MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
Role From Until
1 Allan, Stuart Michael M Rep 2016-07-11 2020-03-31
2 Anegawa, Toshiyuki 姉川俊幸 Rep 2018-05-17 2020-06-15
3 Arai, Katsumi Rep 2018-04-04 2020-06-15
4 Araki, Tetsuo Rep 2011-01-20 2012-02-03
5 Arrowsmith, Neil Robert M Rep 2012-06-04 2012-09-14
RO 2012-09-14
6 Atassi, Samir Rep 2018-08-02 2019-03-21
7 Becchetti, James Patrick M Rep 2017-11-21 2017-12-04
Rep 2018-05-03 2019-04-23
8 Booth, Christopher Michael (SFC:BEF483) M Rep 2014-09-29 2018-08-10
9 Boudny, Miroslav Misha M Rep 2010-12-31 2016-12-13
RO 2016-12-13 2020-03-31
10 Bruckner, Andreas Rep 2011-01-11 2011-07-31
11 Bunn, Malcolm M Rep 2011-01-11 2015-12-25
12 Burns, Darren Lester M Rep 2013-08-05 2019-08-31
13 Byrne, Luke William M Rep 2010-12-31 2011-07-27
14 Cai, Zheng (SFC:BIH036) 蔡正 Rep 2016-10-03 2019-12-24
15 Carr, Matthew Ben M Rep 2014-08-29
16 Chan, Amanda Denise Yiying F Rep 2018-08-01 2022-06-21
17 Chan, Chester Chi-To 陳志滔 M Rep 2012-08-29 2015-04-17
18 Chan, Jody Kit Yee 陳潔儀 Rep 2010-12-31 2023-10-05
19 Chan, Mang Kiu 陳漫橋 Rep 2012-03-12 2012-05-28
20 Chan, Yat Man (SFC:BJX332) 陳逸文 Rep 2017-07-14
21 Chang, Joseph Cho Yam 張祖蔭 M RO 2010-12-31 2011-04-19
22 Chang, Mei-Lin (SFC:BNU255) 張美玲 Rep 2018-11-12
23 Char, Jimmy Ching Fung 車靖峰 M Rep 2017-06-20 2021-06-30
24 Chau, Chi Han 周智嫻 F Rep 2016-06-30 2018-10-22
25 Chen-Tanner, An-Chi Rep 2015-10-07 2016-01-26
26 Chen, Jie (SFC:BFX830) 陳洁 Rep 2015-08-17 2015-09-24
27 Cheng, Paul Kwok Kin 鄭國乾 67 M RO 2010-12-31 2013-01-01
28 Cheung, Hin Ni 張憲妮 Rep 2017-07-14 2018-05-08
29 Cheung, Wilson Yee Shun 張以信 M Rep 2018-09-28
30 Chiu, Lai Tim 趙麗甜 Rep 2018-09-28 2022-08-19
31 Choi, Cheol Ho Rep 2015-06-29 2017-06-23
32 Choi, Lai Ling 徐麗齡 Rep 2011-06-07 2011-12-13
33 Choi, Sheung Wing 蔡尚榮 Rep 2017-07-14
34 Choi, Yung Woo Rep 2016-04-05
35 Chow, Oscar M Rep 2011-01-05 2015-05-30
36 Chow, Wing Nga Alison 周穎雅 Rep 2018-09-24 2019-02-11
37 Chu, Chun-Ju 朱俊如 Rep 2011-10-24 2012-08-02
38 Chua, Jesus Jr. Go Rep 2011-06-07 2016-07-13
39 Chung, Tak Ki Dicky 鍾德祺 Rep 2015-10-07 2016-11-07
40 Daemi-Mokhlesi, Jiyann Naveed Rep 2011-07-04 2015-01-05
41 Desai, Meghna Kiran Rep 2011-09-01 2014-03-04
42 Devkota, Milan Rep 2012-02-10 2016-07-13
43 Diao, Stephen M Rep 2011-05-23 2014-07-10
RO 2014-07-10 2014-12-10
44 Dipsellas, Stephen M Rep 2018-11-26
45 Duan, Hong (SFC:ADE819) 段宏 Rep 2010-12-31 2012-03-06
