SBI E2-Capital Securities Limited 軟庫金匯證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Huang, Yu (SFC:ATI173) 黃宇			RO	2020-08-04	2023-12-29
2	Kwok, Friedman Owen 郭傲雲		M	Rep	2020-10-05	2022-09-13
3	Kwok, Ying Cheuk 郭英卓			RO	2017-02-21	2022-11-01
4	Lau, Tai Che 劉大志		M	Rep	2017-11-02	2023-01-05
5	Wan, Koon Ping 溫官平			Rep	2017-11-23	2022-07-31

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