Brookfield Advisors (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	Role	From	Until
1	Chan, Alex King Fai 陳敬輝			RO	2018-12-10	2019-11-29
2	Hall, Jeremy George		M	Rep	2017-01-27	2017-05-15
				RO	2017-05-15	2023-07-07
3	Lam, Ching Man (SFC:BDR322) 林靜雯			Rep	2017-02-08	2018-08-10
4	Loh, Elizabeth J. 樂家寧		F	Rep	2017-02-14	2018-09-14
5	Mercier, Stuart		M	Rep	2017-03-06	2017-05-22
				RO	2017-05-22	2024-04-01
6	Nicholls, Paul Stewart (SFC:ARD920)		M	RO	2017-01-04	2018-11-30
7	Suh, Won Bin 徐源斌			Rep	2018-02-05	2021-05-01
8	Thassim, Niel	45	M	RO	2017-01-04

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