Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adewale, Amanda Patricia | F | Rep | 2013-08-09 | 2013-08-14 | |
| Rep | 2015-10-09 | 2015-10-14 | ||||
| Rep | 2016-02-26 | 2016-03-02 | ||||
| Rep | 2016-06-06 | 2016-06-10 | ||||
| Rep | 2016-08-12 | 2016-08-18 | ||||
| 2 | Anderson, Kathleen Murray | M | Rep | 2016-02-19 | 2016-02-23 | |
| 3 | Au, Pui Ting 歐佩婷 | Rep | 2007-01-11 | 2010-11-10 | ||
| 4 | Barnett, Beatriz Suarez | Rep | 2005-06-06 | 2006-05-27 | ||
| 5 | Bateman, Joshua Dunham | M | Rep | 2012-01-06 | 2012-09-03 | |
| 6 | Bole, Robert Mark | M | Rep | 2007-04-20 | 2007-05-21 | |
| 7 | Borromeo, Regina Ma Cristina Gonzalez | F | Rep | 2015-06-24 | 2015-06-26 | |
| 8 | Buchanan, Michael Carlton | M | Rep | 2013-10-18 | 2013-10-25 | |
| 9 | Camp, Tristan Hector | M | Rep | 2014-05-22 | 2014-05-26 | |
| Rep | 2014-11-17 | 2014-11-21 | ||||
| Rep | 2015-08-28 | 2015-09-05 | ||||
| 10 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | Rep | 2006-02-07 | 2006-07-27 | ||
| RO | 2006-07-27 | 2007-02-27 | ||||
| Rep | 2007-02-27 | 2007-03-01 | ||||
| 11 | Chan, Joyce Yin Kar 陳彥嘉 | F | Rep | 2003-04-28 | 2003-12-08 | |
| 12 | Chan, Karen Ka Ning 陳嘉寧 | F | Rep | 2004-07-05 | 2011-07-06 | |
| 13 | Chan, Lai Sze (SFC:ACO201) 陳麗絲 | Rep | 2004-12-15 | |||
| RO | 2004-12-15 | 2013-03-31 | ||||
| RO | 2013-09-17 | 2014-07-31 | ||||
| 14 | Chan, Mei Shan (SFC:ANC021) 陳美珊 | Rep | 2006-02-22 | 2014-04-10 | ||
| RO | 2014-04-10 | 2014-07-31 | ||||
| 15 | Chan, Nga Yan (SFC:AJA082) 陳雅茵 | Rep | 2003-06-10 | 2004-04-20 | ||
| 16 | Chan, Pui Har 陳佩霞 | Rep | 2007-09-10 | 2017-08-25 | ||
| 17 | Chan, Siu Chi 陳少芝 | Rep | 2004-05-21 | |||
| 18 | Chan, Winnie (SFC:AFD453) 陳韻妮 | F | Rep | 2005-04-19 | 2012-10-12 | |
| RO | 2012-10-12 | 2014-04-30 | ||||
| 19 | Chandran, Prashant (SFC:BEQ178) | M | Rep | 2015-01-05 | 2015-01-09 | |
| 20 | Chen, Chia-Hao 陳家豪 | Rep | 2005-12-01 | 2009-03-15 | ||
| 21 | Choon, Yew Khee 秦耀奇 | 46 | M | Rep | 2004-10-27 | |
| RO | 2004-10-27 | 2006-07-15 | ||||
| 22 | Chow, Chui Ping 周翠萍 | Rep | 2007-09-10 | 2009-11-17 | ||
| 23 | Chow, Chun Leung (SFC:APP682) 周振亮 | Rep | 2007-09-10 | 2014-07-31 | ||
| 24 | Chow, Irene Man Ling 周雯玲 | 46 | F | RO | 2003-05-01 | |
| 25 | Chow, Shun Yip 周順業 | Rep | 2011-06-07 | 2013-01-28 | ||
| 26 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | Rep | 2008-07-17 | 2010-08-20 | |
| 27 | Chu, Victor Wai Tak 褚偉德 | M | Rep | 2008-08-05 | 2013-11-29 | |
| 28 | Chua, Peng Chong | Rep | 2007-09-21 | 2007-09-28 | ||
| 29 | Chui, Halina Suk Yee 徐淑儀 | Rep | 2013-12-16 | 2016-11-03 | ||
| 30 | Day, Benjamin Clifford | M | Rep | 2008-02-27 | 2008-12-05 | |
