CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Agarwal, Manoj (SFC:AQU259)			Rep	2012-07-03	2012-08-27
				RO	2012-08-27	2013-06-13
2	Agarwal, Monika Prabhudayal			Rep	2012-07-03	2017-05-08
3	Au, Tin Wai 區天偉			Rep	2012-07-03	2012-11-16
4	Barrett, James Richard		M	Rep	2012-07-03	2013-11-29
5	Bayley, Luke		M	Rep	2012-07-03	2019-07-05
6	Bracken, Michael William Robert		M	RO	2012-07-03	2015-02-26
7	Bradley, Aiden Parnell			Rep	2012-11-14	2012-11-28
8	Carlton, Nicholas Edward		M	Rep	2012-07-03	2015-02-26
9	Chak, Alan Kwok Fai 翟國輝		M	Rep	2004-04-21	2006-08-12
10	Chan, Chung Leung (SFC:AEF867) 陳仲良			Rep	2008-08-25	2009-03-06
11	Chan, Derek Kai Lek 陳紀律		M	Rep	2004-05-14	2004-07-26
12	Chan, Katherine Ching Yu 陳菁瑜		F	Rep	2012-07-03	2014-09-01
13	Chan, Shuk Mei (SFC:AVA545) 陳淑鎂			Rep	2010-04-15	2012-09-13
14	Chan, Sik Tin 陳昔典			Rep		2004-05-03
15	Chang, Chee Bun 鄭子斌			Rep	2009-02-04	2009-02-28
16	Chau, Ho Man 周昊雯			Rep	2011-10-03	2012-06-18
17	Cheam, Tze Shen			Rep	2010-08-10	2014-02-28
18	Cheng, Bo Wan 鄭寶雲			Rep	2008-08-11	2009-03-06
19	Cheng, Chi Wah (SFC:ABM629) 鄭志華			Rep	2009-10-08	2012-06-18
20	Cheng, Gao 程杲			Rep	2010-11-22	2011-06-30
21	Cheng, Heidi Mun Wah 鄭敏華	51	F	RO	2006-06-15	2013-06-25
22	Cheung, Desmond Clinton 張漢樑		M	Rep	2012-07-03	2013-02-28
23	Cheung, Kai Yin (SFC:AFT243) 張啟賢			Rep	2010-03-15	2020-11-30
24	Cheung, Samantha Suet Ting 張雪婷	29	F	Rep	2007-06-04	2008-04-01
25	Ching, Claudia Wai Han 程惠嫻		F	Rep	2007-10-09	2010-04-28
26	Cho, Larry Yui Kwan 曹銳焜		M	Rep	2012-06-15	2014-04-24
27	Cho, Sollo			Rep	2012-07-03	2013-04-12
28	Choi, Eun Jung			Rep	2012-09-27	2013-01-31
29	Choi, Wing Kam 蔡詠琴			Rep	2003-10-15	2004-08-12
30	Chong, Yuen Man Alice 莊婉文			Rep	2004-01-14	2010-11-03
31	Chow, King Ho 周景豪			Rep	2004-12-29	2007-11-02
32	Chow, Yiu Keung 周耀強			Rep	2012-07-03	2017-09-26
33	Chowdhury, Azad Nasrullah			Rep	2012-07-03	2013-08-30
34	Chu, Alan Wai Lun 朱偉倫		M	Rep	2003-10-27	2004-06-07
35	Chu, Herman Hok Man 朱學敏		M	Rep		2005-09-13
36	Chu, Wai Ho 朱威澔			Rep	2012-07-03	2012-09-28
37	Cohas, Francois Jean Claude		M	RO	2012-07-03	2015-02-26
38	Cox, Carrie Bigelow		F	Rep	2011-03-28	2013-01-14
39	Dai, Yuanyuan 代媛媛			Rep	2012-07-03	2013-04-02
40	Daly, Brendan James		M	Rep		2012-06-18
41	Doshi, Nishi Jyotindra			Rep	2012-07-03	2016-01-29
42	Downard, Andrew		M	Rep	2012-07-03	2013-10-03
43	Dyer, Ashley George (SFC:ACO919)		M	RO	2012-07-03	2019-06-25
44	Eng, Cheng Hua 翁振華			Rep	2007-12-17	2010-03-27
45	Farrell, Stephen Robert		M	Rep	2012-07-03	2016-04-08
