GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chao, Ruo Han 趙若涵 | Rep | 2014-01-15 | 2017-09-17 | ||
| 4 | Chen, Lixian (SFC:BUD416) 陳藜賢 | Rep | 2023-09-21 | |||
| 5 | Chen, Yijin (SFC:APD345) 陳義進 | Rep | 2007-06-25 | 2010-09-30 | ||
| 6 | Chen, Yijing (SFC:AXS848) 陳毅菁 | Rep | 2017-07-25 | 2021-03-12 | ||
| 7 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2011-03-08 | ||
| 8 | Cheung, Chun Kin 張俊堅 | Rep | 2017-06-26 | |||
| 9 | Cheung, Kam Hong (SFC:BOX063) 張淦康 | Rep | 2019-10-09 | 2019-11-26 | ||
| 10 | Cheung, Yuk Chu Helen 張昱珠 | Rep | 2020-11-24 | 2022-08-11 | ||
| 11 | Cheung, Yuk Kit 張毓杰 | Rep | 2020-09-30 | 2023-05-02 | ||
| 12 | Chiu, Simon Siu Hung 趙少洪 | M | Rep | 2016-04-08 | 2016-05-20 | |
| RO | 2016-05-20 | 2023-12-31 | ||||
| 13 | Chiu, Yuen 趙玄 | Rep | 2021-09-28 | 2021-10-08 | ||
| 14 | Choy, Tak Sum 蔡德森 | Rep | 2022-02-16 | 2022-06-21 | ||
| RO | 2022-06-21 | |||||
| 15 | Chu, Man Fai (SFC:BMR126) 朱文輝 | Rep | 2021-10-26 | 2022-06-20 | ||
| RO | 2022-06-20 | 2023-06-13 | ||||
| 16 | Dai, Baiquan 戴柏泉 | Rep | 2018-12-05 | 2019-07-16 | ||
| Rep | 2019-08-15 | |||||
| 17 | Ding, Chenying 丁陳穎 | Rep | 2023-12-28 | |||
| 18 | Gan, Tian (SFC:AMI240) 甘添 | Rep | 2005-08-03 | 2008-02-01 | ||
| 19 | Gao, Haifeng (SFC:BRQ611) 高海峰 | Rep | 2021-11-02 | 2022-03-15 | ||
| RO | 2022-03-15 | |||||
| 20 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2016-04-14 | |||
| 21 | He, Siyang 賀司洋 | Rep | 2018-08-15 | 2020-07-17 | ||
| 22 | Hong, Mei 洪梅 | Rep | 2012-11-23 | 2020-04-20 | ||
| 23 | Huang, Qijun (SFC:ANR779) 黃奇俊 | Rep | 2006-07-26 | 2010-03-12 | ||
| 24 | Hung, Kwok Chuen 熊國全 | Rep | 2014-06-11 | |||
| 25 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | Rep | 2005-01-10 | 2005-05-27 | ||
| 26 | Jiang, Wanning 江皖宁 | Rep | 2018-02-13 | 2019-07-16 | ||
| Rep | 2020-10-08 | 2023-02-10 | ||||
| 27 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-11-11 | 2006-11-11 | ||
| 28 | Kwong, Janet Sau King 江秀琼 | F | Rep | 2016-04-26 | 2019-02-28 | |
| 29 | Lai, Billy Yee Piu 黎以標 | Rep | 2018-10-10 | |||
| 30 | Lam, Ying (SFC:ANL982) 林迎 | Rep | 2006-07-03 | 2009-02-26 | ||
| 31 | Lau, Ho To 劉浩濤 | Rep | 2008-01-18 | 2008-11-14 | ||
| 32 | Lau, Tat Shing 劉達誠 | Rep | 2014-11-19 | 2017-04-28 | ||
| 33 | Law, Chi Pang 羅志鵬 | Rep | 2007-05-03 | 2011-05-07 | ||
| Rep | 2011-10-17 | 2014-05-02 | ||||
| 34 | Lee, Wing Yan (SFC:APH871) 李泳欣 | Rep | 2007-07-27 | 2011-05-07 | ||
| 35 | Lei, Qiang (SFC:AOI913) 雷強 | RO | 2022-11-21 | |||
| 36 | Li, Guangjie 李光杰 | 55 | M | Rep | 2006-03-08 | 2018-07-06 |
| 37 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | Rep | 2013-10-17 | 2020-11-13 | ||
| 38 | Li, Xun (SFC:BOI538) 李尋 | Rep | 2019-05-03 | 2023-08-20 | ||
