | M | Rep | 2011-05-11 | ||
| 47 | Hau, Winnie Wai Yin 侯慧賢 | F | Rep | 2006-01-18 | ||
| RO | 2006-01-18 | 2011-07-29 | ||||
| 48 | Helfer, Paul Douglas | M | Rep | 2008-06-20 | 2008-07-20 | |
| Rep | 2009-09-28 | 2009-10-12 | ||||
| 49 | Hilliman Hopkinson, Michelle | F | Rep | 2007-12-24 | 2014-03-31 | |
| 50 | Ho, Emily Pui Yee 何佩怡 | F | Rep | 2006-04-18 | 2006-09-15 | |
| Rep | 2007-07-12 | 2011-11-23 | ||||
| 51 | Ho, Ivan Kwok Wai 何國威 | M | Rep | 2007-07-23 | 2009-11-06 | |
| 52 | Ho, Tsz Chun (SFC:AIB373) 何子晉 | Rep | 2004-06-01 | |||
| 53 | Hsieh, Yuk Chun 佘玉真 | Rep | 2010-10-28 | |||
| 54 | Hughes, James Richard | M | Rep | 2008-09-29 | 2010-04-30 | |
| 55 | Hui, Lam 許琳 | Rep | 2008-05-09 | 2013-07-31 | ||
| 56 | Hui, Mei Ki 許美琪 | Rep | 2007-08-15 | 2011-12-02 | ||
| 57 | Hung, Richard Wai Wah 熊蔚華 | M | Rep | 2005-05-03 | ||
| 58 | Kam, Stephen Cheuk Hang 甘卓亨 | M | Rep | 2004-07-21 | 2007-03-20 | |
| 59 | Kan, Isabelle Pui Ling 簡佩玲 | F | Rep | 2006-11-15 | 2008-09-25 | |
| 60 | Kan, Lap Hang 簡立恆 | Rep | 2008-07-07 | 2011-10-12 | ||
| 61 | Kang, Mi Jung | Rep | 2004-10-21 | 2012-02-29 | ||
| 62 | Ke, Wing Shuen 柯泳璇 | Rep | 2008-08-05 | 2008-09-25 | ||
| 63 | Khoo, Pui Wun 丘培煥 | 37 | F | Rep | 2006-08-16 | 2007-11-23 |
| 64 | Ko, Wai Man 高偉文 | Rep | 2005-07-29 | |||
| 65 | Ko, Yvonne Chi Yuen 高志遠 | F | Rep | 2005-05-12 | 2007-06-08 | |
| 66 | Kwan, Kai Tai 關啟泰 | Rep | 2007-09-17 | 2015-01-30 | ||
| 67 | Kwok, Charles Cheong Ping 郭昌平 | M | Rep | 2005-05-30 | ||
| 68 | Kwong, Shuk Ngan 鄺淑顏 | Rep | 2005-08-17 | |||
| 69 | Kwong, Wing Man 鄺穎文 | Rep | 2003-05-19 | 2007-09-14 | ||
| 70 | Lai, Amy Pui Ming 黎沛明 | F | Rep | 2005-08-01 | 2011-11-14 | |
| 71 | Lai, Jackie Lun Yee 黎麟兒 | Rep | 2007-01-04 | 2007-01-17 | ||
| 72 | Lai, Siu Yan 賴少忍 | Rep | 2012-03-27 | |||
| 73 | Lai, Wing Keung (SFC:AJE409) 賴永強 | Rep | 2003-11-26 | 2006-10-20 | ||
| 74 | Lam, Anita Ting Wai 林庭慧 | F | Rep | 2006-11-17 | 2007-05-28 | |
| 75 | Lam, Bonnie Po Yee 林寶儀 | F | Rep | 2006-04-12 | ||
| RO | 2006-04-12 | 2014-04-01 | ||||
| 76 | Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 | Rep | 2006-02-20 | 2006-06-23 | ||
| 77 | Lam, Lap Fai 林立輝 | Rep | 2009-11-17 | 2011-11-18 | ||
| 78 | Lam, Leilani Sai Ki 林世淇 | Rep | 2011-12-12 | |||
| 79 | Lam, Martin Thanh | M | Rep | 2006-10-31 | 2008-09-26 | |
| 80 | Lam, Po Ching 林步青 | Rep | 2007-10-16 | 2010-10-15 | ||
| 81 | Lam, Yik Fun 林憶芬 | 41 | F | Rep | 2004-05-18 | 2005-05-04 |
| 82 | Lau, Priscilla Pui Sze 劉沛思 | F | Rep | 2007-02-23 | 2010-09-06 | |
| 83 | Lau, Sammy Chung Hing 劉頌興 | 46 | M | Rep | 2005-11-30 | |
