SBI China Capital Securities Limited 軟庫中華金融證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Bang, Bonna Rep 2005-05-18
2 Chan, Lawrence Kwong Wa 陳光華 M Rep 2005-11-09 2006-05-10
3 Chan, Mong Har (SFC:AHT095) Rep 2009-04-16 2009-06-17
4 Chan, Tsz Man (SFC:AGY565) 陳梓汶 Rep 2004-04-19 2006-02-12
5 Chau, Keith Hon Kit 周漢傑 M Rep 2004-02-24 2011-09-30
6 Chau, Shun To 周頌滔 Rep 2011-09-30
7 Cheng, Andes 鄭安達 Rep 2006-11-23 2009-06-01
8 Cheng, Tai Pui 鄭棣培 Rep 2009-02-13
Rep 2009-03-05 2011-09-30
9 Cheung, Andy Ka Keung 張家強 Rep 2003-09-30 2004-03-18
10 Cheung, Ben Ching Kit 張政傑 M Rep 2004-02-20 2004-05-04
11 Cheung, Wai Kit (SFC:AES388) 張偉傑 Rep 2003-10-07
12 Cheung, Yee Fan 張懿帆 Rep 2004-12-28
13 Chow, Kim Wing 周劍榮 Rep 2006-06-30 2009-08-01
14 Chu, Godwin Kwok Shing 朱國承 M Rep 2011-09-30
15 Chua, Tsz Lan 蔡紫蘭 Rep 2006-05-09 2007-02-28
RO 2007-02-28 2007-12-07
16 Clemenson, Stephen William John M Rep 2005-07-19 2006-10-13
17 Cosentino, Katherine Jean F Rep 2007-08-30 2008-05-01
18 Dagneau De Richecour, Ludovic Christophe Amedee M Rep 2007-10-17 2009-02-18
Rep 2009-05-05 2009-09-22
19 Eng, Edmond 伍少凡 M RO 2005-11-16 2006-09-28
20 Fung, Ka Pun 馮家彬 64 M RO 2006-01-04
21 Goddard Lui, Eva Man Fong 呂敏芳 F Rep 2003-07-14
22 Ho, Lap Chi 何立志 Rep 2005-05-06 2006-03-18
23 Hua, Catherine F Rep 2007-10-09 2008-05-31
24 Hui, Koon Shan 許冠山 Rep 2011-09-30
25 Hui, Stanley Siu Leung 許兆良 M Rep 2003-08-11
26 Hung, Tin Wah 洪天華 Rep 2004-08-09 2005-03-07
27 Huo, Ling 霍玲 Rep 2008-01-04 2008-01-30
28 Ip, Hung 葉虹 40 F Rep 2006-01-24
RO 2006-01-24 2006-08-24
Rep 2006-08-24 2008-10-03
29 Jook, Raymond Chun Kui 祝振駒 43 M Rep 2004-05-31
RO 2004-05-31 2006-11-22
30 Kan, Simon Kiu Dick 簡僑迪 M Rep 2009-08-10 2011-09-30
31 Ko, Siu Man 高兆文 Rep 2007-11-29 2009-06-24
32 Lai, Kenneth Kin Chung 黎健聰 39 M Rep 2005-08-08
RO 2005-08-08 2006-05-03
33 Lam, Marcus Chik Shun 林植信 31 M Rep 2003-07-14
34 Lau, Alice Wai Yan 柳蕙恩 F Rep 2005-07-04 2006-10-09
35 Lau, On Wah 劉安樺 RO 2005-08-08
36 Law, Tak Kuen 羅德權 Rep 2003-04-17
37 Lee, Chi Wah (SFC:AAF504) 李志華 Rep 2011-09-30
38 Lee, Inessa Suk Wah 李菽樺 F Rep 2004-08-18 2005-09-02
39 Lee, Jeong Ju Rep 2007-01-10 2007-08-02
40 Lee, Karen King Wai 李荊慧 F Rep 2005-12-05 2006-01-24
41 Lee, Siu Yuen (SFC:ADH412) 李兆源 Rep 2009-09-15 2011-09-30
42 Li, Asser Kwok Keung 李國強 M Rep 2010-03-31
43 Lim, Swee Tin Lisa 林瑞珍 RO 2004-07-23 2005-10-28
44 Liu, Yang (SFC:AJK624) 劉洋 Rep 2004-08-23 2005-09-02
45 Liu, Yang (SFC:APL818) 劉暘 Rep 2007-08-28 2007-10-05
46 Lo, Chi Hang (SFC:AFV477) 盧志恆 Rep 2005-08-29 2006-10-13
47 Lo, Kit Ming 盧潔明 Rep 2006-04-13 2006-08-08