46	Fong, Chi Yung 方志勇			Rep		2006-09-08
47	Freyre-Sanders, Andrew David Nuno D.S.		M	Rep	2012-07-03	2014-03-24
48	Fu, Shanshan 符珊珊			Rep	2012-07-03	2015-04-10
49	Fu, Yan Keung 符恩強			Rep	2011-09-20	2011-12-05
50	Fung, Yat Wa 馮日華			Rep	2004-04-17	2004-08-16
51	Gathani, Viral (SFC:AFA300)			Rep	2012-07-03	2016-01-16
52	Geoum, In Sun Bernard		M	Rep	2012-10-09	2013-05-07
53	Gong, Tiancheng 龔天成			Rep	2012-07-03	2014-06-25
54	Hansen, Clara Louise Genevieve		F	Rep	2012-07-23	2013-04-12
55	Henry, Andrew Richard		M	Rep	2012-07-03	2015-02-26
56	Hilton, Peter Roland		M	RO	2012-07-03	2012-09-28
57	Ho, Boby Yiu Keung 何耀強		M	RO		2012-08-31
58	Holiday, Edward Richard		M	Rep	2009-05-29	2009-06-08
59	Hu, Jizhong 胡繼中			Rep	2011-02-07	2015-03-02
60	Huang, Zhiyun (SFC:APJ943) 黃志芸			Rep	2012-07-03	2013-04-03
61	Hwang, Kyung Jae			Rep	2012-10-25	2013-01-31
62	Irvine, Peter Stuart		M	RO	2012-07-03	2013-11-11
63	Jaisingh, Rahul (SFC:ASS592)			Rep	2012-07-03	2013-12-27
64	Jing, Yun 井芸			Rep	2012-07-03	2014-06-04
65	Johnson, Nicholas A		M	Rep	2012-07-03	2013-09-13
66	Kalcic, Trevor Peter		M	Rep	2012-07-03	2015-12-01
67	Karwal, Vijay Paul		M	Rep	2012-07-03	2015-10-15
68	Keoy, Soo Lik		M	RO	2010-12-01	2014-06-03
69	Khong, Germaine Kit Wei		F	Rep	2008-05-21	2008-12-29
70	Kim, Hyungjin			Rep	2012-10-18	2013-01-31
71	Kirkby, Matthew (SFC:ADY177)		M	Rep	2012-07-03	2012-07-23
				RO	2012-07-23	2015-05-01
72	Ko, Aaron Tze Hin 高子軒		M	Rep	2010-05-03	2013-05-31
73	Kong, Shing Hon 江承翰			Rep	2007-08-01	2010-06-01
74	Kwan, Chun Fung 關鎮鋒			Rep	2011-06-07	2012-06-18
75	Kwan, Ida Siu Hung 關小紅			Rep	2011-02-22	2012-10-12
76	Kwan, Lok Sing 關樂聲			Rep	2006-10-16	2006-10-25
77	Kwan, Wai Shing 關偉成			Rep	2006-12-15	2010-09-20
78	Kwok, Emily Ka Yi 郭嘉儀		F	Rep	2007-08-06	2011-05-11
79	Kwok, Kam Wai (SFC:AHF789) 郭錦威			Rep	2004-08-16
80	Kwong, Henry Yuk Ho 鄺鋈豪		M	Rep	2005-03-16	2006-05-27
81	Kwong, Hoi Yan 鄺愷欣		M	Rep	2004-04-01	2006-03-20
82	Lai, Bertram 賴穆煦		M	Rep	2004-09-28	2010-03-10
				RO	2010-03-10
83	Lai, Chun Chiu 賴俊超			Rep	2010-11-01	2013-05-14
84	Lai, Pei Chung 黎沛沖			Rep	2012-12-04	2017-01-04
85	Lam, Cedric Yee Ip 林怡曄		M	Rep	2012-07-03	2015-04-30
86	Lam, Cynthia (SFC:ADH439) 林鳳婷		F	Rep		2005-06-22
87	Lam, Mabel (SFC:AHP359) 林美寶		F	Rep	2005-02-17	2011-02-08
				RO	2011-02-08	2013-04-03
88	Lam, Man Ting (SFC:AXT103) 林文婷			Rep	2011-08-02	2013-04-05
89	Lam, On Tai (SFC:AEC838) 林安泰	40	M	Rep	2004-09-23	2004-11-30
90	Lam, Roger Lap Yen 林立仁		M	Rep	2012-07-03	2017-10-20