| 84 | Lau, Tsui Heung 劉翠香 | Rep | 2007-09-17 | 2008-11-28 | ||
| 85 | Lau, Tsz Lung (SFC:AGJ950) 劉子龍 | Rep | 2006-01-17 | 2007-02-28 | ||
| 86 | Law, Nerida Jane | F | Rep | 2006-12-07 | 2008-05-21 | |
| 87 | Lee, Andrew Shu Yan 李樹仁 | M | Rep | 2005-01-06 | 2010-09-20 | |
| 88 | Lee, Ching Cheong 李政昌 | Rep | 2005-03-15 | |||
| 89 | Lee, Cristi Boon-Yee 李本儀 | Rep | 2005-05-18 | 2008-09-11 | ||
| 90 | Lee, Emily Kin Ming 李建明 | F | Rep | 2004-10-18 | ||
| 91 | Lee, Euisup 李宜燮 | Rep | 2006-11-01 | 2007-11-27 | ||
| 92 | Lee, Hubert Wai Hon 李威漢 | M | Rep | 2006-04-11 | 2021-09-10 | |
| 93 | Lee, Mathew Shih Hao 利仕豪 | M | Rep | 2006-10-19 | 2013-03-15 | |
| 94 | Lee, May (SFC:ABX755) 李美芬 | F | Rep | 2004-05-06 | ||
| 95 | Lee, Mei Ling (SFC:AFR791) 李美玲 | Rep | 2005-01-15 | 2008-08-08 | ||
| 96 | Lee, Sandra Yuen Man 李婉雯 | F | RO | 2005-11-30 | ||
| 97 | Lee, Suen Chun 李選進 | Rep | 2003-09-22 | 2003-12-18 | ||
| RO | 2003-12-18 | 2013-01-31 | ||||
| 98 | Lee, Suk Yee (SFC:ALW199) 李淑儀 | Rep | 2005-03-31 | 2005-12-10 | ||
| 99 | Lee, Tak Ching 李德貞 | Rep | 2005-04-28 | 2006-08-04 | ||
| 100 | Leguay, Frederic Hubert Francois | M | Rep | 2009-11-23 | 2009-12-07 | |
| 101 | Leung, Andrew Wing Che 梁穎致 | M | Rep | 2006-04-20 | ||
| RO | 2006-04-20 | 2007-01-05 | ||||
| 102 | Leung, Hung Piu 梁鴻標 | Rep | 2004-10-29 | 2005-05-03 | ||
| 103 | Leung, Koon Yin 梁冠賢 | Rep | 2004-10-25 | |||
| 104 | Leung, Lap Wai (SFC:ALN045) 梁立偉 | Rep | 2004-11-30 | 2011-06-30 | ||
| 105 | Leung, Po Chun 梁寶珍 | Rep | 2005-03-23 | 2013-06-19 | ||
| 106 | Leung, Sandra Tsui San 梁翠珊 | F | Rep | 2003-11-04 | 2010-04-30 | |
| 107 | Li, Andrew Sing-Tsze 李承智 | M | Rep | 2006-05-16 | 2006-12-15 | |
| 108 | Li, Cecil Chi Yan 李志仁 | M | Rep | 2004-09-08 | ||
| 109 | Li, Shuk Ling 李淑玲 | Rep | 2005-09-09 | 2021-07-19 | ||
| 110 | Li, Wai Ming (SFC:ARE684) 李偉明 | Rep | 2008-06-16 | 2013-08-23 | ||
| 111 | Lin, Bobby Suen Kwok 林宣國 | Rep | 2005-06-14 | |||
| 112 | Liu, Alan Chi Lun 廖志崙 | M | Rep | 2004-03-19 | ||
| RO | 2004-03-19 | 2005-08-03 | ||||
| 113 | Lo, Sin Sin 羅倩倩 | Rep | 2007-08-16 | 2007-10-03 | ||
| 114 | Lo, Wai Ngor (SFC:ADT635) 盧惠娥 | Rep | 2004-11-05 | |||
| 115 | Loaring, Kristie Choi Man 沈賽文 | Rep | 2004-08-10 | 2006-07-10 | ||
| RO | 2006-07-10 | 2011-11-29 | ||||
| 116 | Luk, Wai Shum 陸慧心 | Rep | 2007-08-01 | 2021-09-30 | ||
| 117 | Ma, Eileen Ngai Ling 馬劉艾靈 | F | Rep | 2003-08-29 | ||
| 118 | Ma, Michael Wai Yin 馬偉賢 | M | Rep | 2004-07-26 | ||
| 119 | Ma, Yuk Tong 馬玉堂 | Rep | 2005-04-11 | 2005-10-24 | ||
| 120 | Mak, Ka Yee (SFC:AEQ948) 麥家儀 | Rep | 2008-07-31 | |||
| 121 | Mak, Ka Ying (SFC:ARI513) 麥嘉盈 | Rep | 2008-07-17 | |||
