MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Araki, Tetsuo | Rep | 2011-01-20 | 2012-02-03 | ||
| 2 | Arrowsmith, Neil Robert | M | Rep | 2012-06-04 | 2012-09-14 | |
| RO | 2012-09-14 | |||||
| 3 | Booth, Christopher Michael (SFC:BEF483) | M | Rep | 2014-09-29 | 2018-08-10 | |
| 4 | Boudny, Miroslav Misha | M | Rep | 2010-12-31 | 2016-12-13 | |
| 5 | Bruckner, Andreas | Rep | 2011-01-11 | 2011-07-31 | ||
| 6 | Bunn, Malcolm | M | Rep | 2011-01-11 | 2015-12-25 | |
| 7 | Burns, Darren Lester | M | Rep | 2013-08-05 | 2019-08-31 | |
| 8 | Byrne, Luke William | M | Rep | 2010-12-31 | 2011-07-27 | |
| 9 | Carr, Matthew Ben | M | Rep | 2014-08-29 | ||
| 10 | Chan, Chester Chi-To 陳志滔 | M | Rep | 2012-08-29 | 2015-04-17 | |
| 11 | Chan, Jody Kit Yee 陳潔儀 | Rep | 2010-12-31 | 2023-10-05 | ||
| 12 | Chan, Mang Kiu 陳漫橋 | Rep | 2012-03-12 | 2012-05-28 | ||
| 13 | Chang, Joseph Cho Yam 張祖蔭 | M | RO | 2010-12-31 | 2011-04-19 | |
| 14 | Cheng, Paul Kwok Kin 鄭國乾 | 63 | M | RO | 2010-12-31 | 2013-01-01 |
| 15 | Choi, Lai Ling 徐麗齡 | Rep | 2011-06-07 | 2011-12-13 | ||
| 16 | Chow, Oscar | M | Rep | 2011-01-05 | 2015-05-30 | |
| 17 | Chu, Chun-Ju 朱俊如 | Rep | 2011-10-24 | 2012-08-02 | ||
| 18 | Chua, Jesus Jr. Go | Rep | 2011-06-07 | 2016-07-13 | ||
| 19 | Daemi-Mokhlesi, Jiyann Naveed | Rep | 2011-07-04 | 2015-01-05 | ||
| 20 | Desai, Meghna Kiran | Rep | 2011-09-01 | 2014-03-04 | ||
| 21 | Devkota, Milan | Rep | 2012-02-10 | 2016-07-13 | ||
| 22 | Diao, Stephen | M | Rep | 2011-05-23 | 2014-07-10 | |
| RO | 2014-07-10 | 2014-12-10 | ||||
| 23 | Duan, Hong (SFC:ADE819) 段宏 | Rep | 2010-12-31 | 2012-03-06 | ||
| 24 | Evans, Joshua Webb | M | Rep | 2011-08-04 | 2015-11-06 | |
| 25 | Fong, Benny Fu Tsung 方富聰 | M | Rep | 2013-05-20 | 2015-02-11 | |
| 26 | Fong, Hiu Ming 方曉明 | Rep | 2010-12-31 | 2011-04-19 | ||
| 27 | Forsythe, William James Patrick | M | Rep | 2013-03-15 | 2018-12-06 | |
| 28 | Freear, Stephen Jason | M | Rep | 2010-12-31 | 2012-05-11 | |
| 29 | Funato, Keizo | Rep | 2011-01-11 | 2015-10-16 | ||
| 30 | Gineitis, Adomas | Rep | 2011-01-11 | 2011-06-10 | ||
| 31 | Greenwood, Anthony Bruce Nicholas | M | Rep | 2011-02-22 | 2011-03-29 | |
| 32 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2014-03-10 | 2015-07-08 | ||
| 33 | Hagland, Trent Andrew | M | RO | 2012-05-31 | 2016-04-29 | |
| 34 | Hahm, Eui Hwan | Rep | 2012-11-21 | 2016-03-01 | ||
| 35 | Hao, Kate 郝楠楠 | F | Rep | 2014-11-03 | 2016-08-30 | |