| 31 | De Mello, Rajeev Donald | M | Rep | 2009-08-13 | 2011-06-03 | |
| 32 | Fan, Ana Wai Man 樊惠文 | Rep | 2006-09-25 | 2007-07-31 | ||
| 33 | Fan, Charrissa Wing Sze 范穎詩 | Rep | 2010-03-15 | 2013-06-13 | ||
| 34 | Fetter, Theodore Walker | Rep | 2013-01-09 | 2013-01-11 | ||
| 35 | Filicetti, Guido Anthony | M | Rep | 2015-10-16 | 2015-10-22 | |
| 36 | Folz Ii, John Petsel | M | Rep | 2007-04-20 | 2007-05-21 | |
| 37 | Fong, Man Yu 方聞宇 | Rep | 2003-07-28 | 2003-09-08 | ||
| 38 | Fung, Si Yu 馮思宇 | Rep | 2008-03-11 | 2009-09-19 | ||
| 39 | Gay, Mary Christine | F | Rep | 2007-03-26 | 2007-03-31 | |
| Rep | 2007-09-28 | 2007-10-04 | ||||
| Rep | 2008-03-04 | 2008-03-11 | ||||
| Rep | 2010-03-22 | 2010-03-24 | ||||
| 40 | Guha Roy, Tathagata | M | Rep | 2004-11-30 | 2005-01-24 | |
| RO | 2005-01-24 | 2005-08-01 | ||||
| 41 | Ha, Ka Yan 夏嘉欣 | Rep | 2013-11-21 | 2014-01-03 | ||
| 42 | Hagstrom, Robert George Jr | M | Rep | 2009-07-14 | 2009-07-18 | |
| 43 | Hamrock, Henry Patrick | M | Rep | 2007-04-16 | 2019-05-01 | |
| 44 | Hebner, Kevin John | M | Rep | 2004-12-06 | 2005-07-31 | |
| 45 | Hench, William Anthony | M | Rep | 2010-11-17 | 2010-11-20 | |
| Rep | 2011-09-05 | 2011-09-09 | ||||
| Rep | 2013-04-09 | 2013-04-11 | ||||
| Rep | 2014-04-07 | 2014-04-11 | ||||
| Rep | 2015-04-10 | 2015-04-16 | ||||
| 46 | Henchman, Jason Christopher D. | M | RO | 2006-01-09 | 2010-01-16 | |
| 47 | Ho, Edwina Mei Ling 何美玲 | F | Rep | 2005-01-18 | 2006-03-01 | |
| Rep | 2016-04-25 | 2017-08-28 | ||||
| 48 | Ho, Grammie Ting Fung 何霆鋒 | Rep | 2011-08-12 | 2011-11-23 | ||
| Rep | 2011-12-02 | 2013-01-01 | ||||
| 49 | Ho, Jennifer Ka Suen 何嘉璇 | F | Rep | 2007-09-10 | 2012-07-25 | |
| 50 | Ho, Judy May Wai 何美蕙 | F | Rep | 2010-01-12 | 2013-09-26 | |
| 51 | Ho, Samantha Shuk Yee 何淑懿 | 52 | F | Rep | 2013-04-29 | 2013-05-23 |
| RO | 2013-05-23 | 2013-11-29 | ||||
| 52 | Ho, Sui Wah 何瑞華 | Rep | 2012-02-28 | 2013-05-31 | ||
| 53 | Huang, Jiawen (SFC:AYW787) 黃賈雯 | Rep | 2016-02-17 | 2022-06-30 | ||
| 54 | Huang, Li (SFC:BDE796) 黃理 | Rep | 2014-04-25 | 2019-07-11 | ||
| 55 | Hui, Hoi Pan 許海濱 | Rep | 2006-04-29 | 2010-04-13 | ||
| RO | 2010-04-13 | 2010-06-26 | ||||
| 56 | Hunter, Philip James | M | Rep | 2011-05-11 | 2013-03-18 | |
| 57 | Ip, Hung Kei 葉鴻基 | Rep | 2013-05-13 | 2016-03-14 | ||
| 58 | Iwahara, Kohei | Rep | 2006-04-24 | 2008-12-05 | ||
| 59 | Johnson, Terence Andrew | M | Rep | 2007-03-16 | 2008-01-31 | |
| 60 | Lai, Pik Kwan 黎璧君 | Rep | 2008-02-19 | 2011-05-20 | ||
| 61 | Lai, Wai Fong (SFC:ANT271) 賴慧芳 | F | Rep | 2006-09-14 | 2006-10-14 | |
| 62 | Lam, Josephine (SFC:AGY066) 林詠琪 | F | Rep | 2004-07-30 | 2013-03-28 | |
| 63 | Lam, Linda Lam 林霖 | F | Rep | 2006-07-01 | ||
