Officers: SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Chan, Andy Wai Kit 陳偉傑			Rep	2006-08-31	2006-12-11
				RO	2006-12-11	2014-06-09
2	Chan, Justin Sano 陳生樂	39	M	Rep	2010-10-27	2011-04-02
3	Chan, Suet Ying (SFC:AIR609) 陳雪瑩			Rep	2010-02-02	2010-06-16
4	Chan, Yu Wai 陳宇威			Rep	2004-08-06	2007-05-04
5	Cheung, Chi Long 張子朗			Rep	2011-12-30	2013-06-20
6	Cheung, Michael Po Kuen 張寶權		M	Rep	2004-10-06	2004-12-29
7	Chung, Wai 鍾尉			Rep	2010-06-01	2010-07-14
				RO	2010-07-14	2012-05-01
8	Ho, Lok Yan 何樂昕			Rep	2006-05-29	2007-01-24
9	Ko, Christine Ying 高英		F	Rep	2011-05-13	2014-06-12
10	Kwan, Hoi Wang 關開宏			RO	2009-02-19	2010-04-23
11	Lam, Martha Suk Yee 林淑儀		F	Rep	2011-01-28	2012-05-01
12	Lee, Alan Yiu Chung 李耀宗		M	Rep	2011-05-16	2012-09-20
				RO	2012-09-20	2014-06-12
13	Li, Wai Kuen 李惠娟			RO		2014-07-18
14	Lo, Hiu Tung 勞曉彤			Rep	2011-05-17	2011-07-29
15	Lo, Philip Chung Ho 盧頌濠		M	Rep	2011-07-25	2014-06-08
16	Mung, Chi Kin 蒙賜健			Rep	2007-03-14	2011-04-18
17	Ng, Ying Kit 吳映吉	35	M	Rep	2007-01-08	2007-02-22
				Rep	2009-02-04	2011-04-01
18	Pak, Hiu Ching 白曉青			Rep	2004-09-30	2006-07-14
19	Peng, Chen (SFC:BAE848) 彭辰			Rep	2012-09-14	2012-12-08
20	Poon, Tai Cheung 潘泰章			Rep	2008-06-23	2010-03-01
21	Sit, Kenneth Kar Kin 薛家鍵		M	RO	2003-06-10	2007-01-28
22	Siu, Wai Kit (SFC:AFM549) 蕭偉杰			Rep	2003-07-29	2004-09-15
23	Sung, Pui Yu 宋沛榆			Rep	2011-02-16	2011-10-31
24	Tang, Andrew Ping Sum 鄧炳森	55	M	Rep	2009-01-05	2009-03-20
				RO	2009-03-20	2009-06-12
25	Tsang, Keith Hei Ho 曾希豪		M	Rep	2009-03-25	2009-05-22
				RO	2009-05-22	2011-01-28
26	Wong, Chun Wa (SFC:AIN957) 黃春華			Rep		2005-03-23
27	Wong, Ivis Long Sau 黃朗修			Rep	2009-09-21	2011-01-28
28	Yeung, Francis Yiu Wah 楊耀華	52	M	Rep	2004-10-04	2004-10-25
				RO	2004-10-25	2005-01-27
29	Yip, Shek Hung 葉錫洪			Rep	2005-04-21	2006-04-26

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