| 39 | Li, Yunchang 李云昌 | Rep | 2017-11-22 | 2020-07-16 | ||
| 40 | Li, Zhao (SFC:AYB049) 李招 | Rep | 2011-09-12 | 2013-07-29 | ||
| 41 | Liang, Qijian 梁启健 | Rep | 2022-06-09 | 2023-03-01 | ||
| 42 | Ling, Ka Kin 凌嘉鍵 | Rep | 2013-05-07 | 2017-04-28 | ||
| 43 | Liu, Jingyang (SFC:BML621) 柳景洋 | Rep | 2022-03-04 | |||
| 44 | Liu, Shuk Hin 廖淑軒 | Rep | 2017-06-16 | |||
| 45 | Liu, Siqi (SFC:ANP991) 劉思齊 | Rep | 2023-02-15 | 2024-01-24 | ||
| 46 | Liu, Xiaotao (SFC:AXI167) 劉曉韜 | Rep | 2011-05-27 | 2013-05-01 | ||
| 47 | Long, Xiaobo 龍小波 | 57 | M | Rep | 2006-09-04 | 2006-09-27 |
| 48 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2006-07-10 | |||
| 49 | Lu, Shengxi 盧聖喜 | Rep | 2003-10-22 | 2004-03-11 | ||
| Rep | 2006-09-04 | 2006-09-27 | ||||
| 50 | Lu, Xiaolu (SFC:BSE009) 盧曉璐 | Rep | 2022-09-15 | |||
| 51 | Lui, David 雷昌年 | M | Rep | 2007-05-04 | 2011-04-16 | |
| 52 | Luk, Chun Kin 陸晉建 | Rep | 2011-12-12 | 2012-09-24 | ||
| 53 | Luo, Zhongyan 羅忠雁 | Rep | 2015-02-11 | 2017-06-12 | ||
| 54 | Lyu, Qi 呂奇 | Rep | 2018-02-20 | 2019-02-02 | ||
| 55 | Ma, Kai (SFC:ANU813) 馬凱 | Rep | 2013-11-11 | 2015-12-23 | ||
| RO | 2015-12-23 | 2020-09-23 | ||||
| 56 | Mai, Siwei 麥斯韋 | Rep | 2011-06-01 | 2011-10-19 | ||
| 57 | Mak, Chak Hung 麥澤鴻 | Rep | 2006-05-11 | 2006-06-05 | ||
| RO | 2006-06-05 | 2008-11-14 | ||||
| 58 | Man, Chi Ho (SFC:AQO169) 文志豪 | Rep | 2010-12-31 | 2013-10-13 | ||
| 59 | Man, Judith Chi Tak 文智德 | F | Rep | 2003-10-27 | 2003-12-12 | |
| 60 | Mei, Xiaoyue 梅瀟月 | Rep | 2023-04-11 | 2023-06-30 | ||
| 61 | Ming, Liang 明亮 | 42 | F | Rep | 2008-05-21 | 2017-12-06 |
| 62 | Mok, Wai Man Derek 莫偉民 | M | Rep | 2008-01-22 | 2010-12-15 | |
| 63 | Nan, Nan (SFC:AXG319) 南楠 | Rep | 2016-05-27 | 2018-09-01 | ||
| 64 | Ng, King Kwong 吳景光 | Rep | 2012-10-24 | 2014-11-11 | ||
| 65 | Ng, Kwong Kei 吳廣基 | Rep | 2008-02-01 | 2008-12-16 | ||
| 66 | Ou, Junnuo Daniel 歐浚鍩 | M | Rep | 2022-09-09 | ||
| 67 | Poon, Kai Chung 潘繼宗 | Rep | 2017-03-03 | 2017-08-16 | ||
| RO | 2017-08-16 | 2020-11-30 | ||||
| 68 | Qi, Haiying (SFC:BFB179) 祁海英 | Rep | 2016-11-15 | 2017-03-31 | ||
| RO | 2017-03-31 | |||||
| 69 | Ren, Qiang (SFC:BOJ521) 任強 | Rep | 2019-05-22 | 2021-08-01 | ||
| 70 | San To, Hok Kwan 申屠學軍 | M | Rep | 2003-10-23 | ||
| RO | 2003-10-23 | 2006-03-07 | ||||
| 71 | Shum, Christ Chi Kau 岑智球 | Rep | 2010-05-03 | |||
| 72 | Sun, Yumeng 孫雨朦 | Rep | 2018-02-06 | |||
| 73 | Sung, On Na 宋安娜 | Rep | 2011-05-27 | 2020-08-10 | ||
| 74 | Sze, Yuk Man 施旭雯 | Rep | 2008-01-28 | 2010-05-03 | ||
| 75 | Tang, Davina Tak-wai 鄧德慧 | F | Rep | 2006-12-27 | 2010-04-24 | |
| 76 | Tang, Wenjie 唐文婕 | Rep | 2023-11-14 | 2024-02-29 | ||
| 77 | Tong, Ka Lai 唐嘉麗 | Rep | 2014-08-29 | 2016-06-12 | ||