| 122 | Maldonado-Codina, Guillermo Eduardo 馬浩德 | M | Rep | 2011-09-19 | ||
| 123 | Maronilla, Ramon Gregory Jr. Fong | M | Rep | 2004-09-01 | 2005-03-21 | |
| 124 | Maxwell, Jonathan (SFC:AOR777) | M | Rep | 2007-03-19 | 2007-04-20 | |
| 125 | Mehta, Viresh Navnitray | Rep | 2009-10-20 | 2009-11-03 | ||
| 126 | Mok, Bosco Nga Bong 莫雅邦 | M | Rep | 2007-06-18 | ||
| 127 | Mok, Philip Wan Yu 莫韻餘 | M | Rep | 2003-05-06 | 2010-06-28 | |
| 128 | Mui, Alfred Lap Chung 梅立中 | M | Rep | 2007-03-23 | ||
| 129 | Mung, Wing Kee 蒙榮基 | Rep | ||||
| 130 | Ng, Grace Wing Sze 吳穎詩 | F | Rep | 2006-05-23 | 2008-11-28 | |
| 131 | Ng, Hung Leuk 吳雄畧 | Rep | 2007-08-17 | |||
| 132 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | Rep | 2011-06-22 | |||
| 133 | Ngai, Lai Wah 倪麗華 | Rep | 2008-06-30 | |||
| 134 | Ngan, Kin Wa 顏建華 | Rep | 2004-04-06 | 2007-05-15 | ||
| 135 | Ngao, Anissa Wai Kwan 敖慧鈞 | Rep | 2007-05-31 | |||
| 136 | Nowparast, Behzad Reza | Rep | 2006-04-10 | 2007-05-31 | ||
| 137 | Ong, Chee Ling 王智齡 | Rep | 2007-11-19 | 2008-11-13 | ||
| 138 | Pai, Husan 白浩森 | Rep | 2010-06-28 | |||
| 139 | Pang, Philip Piao Hsin 馮標新 | M | Rep | 2007-07-26 | 2012-08-17 | |
| 140 | Pang, Rio So Sum 彭素心 | Rep | 2008-08-07 | 2020-11-05 | ||
| 141 | Park, Chan Ik | Rep | 2004-09-01 | |||
| 142 | Park, Young Ki | Rep | 2007-09-24 | 2012-06-29 | ||
| 143 | Pau, Jennifer Ka Hing 包家馨 | F | Rep | 2003-12-05 | ||
| 144 | Pavivan, Pavina 林展穎 | Rep | 2006-09-20 | 2007-03-14 | ||
| 145 | Pickerell, Blair Chilton 裴布雷 | 53 | M | RO | 2003-07-22 | 2007-05-31 |
| 146 | Rodrigues, Gordon Pierre | M | Rep | 2007-12-04 | 2022-05-31 | |
| 147 | Series, Kerry David | M | Rep | 2004-10-27 | 2006-09-15 | |
| 148 | Seto, Spencer W | M | Rep | 2006-09-04 | 2012-05-31 | |
| 149 | Shea, Anita Sze Wai 佘思慧 | F | Rep | 2004-07-26 | ||
| 150 | Sheehan, Benjamin Septimus | M | Rep | 2007-07-12 | 2019-02-08 | |
| 151 | Shiu, Vivian Pui Kuen 邵佩娟 | Rep | 2008-01-25 | 2010-09-01 | ||
| 152 | Shum, Emily Kwok Wai 岑幗慧 | F | Rep | 2005-12-30 | 2006-06-23 | |
| 153 | Shum, Wai Chun 沈偉俊 | Rep | 2007-10-23 | 2008-04-28 | ||
| RO | 2008-04-28 | 2010-04-16 | ||||
| 154 | Sin, Cathy Ka Yee 冼加兒 | F | Rep | 2006-10-03 | 2016-02-05 | |
| 155 | So, Tony Chun Chung 蘇振中 | M | Rep | |||
| 156 | Spence, Susannah Mary | F | Rep | 2006-01-18 | ||
| RO | 2006-01-18 | 2019-08-13 | ||||
| 157 | Sze, Woon Sang 史煥生 | Rep | 2006-09-08 | |||
| 158 | Tang, Jason Ki Shun 鄧基信 | M | Rep | 2007-08-21 | 2007-11-06 | |
| 159 | Tang, Ka Nam 鄧嘉南 | Rep | 2003-08-20 | |||
| 160 | Tang, Wai Sen 鄧慧珊 | Rep | 2004-12-24 | 2005-07-13 | ||