46 Evans, Joshua Webb M Rep 2011-08-04 2015-11-06
47 Ferland, Pierre M RO 2018-02-20 2020-12-07
48 Fong, Benny Fu Tsung 方富聰 M Rep 2013-05-20 2015-02-11
49 Fong, Hiu Ming 方曉明 Rep 2010-12-31 2011-04-19
50 Forsythe, William James Patrick M Rep 2013-03-15 2018-12-06
51 Freear, Stephen Jason M Rep 2010-12-31 2012-05-11
52 Funato, Keizo Rep 2011-01-11 2015-10-16
53 Furukawa, Makoto Rep 2018-03-16 2020-06-15
54 Gabriel, Spiros Rep 2018-04-23 2019-05-03
55 Garrett, Michael Jonathan M Rep 2018-06-11 2019-03-02
56 Gineitis, Adomas Rep 2011-01-11 2011-06-10
57 Greenwood, Anthony Bruce Nicholas M Rep 2011-02-22 2011-03-29
58 Guillon, Serge Philippe Laurent M Rep 2016-02-18 2019-12-03
59 Guo, Rui (SFC:BDA213) 郭睿 Rep 2014-03-10 2015-07-08
60 Gupta, Abhishek (SFC:AQX042) M Rep 2015-01-19 2019-05-29
61 Haganuma, Chisato Rep 2018-04-26 2019-04-04
62 Hagland, Trent Andrew M RO 2012-05-31 2016-04-29
63 Hahm, Candace F Rep 2016-06-24
64 Hahm, Eui Hwan Rep 2012-11-21 2016-03-01
65 Hao, Kate 郝楠楠 F Rep 2014-11-03 2016-08-30
66 Harrington, Stephen John William 53 M Rep 2011-01-11 2015-11-05
67 Hashimoto, Kenichi 橋本賢一 RO 2010-12-31 2012-12-05
68 Haskins, Andrew Robin Alexander 50 M Rep 2011-04-26 2012-01-26
RO 2012-01-26 2012-09-25
69 Hayashi, Ryosei Rep 2015-06-15 2015-07-29
RO 2015-07-29 2019-06-14
70 Hiramoto, Yoko Rep 2011-01-11 2011-01-25
71 Hiratsuka, Takashi 平塚岳 Rep 2011-09-16 2013-11-23
72 Hirayama, Hajime Rep 2015-03-31 2017-05-12
73 Hirst, David A M Rep 2011-01-11 2011-08-05
74 Ho, Wai Lun (SFC:ASZ191) 何偉麟 Rep 2016-03-21 2016-09-13
75 Horiguchi, Muneyoshi Rep 2016-06-30 2018-10-19
76 Hu, Barry Wai Lee 胡偉利 M Rep 2018-09-24 2020-01-24
77 Inadome, Shigehisa 稻留重久 Rep 2013-01-18 2016-01-26
78 Inagaki, Kiyoshi Rep 2010-12-31 2012-12-01
79 Iwai, Toru 岩井徹 Rep 2018-07-03 2020-06-15
80 Jones, Nicholas Paul (SFC:BBS616) M Rep 2017-03-01 2018-04-20
81 Kaetsu, Yuri 嘉悅友理 M Rep 2015-07-10 2019-12-06
82 Kaga, Maximilian Shotaro M Rep 2016-09-05 2019-11-01
83 Kam, Fung Man 甘鳳汶 Rep 2017-02-24 2018-05-25
84 Kamijo, Tetsuo Rep 2016-08-29 2016-08-31
85 Kanodia, Kunal Rep 2015-11-16 2017-06-01
RO 2017-06-01 2022-08-31
86 Kay, Chong-san 郭忠山 Rep 2011-05-11 2015-03-09
87 Kelly, Violeta Rep 2018-11-09 2022-01-26
88 Khine, Jessica Khine-Chit F Rep 2011-01-11 2011-08-26
89 Kim, Ji Joong Rep 2016-06-03 2017-09-29
90 Kim, Sang Yeon (SFC:BHG628) 金相延 Rep 2016-04-07 2019-05-27
