Mesirow Financial Hong Kong, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Ali, Mujtaba Syed			RO	2012-06-05
2	Lee, Chae Joo			Rep	2013-05-07	2014-11-12
3	Littmann, Edward Raymond		M	RO	2012-06-05	2017-03-23
4	McCarthy, Alex Joseph			Rep	2013-03-27	2013-06-28
5	Meyer, Linda Willey		F	RO	2012-06-05	2014-04-16
6	Wong, Sze Man (SFC:AOR611) 黃思敏			Rep	2013-07-02	2015-12-31

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