MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Araki, Tetsuo			Rep	2011-01-20	2012-02-03
2	Boudny, Miroslav Misha		M	Rep	2010-12-31	2016-12-13
3	Bruckner, Andreas			Rep	2011-01-11	2011-07-31
4	Bunn, Malcolm		M	Rep	2011-01-11	2015-12-25
5	Byrne, Luke William		M	Rep	2010-12-31	2011-07-27
6	Chan, Jody Kit Yee 陳潔儀			Rep	2010-12-31	2023-10-05
7	Chang, Joseph Cho Yam 張祖蔭		M	RO	2010-12-31	2011-04-19
8	Cheng, Paul Kwok Kin 鄭國乾	60	M	RO	2010-12-31	2013-01-01
9	Choi, Lai Ling 徐麗齡			Rep	2011-06-07	2011-12-13
10	Chow, Oscar		M	Rep	2011-01-05	2015-05-30
11	Chu, Chun-Ju 朱俊如			Rep	2011-10-24	2012-08-02
12	Chua, Jesus Jr. Go			Rep	2011-06-07	2016-07-13
13	Daemi-Mokhlesi, Jiyann Naveed			Rep	2011-07-04	2015-01-05
14	Desai, Meghna Kiran			Rep	2011-09-01	2014-03-04
15	Diao, Stephen		M	Rep	2011-05-23	2014-07-10
16	Duan, Hong (SFC:ADE819) 段宏			Rep	2010-12-31	2012-03-06
17	Evans, Joshua Webb		M	Rep	2011-08-04	2015-11-06
18	Fong, Hiu Ming 方曉明			Rep	2010-12-31	2011-04-19
19	Freear, Stephen Jason		M	Rep	2010-12-31	2012-05-11
20	Funato, Keizo			Rep	2011-01-11	2015-10-16
21	Gineitis, Adomas			Rep	2011-01-11	2011-06-10
22	Greenwood, Anthony Bruce Nicholas		M	Rep	2011-02-22	2011-03-29
23	Harrington, Stephen John William	46	M	Rep	2011-01-11	2015-11-05
24	Hashimoto, Kenichi 橋本賢一			RO	2010-12-31	2012-12-05
25	Haskins, Andrew Robin Alexander	43	M	Rep	2011-04-26	2012-01-26
26	Hiramoto, Yoko			Rep	2011-01-11	2011-01-25
27	Hiratsuka, Takashi 平塚岳			Rep	2011-09-16	2013-11-23
28	Hirst, David A		M	Rep	2011-01-11	2011-08-05
29	Inagaki, Kiyoshi			Rep	2010-12-31	2012-12-01
30	Kay, Chong-san 郭忠山			Rep	2011-05-11	2015-03-09
31	Khine, Jessica Khine-Chit		F	Rep	2011-01-11	2011-08-26
32	Kiuchi, Yuko			Rep	2010-12-31	2015-04-27
33	Kwok, Ka Yan Karen 郭嘉欣			Rep	2010-12-31	2011-10-22
34	Lam, Edmond Hoi Tik 林凱迪		M	Rep	2010-12-31	2012-05-08
35	Lamont-Brown, Andrew		M	RO	2010-12-31	2013-08-01
36	Lee, Nelson Ho Wing 李浩榮		M	Rep	2010-12-31	2011-01-21
37	Lee, Wai Kin (SFC:APD151) 李偉健			Rep	2011-01-05	2012-12-05
38	Leung, Fung Man 梁鳳敏			Rep	2011-08-04	2012-06-27
39	Li, Veronica Wai Ching 李慧貞		F	Rep	2010-12-31	2013-05-28
40	Luk, Wai Yip 陸偉業			Rep	2011-03-29	2011-06-21
41	Ma, Winnie Wing Mei 馬穎薇		F	Rep	2011-04-04	2012-07-10
42	Macpherson, Glyn			Rep	2011-01-11	2013-03-28
43	Maeder, Dominik			Rep	2011-01-11	2012-05-24
44	Mak, Hau Lin 麥巧蓮			Rep	2010-12-31	2015-04-01
45	Man, Lai Kai 文麗佳			Rep	2010-12-31	2011-06-27
46	Mase, Takeshi 真瀨剛			Rep	2011-01-11	2015-10-16
47	Matsushita, Masahiro 松下昌宏			Rep	2010-12-31	2023-12-29
48	Matsuura, Akiko 松浦安希子			Rep	2010-12-31	2011-05-13
