Regal Portfolio Management Limited (HK) 富豪資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Kan, Phyllis Lai Ping 簡麗萍		F	RO	2007-03-06	2008-04-01
2	Ringenson, Kai Ole	57	M	RO	2006-12-13	2006-12-13
				RO	2007-03-05	2010-03-01
3	Tsang, Paul Zee Ho 曾思豪	45	M	RO	2006-12-13	2007-01-08
4	Wan, Thomas Chuen Fai 尹銓輝	58	M	RO	2006-12-13	2006-12-13
				RO	2007-03-05	2007-10-01
5	Yip, Yat Wa 葉日華		M	RO	2007-07-26	2017-05-08

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