GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
Role From Until
1 Cheung, Charles Lai Yan 張禮仁 M RO 2011-03-08
2 Gan, Tian (SFC:AMI240) 甘添 Rep 2005-08-03 2008-02-01
3 Kan, Pinky Lai Ping 簡麗萍 Rep 2004-11-11 2006-11-11
4 San To, Hok Kwan 申屠學軍 M RO 2003-10-23 2006-03-07
5 Shum, Christ Chi Kau 岑智球 Rep 2010-05-03
6 Yim, Fung 閻峰 42 M RO 2020-11-16
7 Yuan, Junping 袁軍平 Rep 2005-07-28 2008-09-30
8 Zhu, Qizhi 朱奇志 Rep 2005-04-20 2008-06-12

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