| 36 | Harrington, Stephen John William | 49 | M | Rep | 2011-01-11 | 2015-11-05 |
| 37 | Hashimoto, Kenichi 橋本賢一 | RO | 2010-12-31 | 2012-12-05 | ||
| 38 | Haskins, Andrew Robin Alexander | 46 | M | Rep | 2011-04-26 | 2012-01-26 |
| RO | 2012-01-26 | 2012-09-25 | ||||
| 39 | Hiramoto, Yoko | Rep | 2011-01-11 | 2011-01-25 | ||
| 40 | Hiratsuka, Takashi 平塚岳 | Rep | 2011-09-16 | 2013-11-23 | ||
| 41 | Hirst, David A | M | Rep | 2011-01-11 | 2011-08-05 | |
| 42 | Inadome, Shigehisa 稻留重久 | Rep | 2013-01-18 | 2016-01-26 | ||
| 43 | Inagaki, Kiyoshi | Rep | 2010-12-31 | 2012-12-01 | ||
| 44 | Kay, Chong-san 郭忠山 | Rep | 2011-05-11 | 2015-03-09 | ||
| 45 | Khine, Jessica Khine-Chit | F | Rep | 2011-01-11 | 2011-08-26 | |
| 46 | Kiuchi, Yuko | Rep | 2010-12-31 | 2015-04-27 | ||
| 47 | Kwok, Ka Yan Karen 郭嘉欣 | Rep | 2010-12-31 | 2011-10-22 | ||
| 48 | Lam, Edmond Hoi Tik 林凱迪 | M | Rep | 2010-12-31 | 2012-05-08 | |
| 49 | Lamont-Brown, Andrew | M | RO | 2010-12-31 | 2013-08-01 | |
| 50 | Lee, Kwok Wai (SFC:BAO433) 李國瑋 | Rep | 2012-12-03 | 2019-08-29 | ||
| 51 | Lee, Nelson Ho Wing 李浩榮 | M | Rep | 2010-12-31 | 2011-01-21 | |
| 52 | Lee, Wai Kin (SFC:APD151) 李偉健 | Rep | 2011-01-05 | 2012-12-05 | ||
| 53 | Lee, Wee Siang 李偉祥 | Rep | 2012-03-07 | 2014-02-18 | ||
| 54 | Leung, Fung Man 梁鳳敏 | Rep | 2011-08-04 | 2012-06-27 | ||
| 55 | Li, Jiahui (SFC:AXM812) 李佳蕙 | Rep | 2013-07-15 | 2014-09-20 | ||
| 56 | Li, Veronica Wai Ching 李慧貞 | F | Rep | 2010-12-31 | 2013-05-28 | |
| 57 | Lloyd, Ailsa Kuen Alice | F | Rep | 2013-11-04 | 2015-05-18 | |
| 58 | Loong, Andrew Pui Fung 龍沛豐 | M | Rep | 2013-07-05 | 2013-08-19 | |
| 59 | Lu, Dong (SFC:AXN254) 呂棟 | Rep | 2013-06-13 | 2013-07-17 | ||
| 60 | Lucas, Jean-Francois Nicolas Jacques | M | Rep | 2013-03-22 | 2015-12-01 | |
| 61 | Luk, Wai Yip 陸偉業 | Rep | 2011-03-29 | 2011-06-21 | ||
| 62 | Ma, Winnie Wing Mei 馬穎薇 | F | Rep | 2011-04-04 | 2012-07-10 | |
| 63 | Macpherson, Glyn | Rep | 2011-01-11 | 2013-03-28 | ||
| 64 | Maeder, Dominik | Rep | 2011-01-11 | 2012-05-24 | ||
| 65 | Mak, Hau Lin 麥巧蓮 | Rep | 2010-12-31 | 2015-04-01 | ||
| 66 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | Rep | 2012-03-07 | 2012-07-04 | |
| 67 | Man, Lai Kai 文麗佳 | Rep | 2010-12-31 | 2011-06-27 | ||
| 68 | Manabe, Yusaku | Rep | 2012-09-05 | 2012-11-22 | ||
| RO | 2012-11-22 | 2020-01-17 | ||||
| 69 | Mand, Sandeep Singh | Rep | 2012-12-27 | 2013-06-28 | ||
| RO | 2013-06-28 | 2015-05-15 | ||||