91 King, Augusto Yuk Shun 金毓珣 Rep 2015-10-02 2015-12-08
RO 2015-12-08
92 Kitahara, Yoshitaka M Rep 2017-09-25 2019-05-20
93 Kiuchi, Yuko Rep 2010-12-31 2015-04-27
94 Koba, Hiroshi M Rep 2018-01-05 2023-07-28
95 Koichibara, Sachiko Rep 2018-07-17 2020-03-16
96 Komiya, Tomoki Rep 2018-04-04 2020-06-15
97 Kurosaka, Keiju Rep 2018-04-04 2020-03-04
98 Kusano, Jun 草野潤 Rep 2016-01-25 2016-03-07
RO 2016-03-07 2017-09-07
Rep 2017-09-07 2018-09-14
RO 2018-09-14 2020-03-17
99 Kwok, Ka Yan Karen 郭嘉欣 Rep 2010-12-31 2011-10-22
100 Lai, Ka Ho (SFC:AEQ243) 黎家浩 Rep 2016-01-11 2019-03-22
101 Lam, Edmond Hoi Tik 林凱迪 M Rep 2010-12-31 2012-05-08
102 Lam, Wing Sze (SFC:BAK601) 林詠詩 Rep 2018-09-24
103 Lamont-Brown, Andrew M RO 2010-12-31 2013-08-01
104 Lange, Julien (SFC:BGC442) Rep 2015-09-17 2018-04-03
105 Leddington-Hill, Matthew John M Rep 2016-09-12 2019-09-20
106 Lee-Tong, Georgette Chi Wai 唐李之慧 F Rep 2017-09-13 2019-10-25
107 Lee, Aleen Li Fei 李莉菲 F Rep 2017-03-27 2018-07-03
108 Lee, Ching (SFC:ADC297) 李青 Rep 2017-07-14 2019-12-13
109 Lee, Kwok Wai (SFC:BAO433) 李國瑋 Rep 2012-12-03 2019-08-29
110 Lee, Nelson Ho Wing 李浩榮 M Rep 2010-12-31 2011-01-21
111 Lee, Patrick Jing Wan 李敬文 M Rep 2016-02-24 2020-03-25
112 Lee, Wai Kin (SFC:APD151) 李偉健 Rep 2011-01-05 2012-12-05
113 Lee, Wee Siang 李偉祥 Rep 2012-03-07 2014-02-18
114 Leung, Fung Man 梁鳳敏 Rep 2011-08-04 2012-06-27
115 Leung, Victor Vein Bong M Rep 2018-05-03 2019-04-24
116 Li, Jiahui (SFC:AXM812) 李佳蕙 Rep 2013-07-15 2014-09-20
117 Li, Veronica Wai Ching 李慧貞 F Rep 2010-12-31 2013-05-28
118 Lim, Wei Han Rep 2018-11-23
119 Liu, Po Wen 劉博文 Rep 2015-05-14 2016-07-13
120 Lloyd, Ailsa Kuen Alice F Rep 2013-11-04 2015-05-18
121 Loong, Andrew Pui Fung 龍沛豐 M Rep 2013-07-05 2013-08-19
122 Lou, Yilin 樓一霖 Rep 2018-09-14 2020-09-30
123 Lu, Dong (SFC:AXN254) 呂棟 Rep 2013-06-13 2013-07-17
124 Lu, Yang (SFC:BFY812) 盧楊 Rep 2017-02-06 2021-01-18
125 Lucas, Jean-Francois Nicolas Jacques M Rep 2013-03-22 2015-12-01
126 Luk, Wai Yip 陸偉業 Rep 2011-03-29 2011-06-21
127 Ma, Winnie Wing Mei 馬穎薇 F Rep 2011-04-04 2012-07-10
128 Macpherson, Glyn Rep 2011-01-11 2013-03-28
129 Maeder, Dominik Rep 2011-01-11 2012-05-24
130 Mak, Hau Lin 麥巧蓮 Rep 2010-12-31 2015-04-01
131 Mak, Winnie (SFC:ADK738) 麥蔚誼 F Rep 2012-03-07 2012-07-04
132 Man, Lai Kai 文麗佳 Rep 2010-12-31 2011-06-27
133 Manabe, Yusaku Rep 2012-09-05 2012-11-22
RO 2012-11-22 2020-01-17
