HSBC SECURITIES (ASIA) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Chan, Hon Wah (SFC:ABN589) 陳漢華			Rep	2008-11-19	2018-08-31
2	Crispin, James Anthony		M	RO	2009-02-16	2010-04-29
3	Lau, Wing Shan 劉詠珊			Rep	2008-12-19	2010-06-08
4	Lee, Angela Mei Lan 李美蘭		F	Rep	2008-11-19	2014-03-05
5	Ngai, Thomas Kwok Kan 危國根		M	Rep		2012-04-03
6	Patel, Rakesh (SFC:ALI605)		M	RO	2006-05-16	2018-08-31
7	Saunders, Jefferson			RO	2009-03-31	2016-01-30
8	Sim, Mong Kwang 沈茂琼			Rep		2010-12-20

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