49	Mattila, Riku Johannes		M	Rep	2011-05-23	2017-07-28
50	Meepetchdee, Yongyut			Rep	2011-08-29	2017-11-30
51	Mita, Joji 三田丞次			RO	2010-12-31	2012-05-16
52	Nakauchi, Kozue 仲內梢			Rep	2010-12-31	2011-05-18
53	Nam, Dong Soo			RO	2010-12-31	2018-07-12
54	Ng, Kathy Ka Wai 伍家慧		F	Rep	2011-08-08	2018-03-05
55	Noguchi, Megumi (SFC:AWV267) 野口惠			Rep	2011-03-21	2011-11-11
56	Ochiai, Satoru			Rep	2011-02-18	2012-03-20
57	Olsson, Eva Patricia Rahel		F	Rep	2011-05-23	2016-01-08
58	Otake, Makoto 大竹誠			RO	2010-12-31	2016-01-30
59	Oyama, Natsumi 大山夏美			Rep	2010-12-31	2012-12-05
60	Padmanaban, Prasad			Rep	2011-06-02	2015-07-11
61	Pan, Candice 潘士縈		F	Rep	2010-12-31	2020-01-31
62	Pickworth, Simon Murray		M	Rep	2011-02-10	2016-01-08
63	Pobjoy, James Edward		M	Rep	2011-01-11	2012-05-24
64	Portsmouth-Layton, Andrew John		M	RO	2010-12-31	2016-04-28
65	Qin, Huaiou 秦懷歐			Rep	2010-12-31	2013-05-15
66	Ramsey, Michael Ryan		M	Rep	2010-12-31	2011-06-14
67	Roberts, Alistair Charles Alton		M	Rep	2011-07-19	2012-07-04
68	Robertson, Toby Neil		M	Rep	2010-12-31	2011-04-19
69	Rustau, Haidje Karen		F	Rep	2011-11-29	2014-11-20
70	See Thor, Wai Fung 司徒慧芬			Rep	2011-01-11	2012-11-14
71	Sekiguchi, Tadahisa			Rep	2011-01-11	2016-01-08
72	Shen, Hua (SFC:AOT416) 沈華	41	M	RO	2010-12-31	2011-03-19
73	Shinohara, Tatsuyoshi 篠原達芳			RO	2010-12-31	2011-11-25
74	Shiu, Lap Kei (SFC:AOI979) 蕭立基			Rep	2010-12-31	2012-07-04
75	So, Jennifer Lai Shan 蘇勵姍		F	Rep	2010-12-31	2011-10-05
76	So, Shun Tak 蘇淳德			Rep	2011-06-21	2012-07-04
77	Suruga, Hideki			RO	2010-12-31	2012-06-16
78	Takeuchi, Kazufumi 竹內一史			Rep	2011-09-16	2012-08-07
79	Takino, Toshiro			Rep	2011-01-11	2011-03-14
80	Tanaka, Maki 田中牧			Rep	2011-02-07	2015-06-06
81	Tang, Tsz Wai (SFC:AUX032) 鄧子維			Rep	2011-05-23	2012-07-12
82	Tay, Ek Pon 鄭翊鵬			Rep	2010-12-31	2011-01-25
83	Tay, Li Choo			Rep	2010-12-31	2018-08-03
84	Tsang, Andrew Chung Lam 曾忠林		M	RO	2010-12-31	2011-04-19
85	Tsang, Susanna Wai Yin 曾慧賢			Rep	2010-12-31	2011-07-01
86	Ung, Voon Yew			Rep	2011-06-07	2015-05-27
87	Verma, Manjesh			Rep	2010-12-31	2013-11-26
88	Vinton, Darren Charles		M	Rep	2010-12-31	2012-10-31
89	Watson, Matthew (SFC:APP014)		M	Rep	2011-01-11	2012-07-25
90	Wong, Yun Tong Anton 黃潤棠			Rep	2010-12-31	2012-07-04
91	Yasuda, Tamotsu			RO	2010-12-31	2011-02-12
92	Yogo, Shingo			Rep	2011-01-11	2011-11-30
93	Yoon, Jee Woong 尹智雄			Rep	2010-12-31	2011-08-28
94	Yoshino, Ai 吉野藍			Rep	2011-03-02	2016-02-06
95	Yu, Harry Koon Ying 余冠英		M	RO	2010-12-31	2011-04-01
96	Yuan, Zhefei 袁哲飛			Rep	2011-11-07	2012-12-05

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