134 Mand, Sandeep Singh Rep 2012-12-27 2013-06-28
RO 2013-06-28 2015-05-15
135 Mareels, Carlo Rep 2016-11-15 2016-11-17
136 Masato, Araki Rep 2018-06-12 2020-06-15
137 Mase, Takeshi 真瀨剛 Rep 2011-01-11 2015-10-16
138 Matsushita, Masahiro 松下昌宏 Rep 2010-12-31 2023-12-29
139 Matsuura, Akiko 松浦安希子 Rep 2010-12-31 2011-05-13
140 Mattila, Riku Johannes M Rep 2011-05-23 2017-07-28
141 McGill, Ruarri Ronald M Rep 2015-03-16 2019-09-16
142 McWilliam, James Richard M Rep 2018-09-28 2019-08-30
143 Meepetchdee, Yongyut Rep 2011-08-29 2017-11-30
144 Meerani, Sumeet Shyam Rep 2016-08-29 2016-08-31
145 Mita, Joji 三田丞次 RO 2010-12-31 2012-05-16
146 Mitchell, Paul Ronald M Rep 2014-03-24 2016-01-08
147 Miyamoto, Takeo M Rep 2018-04-04 2020-03-04
148 Miyata, Naohiko Rep 2018-04-26 2020-06-15
149 Mizutani, Toshiya Rep 2018-05-17 2018-10-31
150 Mohammad, Sajjad (SFC:BDM517) Rep 2014-06-23 2016-01-08
Rep 2016-07-11 2016-07-11
Rep 2017-03-20 2017-03-23
Rep 2018-03-14 2023-06-15
151 Mori, Motoya Rep 2014-06-23 2016-01-08
Rep 2016-02-22 2016-02-24
152 Murakami, Hirotoshi Rep 2018-03-16 2020-06-15
153 Muto, Jumpei Rep 2018-12-28 2019-07-22
154 Nagano, Masayuki Rep 2018-03-16 2019-04-16
155 Nakauchi, Kozue 仲內梢 Rep 2010-12-31 2011-05-18
156 Nam, Dong Soo RO 2010-12-31 2018-07-12
157 Ng, Karen Ka Ying 吳嘉盈 F Rep 2014-09-16 2020-01-31
158 Ng, Kathy Ka Wai 伍家慧 F Rep 2011-08-08 2018-03-05
159 Ng, Kei Man 吳紀文 Rep 2017-03-08 2020-06-24
160 Ngai, Hei Nam 倪喜南 Rep 2017-07-14 2021-02-26
161 Ngan, Peter Yu Hin 顏宇軒 M Rep 2014-01-30 2015-07-07
162 Noguchi, Megumi (SFC:AWV267) 野口惠 Rep 2011-03-21 2011-11-11
163 Nomura, Shingo Rep 2017-05-05 2023-04-28
164 O'Hanlon, David John M Rep 2015-06-02 2018-10-22
165 Ochiai, Satoru Rep 2011-02-18 2012-03-20
166 Olsson, Eva Patricia Rahel F Rep 2011-05-23 2016-01-08
167 Onuma, Kazuhiko Rep 2016-02-22 2016-02-24
Rep 2016-05-16 2016-05-18
Rep 2016-07-11 2016-07-11
Rep 2017-02-22 2017-02-25
Rep 2017-09-01 2017-09-06
Rep 2018-03-14 2020-06-15
168 Ooi, Chenn Siong Rep 2017-07-14 2020-09-09
169 Otake, Makoto 大竹誠 RO 2010-12-31 2016-01-30
170 Oyama, Natsumi 大山夏美 Rep 2010-12-31 2012-12-05
171 Ozawa, Koki Rep 2018-05-17 2020-03-04
172 Padmanaban, Prasad Rep 2011-06-02 2015-07-11
173 Pan, Candice 潘士縈 F Rep 2010-12-31 2020-01-31
174 Pan, Gan 潘淦 Rep 2015-05-13 2019-02-01
175 Park, Woo Yeung 朴禹泳 Rep 2015-01-12 2019-05-27
176 Parrilli, John C M Rep 2015-08-13 2015-10-23
