AAA Securities Co. Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	Role	From	Until
1	Tang, Wai Yi (SFC:AJM660) 鄧惠儀			RO	2017-05-26
2	Lo, Chi Man (SFC:AJB649) 羅志文			RO	2018-05-10
3	Chan, Dennis Kwok Leung 陳國樑		M	RO	2016-11-02

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