CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Bo, Huaiyu 薄怀予 Rep 2004-02-09 2006-07-31
2 Chan, Marcella Man Wai 陳敏慧 Rep 2004-10-12 2006-06-17
3 Chen, Denise Jiun Jing 陳君靜 F Rep 2004-01-26 2006-05-19
4 Crotty, Philip John M Rep 2005-05-19 2005-07-14
RO 2005-07-14 2008-06-27
5 D'abo, John Gerard Nicholas 38 M Rep 2004-12-06
6 Dewhurst, Simon M Rep 2006-11-14
7 Ferdinand, Timothy Mark Fletcher M RO 2005-12-31
8 Gregory, Philip Leeton 葛浩雲 M Rep 2006-09-20 2008-04-18
9 Hanka, Robert (SFC:AEY453) M Rep 2004-05-18 2005-12-31
10 Hua, Fengmao 華風茂 38 M Rep 2003-07-23 2005-10-20
11 Jiang, Sosia Rep 2005-10-25 2006-10-12
12 King, Richard Yun Zing 金元成 40 M Rep 2003-10-13
13 Kum, Jocelyn Wan Sze 甘婉絲 Rep 2004-06-04
14 Kwong, Wilson Wai Sun 鄺偉信 41 M Rep 2003-12-17 2006-07-03
15 Lam, Allen Kar Fai 林嘉輝 M Rep 2006-06-05
16 Lam, Steve Kwok Leung 林國樑 M Rep 2006-06-08 2007-06-25
17 Lee, Richard Anthony Treadgold M Rep 2006-01-16
RO 2006-01-16 2016-04-06
18 Leow, Siok Ling 廖淑玲 Rep 2008-09-08
19 Liu, Hiu Lau 廖曉柳 Rep 2006-06-15 2007-07-31
20 Liu, Mi (SFC:AIH139) 劉宓 Rep 2007-05-23
21 Liu, Xia (SFC:ANW386) 劉霞 Rep 2006-09-15 2011-01-01
22 Lo, Jessica Yung 羅榕 F Rep 2006-09-18 2007-09-01
23 Ngo, Long Hoang 黃龍 Rep 2006-07-05 2008-01-29
24 Perrett, Adam Nicholas 龐立德 M Rep 2006-05-08 2006-06-19
RO 2006-06-19 2007-09-01
25 Reid, Robert Stephen M Rep 2005-08-04
RO 2005-08-04 2012-07-05
26 Shen, Hui (SFC:ACE838) 沈輝 Rep 2006-05-22 2007-08-01
27 Tan, Jacqueline K. 陳嘉嘉 F Rep 2004-03-23 2005-01-24
28 Tang, Leonard Chu 鄧儲 M Rep 2004-07-05
29 Taylor, Richard Kirby (SFC:ACO169) M RO 2020-04-03
30 To, Fung 杜峰 Rep 2004-07-26
31 Tse, Kwok On 謝國安 Rep 2006-03-31
32 Wilson, Stuart Richard (SFC:ALZ457) M Rep 2005-05-10 2014-11-18
33 Yeung, Kin Sing 楊健聲 RO 2003-07-31
Rep 2003-07-31 2008-11-18
34 Yuan, Kokuei Rep 2007-09-05
35 Zhi, Yu 職宇 Rep 2011-07-29
36 Zhu, Qing (SFC:ADZ874) 朱慶 Rep 2005-04-20

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