91	Lam, Yuen 林苑			Rep	2012-07-03	2012-10-22
92	Lau, Alex Chi Wah 劉志華	49	M	RO	2004-03-01	2013-06-25
93	Lau, Wing Shan 劉詠珊			Rep	2011-01-26	2012-07-27
94	Lee, Cecilia Yoon Kyoung		F	Rep	2007-06-05	2015-02-27
95	Lee, Chrystal Kit Sung 李潔生			Rep	2005-12-09	2008-01-31
96	Lee, Emily (SFC:APL964) 李潁桐		F	Rep	2010-05-31	2010-08-09
97	Lee, Ho Wan 李灝澐			Rep	2005-10-12	2010-05-17
98	Lee, Hong Lum Carrie Dorothy 李康琳			Rep	2007-07-11	2010-04-02
99	Lee, Wai Kit (SFC:AJG299) 李偉傑			Rep	2007-11-21	2010-02-06
100	Lee, Yoo Kang 李有剛			Rep	2008-06-06	2008-12-05
101	Lei, For 利科	34	M	Rep	2011-04-06	2011-11-02
				RO	2011-11-02	2016-10-01
102	Leung, Cliff Siu Chung 梁少聰			Rep	2010-11-22	2012-06-18
103	Leung, Derek An Loy 梁晏來		M	Rep	2008-08-12	2008-10-03
				RO	2008-10-03	2009-03-06
104	Leung, Michelle Wing Cheung 梁穎璋		F	Rep	2008-04-21	2010-07-31
105	Leung, Wai Ying (SFC:ASC836) 梁慧盈			Rep	2010-10-14	2013-05-07
106	Li, James Kwok Tai 李國泰	44	M	Rep	2012-07-03	2014-06-09
107	Li, Kai Yu 李啟宇			Rep	2004-10-05	2017-02-07
108	Li, Li (SFC:AMF794) 李莉			Rep	2008-02-26	2012-10-26
109	Li, Sandy Pak Lin 李白蓮			Rep	2012-07-06	2014-04-28
110	Li, Xue (SFC:AMA928) 李雪			Rep	2011-04-29	2013-12-16
111	Li, Yichuan 李一川			Rep	2012-07-30	2013-03-11
112	Lim, Ning 林宁			Rep	2012-07-06	2012-10-05
113	Lim, Ronald Hock Jin	50	M	Rep	2012-07-03	2013-11-29
114	Liu, Jiang (SFC:ATB520) 劉江			Rep	2010-08-20	2012-06-18
115	Lo, Hiu Lam 盧曉琳			Rep	2007-09-03	2012-11-09
116	Lo, Kit Ming 盧潔明			Rep	2006-08-28	2010-12-18
117	Loke, Meng Chong 陸明宗			Rep		2005-06-22
118	Loong, Pauline Pui Ling 龍沛玲		F	Rep	2007-05-17	2012-10-12
119	Lu, Shurui 呂姝睿			Rep	2012-07-03	2014-01-17
120	Lu, Yi (SFC:AWI935) 陸毅			Rep	2012-07-03	2019-07-05
121	Luk, Wai Yip 陸偉業			Rep	2011-06-27	2013-07-04
122	Mak, Ka Ki 麥嘉麒		M	Rep	2010-11-01	2011-09-02
123	Man, Yim King 文艷琼			Rep	2012-07-03	2013-08-30
124	Marschall, Christof Juergen			Rep	2012-07-03	2015-11-10
125	Martens, Samuel James		M	Rep	2012-09-27	2013-01-31
126	McCafferty, James Stephen		M	Rep	2012-11-19	2013-01-17
127	McNamara, Mary Elizabeth		F	Rep	2012-07-03	2013-12-11
128	Mei, Xue (SFC:AWY288) 梅雪			Rep	2012-07-03	2015-09-12
129	Meng, Xin (SFC:ALA924) 孟昕			Rep	2004-07-30	2005-11-16
130	Mo, Matthew Wai Hong 毛偉康		M	Rep	2003-04-14	2005-07-11
131	Mohd Inon, Norziana Binti			Rep	2012-12-19	2013-03-27
132	Mok, Sze Wai 莫施煒			Rep	2012-07-03	2014-12-30
133	Moss, Adam Alexander Guy		M	Rep	2012-07-03	2016-01-16
134	Myron, Jason Louis		M	Rep	2012-07-03	2018-05-31