| 78 | Tong, Leung Kwing 唐良炯 | Rep | 2010-06-09 | 2012-03-08 | ||
| 79 | Tsang, Chun Kit (SFC:AGI780) 曾駿傑 | Rep | 2019-08-27 | 2019-11-21 | ||
| RO | 2019-11-21 | |||||
| 80 | Tsang, Kwok Yuk 曾國鈺 | 52 | Rep | 2018-04-23 | 2020-10-31 | |
| 81 | Tsang, Maggie Man-Ying 曾敏瑩 | F | Rep | 2021-10-20 | 2022-01-16 | |
| 82 | Wang, Junhong (SFC:BBL215) 汪俊紅 | RO | 2023-12-05 | |||
| 83 | Wang, Ruiqi (SFC:ASP497) 王睿琦 | Rep | 2022-04-12 | 2023-05-02 | ||
| RO | 2023-05-02 | |||||
| 84 | Wang, Yanxu 王延旭 | Rep | 2022-04-01 | 2023-01-10 | ||
| 85 | Wang, Zhongyu 王鐘煜 | Rep | 2019-06-10 | 2020-09-09 | ||
| 86 | Weng, Fang 翁放 | Rep | 2018-09-28 | 2020-04-20 | ||
| 87 | Weng, Xiyun 翁錫贇 | Rep | 2012-01-03 | 2013-11-25 | ||
| 88 | Wong, Chung Mun 黃仲文 | 65 | M | RO | 2018-09-05 | 2023-05-24 |
| 89 | Woo, Peter 吳培魏 | M | Rep | 2008-11-25 | 2009-04-01 | |
| 90 | Wu, Kaiping (SFC:AKR460) 吳凱平 | Rep | 2004-07-26 | 2005-01-26 | ||
| 91 | Wu, Yang (SFC:ATX173) 吳泱 | Rep | 2010-01-19 | 2010-04-01 | ||
| 92 | Xiao, Yinan (SFC:BTU016) 肖易南 | Rep | 2023-05-29 | |||
| 93 | Xie, Bo (SFC:BIN468) 解波 | Rep | 2020-09-21 | 2022-10-07 | ||
| 94 | Xie, Liuyi 謝柳毅 | Rep | 2006-09-04 | 2006-09-27 | ||
| 95 | Xu, Lei (SFC:BJU776) | Rep | 2017-06-30 | 2017-11-16 | ||
| RO | 2017-11-16 | 2019-08-06 | ||||
| 96 | Xu, Qiumeng 徐秋梦 | Rep | 2021-09-23 | 2022-10-10 | ||
| 97 | Xu, Shiyang 徐詩阳 | Rep | 2015-12-07 | 2019-09-26 | ||
| 98 | Xu, Xiuqi 徐綉崎 | Rep | 2022-11-08 | |||
| 99 | Yang, Bohan (SFC:AWH555) 楊博函 | Rep | 2013-10-09 | 2014-02-24 | ||
| 100 | Yang, Lili (SFC:BGQ860) 楊麗麗 | Rep | 2023-02-15 | |||
| 101 | Yau, Stephen Wai Kuen 邱偉權 | M | Rep | 2013-12-19 | 2014-01-27 | |
| 102 | Ye, Yingcong 叶英聰 | Rep | 2016-05-25 | 2018-06-25 | ||
| 103 | Yeung, Pui Yan 楊佩恩 | Rep | 2018-12-20 | |||
| 104 | Yim, Fung 閻峰 | 60 | M | RO | 2020-11-16 | |
| 105 | You, Jijiao 游際佼 | Rep | 2022-01-18 | 2022-05-13 | ||
| 106 | Yuan, Junping 袁軍平 | Rep | 2005-07-28 | 2008-09-30 | ||
| RO | 2008-09-30 | 2017-09-04 | ||||
| 107 | Yuen, Pui Sze 袁佩詩 | Rep | 2006-05-23 | 2021-09-27 | ||
| 108 | Zhang, Dingxin 張丁馨 | Rep | 2021-10-26 | 2023-02-10 | ||
| 109 | Zhang, Tianliang (SFC:BRW305) 張天亮 | Rep | 2023-08-25 | |||
| 110 | Zhang, Yu (SFC:BTV282) 張玉 | Rep | 2023-06-16 | |||
| 111 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | Rep | 2003-12-24 | 2005-01-05 | ||
| 112 | Zheng, Bowen (SFC:BRY520) 鄭博文 | M | Rep | 2021-12-10 | ||
| 113 | Zheng, Xiaofen 鄭晓芬 | Rep | 2017-04-25 | 2018-11-15 | ||
| 114 | Zhu, Qian (SFC:BOG200) 朱茜 | Rep | 2022-04-07 | 2023-01-10 | ||
| 115 | Zhu, Qizhi 朱奇志 | Rep | 2005-04-20 | 2008-06-12 | ||
| RO | 2008-06-12 | 2009-06-01 | ||||
| 116 | Zuo, Zijian 左子劍 | Rep | 2023-02-15 |
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