| 70 | Mase, Takeshi 真瀨剛 | Rep | 2011-01-11 | 2015-10-16 | ||
| 71 | Matsushita, Masahiro 松下昌宏 | Rep | 2010-12-31 | 2023-12-29 | ||
| 72 | Matsuura, Akiko 松浦安希子 | Rep | 2010-12-31 | 2011-05-13 | ||
| 73 | Mattila, Riku Johannes | M | Rep | 2011-05-23 | 2017-07-28 | |
| 74 | Meepetchdee, Yongyut | Rep | 2011-08-29 | 2017-11-30 | ||
| 75 | Mita, Joji 三田丞次 | RO | 2010-12-31 | 2012-05-16 | ||
| 76 | Mitchell, Paul Ronald | M | Rep | 2014-03-24 | 2016-01-08 | |
| 77 | Mohammad, Sajjad (SFC:BDM517) | Rep | 2014-06-23 | 2016-01-08 | ||
| 78 | Mori, Motoya | Rep | 2014-06-23 | 2016-01-08 | ||
| 79 | Nakauchi, Kozue 仲內梢 | Rep | 2010-12-31 | 2011-05-18 | ||
| 80 | Nam, Dong Soo | RO | 2010-12-31 | 2018-07-12 | ||
| 81 | Ng, Karen Ka Ying 吳嘉盈 | F | Rep | 2014-09-16 | 2020-01-31 | |
| 82 | Ng, Kathy Ka Wai 伍家慧 | F | Rep | 2011-08-08 | 2018-03-05 | |
| 83 | Ngan, Peter Yu Hin 顏宇軒 | M | Rep | 2014-01-30 | 2015-07-07 | |
| 84 | Noguchi, Megumi (SFC:AWV267) 野口惠 | Rep | 2011-03-21 | 2011-11-11 | ||
| 85 | Ochiai, Satoru | Rep | 2011-02-18 | 2012-03-20 | ||
| 86 | Olsson, Eva Patricia Rahel | F | Rep | 2011-05-23 | 2016-01-08 | |
| 87 | Otake, Makoto 大竹誠 | RO | 2010-12-31 | 2016-01-30 | ||
| 88 | Oyama, Natsumi 大山夏美 | Rep | 2010-12-31 | 2012-12-05 | ||
| 89 | Padmanaban, Prasad | Rep | 2011-06-02 | 2015-07-11 | ||
| 90 | Pan, Candice 潘士縈 | F | Rep | 2010-12-31 | 2020-01-31 | |
| 91 | Pickworth, Simon Murray | M | Rep | 2011-02-10 | 2016-01-08 | |
| 92 | Pobjoy, James Edward | M | Rep | 2011-01-11 | 2012-05-24 | |
| 93 | Portsmouth-Layton, Andrew John | M | RO | 2010-12-31 | 2016-04-28 | |
| 94 | Qin, Huaiou 秦懷歐 | Rep | 2010-12-31 | 2013-05-15 | ||
| 95 | Qureshi, Qassim Ali | Rep | 2013-06-10 | 2015-10-01 | ||
| 96 | Ramsey, Michael Ryan | M | Rep | 2010-12-31 | 2011-06-14 | |
| 97 | Roberts, Alistair Charles Alton | M | Rep | 2011-07-19 | 2012-07-04 | |
| 98 | Robertson, Toby Neil | M | Rep | 2010-12-31 | 2011-04-19 | |
| 99 | Rustau, Haidje Karen | F | Rep | 2011-11-29 | 2014-11-20 | |
| 100 | See Thor, Wai Fung 司徒慧芬 | Rep | 2011-01-11 | 2012-11-14 | ||
| 101 | Sekiguchi, Tadahisa | Rep | 2011-01-11 | 2016-01-08 | ||
| 102 | Shen, Hua (SFC:AOT416) 沈華 | 44 | M | RO | 2010-12-31 | 2011-03-19 |
| 103 | Shinohara, Tatsuyoshi 篠原達芳 | RO | 2010-12-31 | 2011-11-25 | ||
| 104 | Shiu, Lap Kei (SFC:AOI979) 蕭立基 | Rep | 2010-12-31 | 2012-07-04 | ||
| 105 | So, Jennifer Lai Shan 蘇勵姍 | F | Rep | 2010-12-31 | 2011-10-05 | |
