SATTVA INVESTMENT ADVISORS LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Bose, Kiron Krishna (SFC:ADV214)			Rep	2005-12-14	2007-04-26
2	Lau, Hang Cheong 劉恒昌			Rep	2006-10-26	2006-11-08
3	Lindsay, Craig Blaser 林善祺	52	M	Rep	2004-02-13	2004-04-22
				RO	2004-04-22	2007-01-31
4	Shah, Samir Surendra			RO	2003-10-30	2015-04-22
5	Stephens, John William		M	RO	2003-10-30	2007-05-18

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