48 Lo, Ying Lun 勞應麟 Rep 2003-11-17 2005-01-05
49 Lui, Chung Wai 雷重威 Rep 2003-06-27
50 Lui, Eric Yiu Fong 雷耀芳 M Rep 2005-02-07 2010-03-31
51 Miller, Lee Katherine F Rep 2008-03-27 2009-04-15
52 Mui, Kay Boon 梅基本 Rep 2003-08-01 2005-04-14
53 Ng, John Wah 伍華安 M Rep 2005-05-05 2006-01-21
54 Ong, Tiang Lock 王添樂 51 M RO 2006-08-11 2007-08-31
RO 2009-08-06 2010-01-28
55 Qiu, Haiyan 邱海燕 Rep 2007-05-17 2010-06-01
56 Shum, Fei Fei 沈菲菲 30 F Rep 2006-04-06 2006-07-21
57 Singhal, Shelly Sean 42 M Rep 2008-06-04 2009-04-15
58 So, Jennifer Lai Shan 蘇勵姍 F Rep 2006-04-03 2007-06-22
59 Sum, Poon Yun 岑本訢 M RO 2004-09-08
60 Sun, Baron 孫葆崟 Rep 2006-05-25 2011-09-30
61 Sung, Yuk Yin 宋煜賢 Rep 2007-07-09 2008-03-26
62 Sze-To, Ping Chuen 司徒炳全 Rep 2011-09-30
63 Szeto, King Chuen 司徒經全 Rep 2011-09-30
64 Tan, E Wuen 陳儀雯 Rep 2006-09-20 2008-04-14
65 Tang, Wai Yan (SFC:ADN093) 鄧惠因 Rep 2004-07-09
66 To, Kin Tung 陶建東 Rep 2003-04-30
67 To, Ronald Kwok Chien 杜國鍵 M Rep 2003-11-10
68 Tong, Peng Tiong Rep 2004-07-23
RO 2004-07-23 2006-11-03
69 Tsang, Kennedy Kin Tak 曾建德 M Rep 2006-06-15 2007-09-25
RO 2007-09-25 2008-04-25
Rep 2008-04-25 2008-10-21
RO 2008-10-21 2011-09-30
70 Tsoi, Chi Kun 蔡智勤 RO 2006-10-26 2007-02-28
Rep 2007-02-28 2008-01-07
RO 2008-01-07 2011-09-30
71 Weng, Eddie Hua-Ti 翁華狄 M Rep 2005-11-03 2011-07-22
72 Wong, Alex Mang Chung 黃孟聰 M Rep 2007-01-22
73 Wong, Chi Yan (SFC:ABN290) 黃志仁 Rep 2011-09-30
74 Wong, Ho Ching (SFC:AQJ842) 黃河清 Rep 2008-02-01 2008-10-03
75 Wong, Hong Wah 王康華 M Rep 2008-04-04
76 Wong, Joseph Yan Po 黃恩寶 M Rep 2011-09-30
77 Wong, Kam Ming (SFC:AFP503) 王錦明 Rep 2006-04-09
78 Wong, Kenny Kin Fai 王健輝 39 M RO 2008-02-25 2011-09-30
79 Wong, Kwok Leung (SFC:AAH527) 黃國良 Rep 2003-10-14
80 Wong, Sheung Yeung 王上揚 Rep 2006-11-24
Rep 2007-06-05 2011-07-10
81 Wong, Sin Just 黃森捷 43 M RO 2007-04-13 2008-07-18
82 Wong, Tak Ming (SFC:ALR877) 黃德明 Rep 2005-03-18 2005-06-10
83 Wu, Zhao (1978) 吳兆 31 M Rep 2008-02-22 2008-04-15
84 Yam, David (SFC:ACJ708) 任卓偉 M Rep 2005-09-01 2006-06-29
RO 2006-06-29 2007-10-02
Rep 2007-11-30 2008-04-23
RO 2008-04-23 2011-09-30
85 Yeung, Kin Pan 楊健斌 Rep 2006-12-27 2011-09-30
86 Yeung, Patricia Kai Ki 楊佳琪 F Rep 2005-08-12
87 Yuan, Zhefei 袁哲飛 Rep 2007-08-22 2009-03-20
88 Yue, Pui Lam 余佩琳 Rep 2006-05-22 2006-08-14
89 Zhang, Jian (SFC:AJN917) 張堅 Rep 2007-10-05 2009-12-30
RO 2009-12-30 2010-06-06
90 Zhao, Qi (SFC:AQF554) 趙琪 Rep 2008-01-04 2009-03-07
91 Zheng, Juan (SFC:AGI798) 鄭娟 Rep 2006-04-18 2007-03-13
RO 2007-03-13 2009-02-28

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