177 Pesanello, Raymond Joseph M Rep 2017-09-08 2017-09-30
178 Pickworth, Simon Murray M Rep 2011-02-10 2016-01-08
179 Pobjoy, James Edward M Rep 2011-01-11 2012-05-24
180 Portsmouth-Layton, Andrew John M RO 2010-12-31 2016-04-28
181 Qin, Huaiou 秦懷歐 Rep 2010-12-31 2013-05-15
182 Qureshi, Qassim Ali Rep 2013-06-10 2015-10-01
183 Radzki, Michael M Rep 2015-09-14 2015-10-23
184 Ramsey, Michael Ryan M Rep 2010-12-31 2011-06-14
185 Roberts, Alistair Charles Alton M Rep 2011-07-19 2012-07-04
186 Robertson, Toby Neil M Rep 2010-12-31 2011-04-19
187 Rustau, Haidje Karen F Rep 2011-11-29 2014-11-20
188 Sakurai, Makoto Rep 2018-05-31 2019-01-31
189 Saluja, Rohin (SFC:BNY404) Rep 2018-12-20 2020-03-02
190 Saraf, Shyam Rep 2018-11-16
191 Sasajima, Katsuhito Rep 2018-09-03 2020-03-04
192 Sasaki, Tsubasa Rep 2018-05-31 2020-06-15
193 Saurel, Antoine Julien Pierre M Rep 2015-02-18 2015-07-01
194 See Thor, Wai Fung 司徒慧芬 Rep 2011-01-11 2012-11-14
195 Segal, James Marc Lee M Rep 2018-07-03
196 Sekiguchi, Tadahisa Rep 2011-01-11 2016-01-08
197 Shaw, Benjamin John M Rep 2015-11-23 2018-12-05
198 Shen, Hua (SFC:AOT416) 沈華 48 M RO 2010-12-31 2011-03-19
199 Shinohara, Tatsuyoshi 篠原達芳 RO 2010-12-31 2011-11-25
200 Shiohara, Kunihiko Rep 2018-01-05 2020-06-15
201 Shiu, Lap Kei (SFC:AOI979) 蕭立基 Rep 2010-12-31 2012-07-04
202 So, Jennifer Lai Shan 蘇勵姍 F Rep 2010-12-31 2011-10-05
203 So, Shun Tak 蘇淳德 Rep 2011-06-21 2012-07-04
204 Sonni, Sean Sharath M Rep 2018-11-19 2019-04-17
205 Stubbs, Matthew Leslie M Rep 2016-11-15 2016-11-18
206 Suehiro, Yasutaka Rep 2016-03-31 2016-04-21
RO 2016-04-21 2018-05-31
207 Sugimoto, Koichi Rep 2018-03-14 2020-06-15
208 Suruga, Hideki RO 2010-12-31 2012-06-16
209 Takeuchi, Kazufumi 竹內一史 Rep 2011-09-16 2012-08-07
210 Takino, Toshiro Rep 2011-01-11 2011-03-14
211 Tan, Lee Kwang Rep 2018-11-16 2022-04-29
212 Tanaka, Hideaki Rep 2018-01-05 2020-06-15
213 Tanaka, Maki 田中牧 Rep 2011-02-07 2015-06-06
214 Tang, Lai Woon 鄧麗垣 Rep 2018-09-24
215 Tang, Tsz Wai (SFC:AUX032) 鄧子維 Rep 2011-05-23 2012-07-12
216 Tang, Wai Hung (SFC:ADI418) 鄧偉雄 Rep 2013-02-18 2015-02-17
217 Tay, Ek Pon 鄭翊鵬 Rep 2010-12-31 2011-01-25
218 Tay, Li Choo Rep 2010-12-31 2018-08-03
219 Ti, Lian-Haan Rep 2016-06-20 2019-07-23
220 Tsang, Andrew Chung Lam 曾忠林 M RO 2010-12-31 2011-04-19
221 Tsang, Hon Kin Rep 2018-06-01 2018-12-21
222 Tsang, Susanna Wai Yin 曾慧賢 Rep 2010-12-31 2011-07-01