135	Netterfield, Michael Phillip		M	Rep	2012-07-03	2012-10-22
				RO	2012-10-22	2013-12-31
136	Ng, Julian Eng Lee		M	Rep	2005-07-25	2007-07-07
137	Ng, Lee Fang			Rep	2009-11-27	2014-01-07
138	Ng, Michael Chiu Ho 伍超豪		M	Rep	2010-12-03	2011-04-01
				RO	2011-04-01	2017-06-27
139	Ng, Sai Leung (SFC:AFM666) 吳世良	40	M	Rep	2006-06-01	2010-03-09
				RO	2010-03-09	2010-08-29
140	Ng, Yee Shiong			Rep	2011-07-25	2013-03-26
141	Nowakowski, Marcin Andrzej			Rep	2012-07-03	2017-10-20
142	Orchard, Andrew John (SFC:AVG755)		M	Rep	2012-07-03	2014-12-05
143	Ormerod, Graham Stuart 鄂瑞漢		M	Rep		2004-02-05
144	Pan, Danmeng 潘丹蒙			Rep	2012-01-03	2012-12-28
145	Pan, Ivy Lok Ping 潘樂平		F	Rep	2004-03-30	2004-12-07
146	Panikkar, Kesava Rajat (SFC:AVQ218)			Rep	2012-07-03	2013-02-07
147	Pi, Xiaoduo 皮小多			Rep	2012-07-03	2014-03-14
148	Poon, Po Lan 潘寶蘭			Rep	2005-09-20	2005-10-27
149	Prompers, Michiel Joep			Rep	2012-07-03	2015-06-27
150	Qu, Simon Tao 曲濤	49	M	RO	2012-07-03	2015-04-22
151	Rhee, Jin Haing			Rep	2012-09-28	2013-01-31
152	Rhoades, Vivien Wing Man 歐陽穎雯		F	Rep	2012-07-03	2016-01-16
153	Seah, Mitchell Yee Yong 謝于榮		M	Rep	2010-05-03	2013-06-27
154	Seymour, Steven James		M	Rep	2012-09-03	2013-01-08
155	Shek, Wing Man 石詠文			Rep	2010-09-06	2012-07-31
156	Shi, Feng (SFC:AWI080) 石峰			Rep	2012-07-09	2013-05-31
157	Shih, Aaron 施昌勤		M	Rep	2012-10-04	2014-02-12
158	Sia, Selina Lim 謝琳		F	Rep	2003-05-19	2004-07-08
159	Sim, Jeannette Ann Siok Hwee 沈淑慧		F	Rep	2012-07-03	2013-01-04
160	So, Jennifer Lai Shan 蘇勵姍		F	Rep	2007-07-03	2008-02-05
161	Sun, Yuan (SFC:ARR089) 孫園			Rep	2008-11-26	2010-04-01
162	Sun, Yubei 孫彧琲			Rep	2011-04-29	2013-04-23
163	Tai, Katherine Tsz Lan 戴梓蘭		F	Rep	2012-07-03	2013-04-02
164	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2003-05-14	2010-10-02
165	Tan, Jessica Margarida 陳曉彤		F	Rep	2012-07-03	2014-03-20
166	Tan, Teng Yee 陳廷意			Rep	2010-01-25	2012-06-07
167	Tang, John Him 鄧謙		M	Rep	2010-09-01	2011-06-30
168	Tang, Rebecca Pek Ying 鄧碧瑩		F	Rep	2007-09-03	2010-06-30
169	Tang, Yee Wah (SFC:ANJ699) 鄧綺華			Rep	2006-11-03	2008-02-01
				Rep	2008-02-19	2008-09-30
170	Tee, Sze Chiah			Rep	2010-05-17	2013-08-16
171	Tei, Chu Pink			Rep	2009-07-02	2014-01-17
172	Tien, Thaddeus Weiming		M	Rep	2012-07-03	2015-08-14
173	Ting, Michael P. 丁柏年		M	Rep	2011-06-01	2017-01-19
174	Tsai, Pei I 蔡珮漪			Rep	2012-07-03	2019-07-05
175	Tsang, Kwai Sang (SFC:AAE308) 曾貴生			Rep		2016-01-19
176	Tse, Kwok On 謝國安			Rep	2007-06-22	2011-01-26
177	Tse, Michelle Wing Lam 謝穎霖		F	Rep	2010-04-21	2015-02-26