| 161 | Tang, Wincy Wing Sze (SFC:ADQ849) 鄧穎施 | Rep | 2004-11-30 | |||
| 162 | Tang, Wing Yee (SFC:AGL457) 鄧穎兒 | Rep | 2004-08-24 | |||
| 163 | Tignard, Laurent Charles | M | Rep | 2009-11-23 | 2009-12-07 | |
| 164 | Tsang, Karen Sze Wai 曾思慧 | F | Rep | 2004-11-03 | 2020-07-21 | |
| 165 | Tsang, Sin Man (SFC:AFO918) 曾倩雯 | Rep | 2010-05-31 | |||
| 166 | Tse, Cecilia Kam Sum 謝琴心 | F | Rep | 2008-09-25 | ||
| 167 | Tse, Patrick Kwok Shing 謝國誠 | M | Rep | 2006-01-16 | 2013-02-28 | |
| 168 | Tucker, Robert Denis | M | Rep | 2005-05-25 | 2009-09-23 | |
| 169 | Valadao, Mark Paul | 38 | M | Rep | 2005-05-25 | 2007-06-22 |
| 170 | Varino Iii, George Vincent | M | Rep | 2009-10-22 | 2009-11-05 | |
| 171 | Wan, Kenny 尹建銘 | M | Rep | 2004-02-16 | ||
| 172 | Wang, Dong (SFC:AIR588) 王棟 | 32 | M | Rep | 2005-10-24 | |
| 173 | Wong, Aaron Davis 黃佳頌 | M | Rep | 2004-12-23 | 2005-06-16 | |
| 174 | Wong, Amelia Ngar Men 黃雅雯 | F | Rep | 2005-02-04 | 2007-10-05 | |
| 175 | Wong, Cho Sze 黃楚斯 | Rep | 2009-04-29 | 2013-10-31 | ||
| 176 | Wong, Eddy Tai Che 王大智 | M | Rep | 2004-08-05 | 2005-10-31 | |
| 177 | Wong, Eldora Suet King 王雪瓊 | Rep | 2006-11-15 | 2007-07-03 | ||
| 178 | Wong, Jane Ching 黃菁 | F | Rep | 2008-02-29 | 2013-02-01 | |
| 179 | Wong, Jennifer Hsiu Hui 黃秀慧 | F | Rep | 2006-03-27 | 2009-06-27 | |
| 180 | Wong, Johnny Yat Hong 黃日康 | M | Rep | 2003-06-02 | ||
| 181 | Wong, Joyce Wen Mee 王穎薇 | F | Rep | 2004-03-12 | 2009-12-14 | |
| 182 | Wong, Priscilla Yut Mun 黃逸敏 | F | Rep | 2008-01-25 | 2011-09-19 | |
| 183 | Wong, Richard Chi Lung 黃子驊 | M | Rep | 2011-01-28 | ||
| 184 | Wong, Simpson Leung Hang 黃良恆 | M | Rep | 2007-04-25 | ||
| 185 | Wong, Siu Yung (SFC:AQX385) 王小蓉 | Rep | 2008-04-23 | 2009-09-30 | ||
| 186 | Wong, Susanna Ling Sze 王玲思 | F | Rep | 2008-05-09 | 2008-11-07 | |
| 187 | Wu, Yee Lun 鄔依倫 | Rep | 2006-08-08 | 2011-02-11 | ||
| 188 | Yan, Cleo Sheung Ngar 甄尚雅 | F | Rep | 2004-08-19 | 2006-04-21 | |
| 189 | Yang, Yao-Wei 楊曜維 | Rep | 2008-02-11 | 2008-09-25 | ||
| 190 | Yin, Phillip Tk 嚴正剛 | M | Rep | 2005-07-22 | 2005-10-07 | |
| 191 | Yip, Eric Chee Hang 葉志衡 | M | Rep | 2003-06-27 | ||
| 192 | Yip, Lai Chuen 葉禮荃 | Rep | 2009-10-12 | 2010-04-07 | ||
| 193 | Yiu, Pui Lam 姚珮林 | Rep | 2006-04-04 | 2006-05-02 | ||
| 194 | Yu, Pik Sim 余碧嬋 | Rep | 2008-05-13 | 2014-02-10 | ||
| 195 | Yu, Tina Wai Kwan 余慧君 | Rep | 2005-08-18 | 2005-11-02 | ||
| 196 | Yu, Vernon Ka Leung | Rep | 2005-01-19 | |||
| 197 | Yuen, Polly Po Yee 阮寶儀 | Rep | 2006-11-17 | 2011-11-04 | ||
| 198 | Zhong, Shan (SFC:AJN966) 鍾山 | Rep | 2005-09-07 | 2011-05-17 |
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