223 Tsunoyama, Tomonobu Rep 2018-03-01 2020-06-15
224 Uchino, Akihiko M Rep 2018-03-01 2023-07-28
225 Ung, Voon Yew Rep 2011-06-07 2015-05-27
226 Upadrasta, Sivakumar 戴世凡 Rep 2017-12-27 2019-04-17
227 Vakil, Mohamed Ismail (SFC:BAE280) M Rep 2012-09-17 2019-12-31
228 Verma, Manjesh Rep 2010-12-31 2013-11-26
229 Vincent, Romain Lionel Sylvain M Rep 2013-09-11 2015-06-06
230 Vinton, Darren Charles M Rep 2010-12-31 2012-10-31
231 Wakizaki, Hiroshi 脇崎浩 M Rep 2013-08-05 2022-09-28
232 Wang, Jian (SFC:AVM361) 王健 Rep 2012-03-26 2012-11-20
233 Watanabe, Naoki (SFC:AQD803) Rep 2013-01-02 2023-12-22
234 Watson, Matthew (SFC:APP014) M Rep 2011-01-11 2012-07-25
235 Wells, Peter John (SFC:AWO080) M Rep 2012-05-15 2012-08-09
RO 2012-08-09 2015-03-12
236 Wong, Irene Hau Ying 黃巧瑩 F Rep 2014-11-24
237 Wong, Kenny Yukoon 黃宇冠 M Rep 2016-07-05 2020-04-09
238 Wong, Sam Chi Tung 黄志東 Rep 2018-09-28
239 Wong, Stanley Car Lai M Rep 2018-01-04 2018-10-22
240 Wong, Wai Wah (SFC:ADQ101) 黃慧華 Rep 2015-05-13
241 Wong, Yun Tong Anton 黃潤棠 Rep 2010-12-31 2012-07-04
242 Yamamoto, Naoki Rep 2017-08-14 2020-10-12
243 Yamauchi, Natsumu Rep 2018-10-12 2020-06-15
244 Yamazaki, Mie Rep 2018-05-31 2020-06-15
245 Yang, Xuping (SFC:ALO476) 楊旭平 Rep 2018-09-24 2019-06-30
246 Yap, Price Edward Canizares M Rep 2012-02-03 2015-12-14
247 Yap, Wei Wen Nicholas M Rep 2015-05-29 2016-09-15
248 Yasuda, Tamotsu RO 2010-12-31 2011-02-12
249 Yeoh, Seng Ghee 楊誠義 Rep 2014-08-04 2015-05-18
RO 2015-05-18
250 Yeung, Fai 楊暉 Rep 2016-11-24 2019-06-21
251 Yeung, Hon Shan 楊瀚山 Rep 2018-04-03 2019-05-27
252 Yip, Weng Foo 葉永富 Rep 2012-10-24 2015-02-24
253 Yogo, Shingo Rep 2011-01-11 2011-11-30
254 Yoon, Jee Woong 尹智雄 Rep 2010-12-31 2011-08-28
255 Yoshihara, Tomoko Rep 2018-03-16 2018-08-31
256 Yoshino, Ai 吉野藍 Rep 2011-03-02 2016-02-06
257 Yoshioka, Masahiko Rep 2016-05-16 2016-05-18
Rep 2017-02-22 2017-02-25
Rep 2017-09-01 2017-09-06
Rep 2018-03-14 2023-06-15
258 Yu, Harry Koon Ying 余冠英 M RO 2010-12-31 2011-04-01
259 Yu, Yanming (SFC:BHU077) 喻彥銘 Rep 2017-08-21
260 Yuan, Zhefei 袁哲飛 Rep 2011-11-07 2012-12-05
261 Zhang, Yi (SFC:BBN738) 張誼 Rep 2013-08-05 2013-11-04
262 Zhao, Ye (SFC:BAD298) 趙曄 Rep 2013-09-16
263 Zheng, Xiaofeng 鄭小峰 Rep 2015-08-24 2016-05-19
264 Zhou, Jiting 周忌婷 Rep 2013-10-15 2014-11-12
265 Zhu, Beibei 諸蓓蓓 Rep 2018-10-16 2019-10-16

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top