178	Tseng, Maryann Tzu Wen 曾慈雯		F	Rep	2005-12-01	2006-06-24
179	Tseung, Kenneth Yuk Hei 蔣旭熙	47	M	Rep	2012-09-03	2013-01-24
180	Tso, Kevin Key Man 曹繼敏		M	Rep		2004-04-15
				Rep	2012-07-03	2019-10-17
181	Tso, Yam Fan 曹音凡			Rep	2012-07-03	2013-08-27
182	Tsuen, Gloria Kai 全佳		F	Rep	2011-06-01	2013-03-26
183	Tsui, Alvin Chun Ming 徐浚銘		M	Rep	2005-11-22	2008-01-16
				Rep	2010-07-05	2012-05-31
184	Turner, Alfred Martin		M	Rep	2012-07-03	2013-12-06
185	Wan, Man Wai 尹敏慧			Rep	2010-03-31	2012-11-30
186	Wang, Qian (SFC:AWI081) 王前			Rep	2012-07-03	2012-07-05
187	Warr, Alastair Charles		M	Rep	2012-07-06	2014-10-07
188	Wong Hung, Flavia Yuen Yee 黃洪琬貽	45	F	RO	2004-03-01	2008-07-31
189	Wong, Alan Craig 黃天倫		M	Rep		2004-03-05
190	Wong, Chris Chit 黃哲		M	Rep	2012-09-03	2013-08-29
191	Wong, Chris Tsz Hin 王梓軒			Rep	2012-07-03	2014-01-06
192	Wong, Edman Wai Kong 王偉剛			Rep	2010-05-10	2014-04-30
193	Wong, Janet Hoi Ching 黃凱靖		F	Rep	2012-07-03	2013-09-27
194	Wong, Royee Chui Lin 黃翠蓮			Rep	2010-07-26	2012-11-02
195	Wong, Shuk Yin 王淑賢			Rep		2004-05-03
196	Wong, Timothy Chee Wai 黃志偉		M	RO		2010-05-31
197	Wong, Winnie Wing Yan (SFC:AGP722) 王詠欣		F	Rep	2012-07-03	2016-01-16
198	Wu, Haolin (SFC:BAE263) 吳昊林			Rep	2012-09-10	2013-09-16
199	Wu, Yuk Mui 胡玉梅			Rep	2010-09-27	2010-10-22
200	Wun, Duncan Wai Yee 溫偉儀	48	M	Rep	2004-07-16	2008-03-13
				RO	2008-03-13	2009-08-22
201	Xu, Min (SFC:AYH495) 徐敏			Rep	2012-07-03	2014-05-30
202	Yan, Phaik Yee			Rep	2011-05-03	2012-08-31
203	Yang, Lei (SFC:AMK234) 楊蕾			Rep	2012-07-03	2019-08-11
204	Yap, Raymond Kok Hoe		M	Rep	2008-06-23	2019-09-14
205	Yip, Ho Yin (SFC:ASU230) 葉皓然			Rep	2010-09-20	2013-04-19
206	Yip, Kirk Ho Man 葉浩文		M	Rep	2008-02-25	2009-07-18
207	Yip, Sin Yu 葉倩如			Rep		2003-09-06
208	Yoo, Myung Hyun			Rep	2012-09-27	2013-01-31
209	You, Ching Yung 尤靖湧			Rep	2012-06-04	2015-02-26
210	Yu, Heather 余稀梵			Rep	2010-06-10	2010-12-18
211	Yu, Zhibo (SFC:AQQ367) 于智博			Rep	2012-07-06	2013-02-21
212	Yuan, Xiaoquan 袁小荃			Rep	2012-08-06	2013-04-02
213	Yuen, Robin 袁肇鋒			Rep	2009-10-02	2010-01-07
214	Yuen, Sze Wing Esther 袁詩穎			Rep	2005-11-22	2007-06-30
215	Zhang, He (SFC:AYJ687) 張賀			Rep	2012-07-03	2013-04-26
216	Zhang, Wei (SFC:ANJ695)			Rep	2006-05-15	2007-04-21
217	Zhao, Tian (SFC:ANR067) 趙恬			Rep	2012-07-03	2014-04-28
218	Zhao, Yu (SFC:AJD965) 趙瑜			Rep	2012-06-15	2012-07-18
				RO	2012-07-18	2014-10-31
219	Zhou, Qing Yuan 周清源			Rep	2012-09-03	2013-03-28

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