| 106 | So, Shun Tak 蘇淳德 | Rep | 2011-06-21 | 2012-07-04 | ||
| 107 | Suruga, Hideki | RO | 2010-12-31 | 2012-06-16 | ||
| 108 | Takeuchi, Kazufumi 竹內一史 | Rep | 2011-09-16 | 2012-08-07 | ||
| 109 | Takino, Toshiro | Rep | 2011-01-11 | 2011-03-14 | ||
| 110 | Tanaka, Maki 田中牧 | Rep | 2011-02-07 | 2015-06-06 | ||
| 111 | Tang, Tsz Wai (SFC:AUX032) 鄧子維 | Rep | 2011-05-23 | 2012-07-12 | ||
| 112 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | Rep | 2013-02-18 | 2015-02-17 | ||
| 113 | Tay, Ek Pon 鄭翊鵬 | Rep | 2010-12-31 | 2011-01-25 | ||
| 114 | Tay, Li Choo | Rep | 2010-12-31 | 2018-08-03 | ||
| 115 | Tsang, Andrew Chung Lam 曾忠林 | M | RO | 2010-12-31 | 2011-04-19 | |
| 116 | Tsang, Susanna Wai Yin 曾慧賢 | Rep | 2010-12-31 | 2011-07-01 | ||
| 117 | Ung, Voon Yew | Rep | 2011-06-07 | 2015-05-27 | ||
| 118 | Vakil, Mohamed Ismail (SFC:BAE280) | M | Rep | 2012-09-17 | 2019-12-31 | |
| 119 | Verma, Manjesh | Rep | 2010-12-31 | 2013-11-26 | ||
| 120 | Vincent, Romain Lionel Sylvain | M | Rep | 2013-09-11 | 2015-06-06 | |
| 121 | Vinton, Darren Charles | M | Rep | 2010-12-31 | 2012-10-31 | |
| 122 | Wakizaki, Hiroshi 脇崎浩 | M | Rep | 2013-08-05 | 2022-09-28 | |
| 123 | Wang, Jian (SFC:AVM361) 王健 | Rep | 2012-03-26 | 2012-11-20 | ||
| 124 | Watanabe, Naoki (SFC:AQD803) | Rep | 2013-01-02 | 2023-12-22 | ||
| 125 | Watson, Matthew (SFC:APP014) | M | Rep | 2011-01-11 | 2012-07-25 | |
| 126 | Wells, Peter John (SFC:AWO080) | M | Rep | 2012-05-15 | 2012-08-09 | |
| RO | 2012-08-09 | 2015-03-12 | ||||
| 127 | Wong, Irene Hau Ying 黃巧瑩 | F | Rep | 2014-11-24 | ||
| 128 | Wong, Yun Tong Anton 黃潤棠 | Rep | 2010-12-31 | 2012-07-04 | ||
| 129 | Yap, Price Edward Canizares | M | Rep | 2012-02-03 | 2015-12-14 | |
| 130 | Yasuda, Tamotsu | RO | 2010-12-31 | 2011-02-12 | ||
| 131 | Yeoh, Seng Ghee 楊誠義 | Rep | 2014-08-04 | 2015-05-18 | ||
| 132 | Yip, Weng Foo 葉永富 | Rep | 2012-10-24 | 2015-02-24 | ||
| 133 | Yogo, Shingo | Rep | 2011-01-11 | 2011-11-30 | ||
| 134 | Yoon, Jee Woong 尹智雄 | Rep | 2010-12-31 | 2011-08-28 | ||
| 135 | Yoshino, Ai 吉野藍 | Rep | 2011-03-02 | 2016-02-06 | ||
| 136 | Yu, Harry Koon Ying 余冠英 | M | RO | 2010-12-31 | 2011-04-01 | |
| 137 | Yuan, Zhefei 袁哲飛 | Rep | 2011-11-07 | 2012-12-05 | ||
| 138 | Zhang, Yi (SFC:BBN738) 張誼 | Rep | 2013-08-05 | 2013-11-04 | ||
| 139 | Zhao, Ye (SFC:BAD298) 趙曄 | Rep | 2013-09-16 | |||
| 140 | Zhou, Jiting 周忌婷 | Rep | 2013-10-15 | 2014-11-12 |
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