SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Chan, Andy Wai Kit 陳偉傑 RO 2006-12-11 2014-06-09
2 Kwan, Hoi Wang 關開宏 RO 2009-02-19 2010-04-23
3 Li, Wai Kuen 李惠娟 RO 2014-07-18
4 Mung, Chi Kin 蒙賜健 Rep 2007-03-14 2011-04-18
5 Ng, Ying Kit 吳映吉 32 M Rep 2009-02-04 2011-04-01
6 Poon, Tai Cheung 潘泰章 Rep 2008-06-23 2010-03-01
7 Tsang, Keith Hei Ho 曾希豪 M RO 2009-05-22 2011-01-28
8 Wong, Ivis Long Sau 黃朗修 Rep 2009-09-21 2011-01-28

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