SPARX Asia Investment Advisors Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Allen, Thomas Lloyd M Rep 2004-09-15 2009-05-31
2 Brennan, Martin (SFC:AHN339) M RO 2004-04-20 2011-07-12
3 Chau, Kwok Fai 周國輝 Rep 2006-09-11 2014-08-18
4 Doud, Thomas Andrew M Rep 2005-03-22 2011-10-28
5 Easterbrook, Trevor Stephen M Rep 2005-06-22 2009-03-31
6 Flint, Darryl Mark M Rep 2004-04-30 2007-04-03
7 Fong, William Chi Wai 方志偉 M Rep 2004-06-23 2007-04-30
8 Fung, David Yu Wai 馮裕偉 M Rep 2006-09-11 2012-01-11
9 Hung, Horace Yiu Keung 熊耀強 M Rep 2006-06-14 2011-07-21
10 Kim, Min Soo (SFC:AEP532) Rep 2006-02-01 2009-06-05
11 King, Geoffrey Chang Wei 金昌尉 M Rep 2006-12-13 2007-01-22
12 Liu, Shun Hong 廖舜康 Rep 2006-07-17 2008-01-07
13 Macleod, Torquil Magnus M Rep 2006-11-03 2011-10-28
14 Malik, Farhat Abbas (SFC:AIO088) M RO 2004-04-20 2010-06-30
15 Mepani, Pravin (SFC:ALW554) Rep 2005-05-09 2012-02-09
16 Michalski, Tytus M Rep 2004-05-11 2009-06-16
17 Naughton, Thomas Edmund Wyville 34 M Rep 2004-04-22 2007-03-19
18 Parsons, Paul Rodney M Rep 2006-11-09 2009-03-31
19 Pidgeon, Thomas Graham M Rep 2006-11-09 2009-03-31
20 Tang, Nelson Yu Ming 湯毓銘 36 M Rep 2005-03-29 2007-01-31
21 Tye, Philip Andrew 44 M RO 2004-04-20 2007-02-05
22 Vaswani, Arun Purushotam M Rep 2005-08-29 2011-10-28
23 Wong, Raymond Tin Wai 黃田卉 M Rep 2006-07-25 2010-07-23
24 Yang, Richard Shih Hau 楊世浩 M Rep 2006-12-13 2007-01-22
25 Yip, Ka Hay 葉家曦 Rep 2004-11-18 2007-03-19

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