| 64 | Lau, Tsz Lung (SFC:AGJ950) 劉子龍 | Rep | 2005-12-21 | |||
| 65 | Lee, Chiinhao Alex 李君浩 | Rep | 2005-02-17 | 2009-03-12 | ||
| 66 | Lee, Chun Sing (SFC:ALY891) 李振聲 | Rep | 2008-06-03 | 2008-09-08 | ||
| RO | 2008-09-08 | 2011-08-16 | ||||
| 67 | Lee, Clement Jia Yi | M | Rep | 2014-08-14 | 2015-02-06 | |
| 68 | Lee, Patrick Kai Ho 李啟豪 | M | Rep | 2004-02-02 | 2007-03-01 | |
| 69 | Lee, Sai Yin 李世賢 | Rep | 2006-08-02 | 2006-09-23 | ||
| RO | 2006-09-23 | 2007-09-08 | ||||
| 70 | Lee, Tsz Wai (SFC:AYT809) 李芷慧 | Rep | 2015-11-03 | 2021-06-30 | ||
| 71 | Lee, Yin Tak 李賢德 | Rep | 2003-10-15 | 2005-12-01 | ||
| 72 | Leung, Eugene See Charm 梁思湛 | M | Rep | 2004-12-23 | 2006-08-22 | |
| RO | 2006-08-22 | 2013-05-31 | ||||
| 73 | Lian, Chia Liang | Rep | 2012-02-13 | 2012-02-17 | ||
| Rep | 2012-12-03 | 2012-12-05 | ||||
| Rep | 2013-02-27 | 2013-03-05 | ||||
| Rep | 2013-04-09 | 2013-04-11 | ||||
| Rep | 2014-02-14 | 2014-02-18 | ||||
| Rep | 2014-04-07 | 2014-04-11 | ||||
| Rep | 2015-03-25 | 2015-03-27 | ||||
| 74 | Lim, Lennie Hong Heng | Rep | 2007-09-24 | 2008-02-22 | ||
| RO | 2008-02-22 | 2020-03-16 | ||||
| 75 | Lim, Siao Tung 林曉彤 | Rep | 2006-04-20 | 2007-09-08 | ||
| 76 | Lo, Sulia Huen Huen 盧暄萱 | RO | 2004-04-11 | |||
| 77 | Loh, Kenneth Anthony Tak Chi 陸德志 | M | Rep | 2003-11-28 | ||
| 78 | Loke, Weng Keong 陸永強 | Rep | 2013-07-02 | 2020-03-06 | ||
| 79 | Lu, Carolyn Anne 陸舜華 | F | Rep | 2004-08-27 | ||
| RO | 2004-08-27 | 2006-05-01 | ||||
| 80 | Lye, Yu Hua Carol | F | Rep | 2015-06-24 | 2015-06-26 | |
| 81 | Mak, Winnie Yuen Kwun 麥婉鈞 | F | Rep | 2007-10-29 | 2011-07-28 | |
| 82 | McAllister, Mark James (SFC:BEF243) | M | Rep | 2014-10-15 | 2014-10-17 | |
| 83 | McIntyre, John Phillip | M | Rep | 2015-03-25 | 2015-03-28 | |
| 84 | Miller Iii, William Herbert | M | Rep | 2007-10-02 | 2007-10-08 | |
| Rep | 2010-03-22 | 2010-03-24 | ||||
| Rep | 2011-10-21 | 2011-10-28 | ||||
| 85 | Mitchell, Christine Ka Yee 家宜 | F | Rep | 2004-09-22 | 2005-10-22 | |
| 86 | Muh, Anthony Yi Tong 沐義棠 | 53 | M | RO | 2005-04-19 | |
| 87 | Newman, James Shields | M | RO | 2004-01-31 | ||
| 88 | Norman, James Hayden | M | Rep | 2016-05-18 | 2016-05-21 | |
| 89 | Peters, Samuel Merchant | M | Rep | 2011-10-21 | 2011-10-28 | |
| Rep | 2012-07-06 | 2012-07-13 | ||||
| Rep | 2013-04-19 | 2013-04-23 | ||||
| 90 | Petryk, Adam Jay | M | Rep | 2015-09-14 | 2015-09-16 | |
| 91 | Poon, Joanna Ka Yee 潘嘉怡 | F | Rep | 2007-04-16 | 2008-06-28 | |
| 92 | Poon, To Sing 潘道成 | Rep | 2004-04-07 | |||
| 93 | Ribas Lequerica, Nuria Maria | Rep | 2012-09-12 | 2012-09-14 | ||
| 94 | Sengelmann, Peter Sargent | M | Rep | 2009-08-19 | 2012-02-03 | |
| 95 | Shi, Lin (SFC:AMF516) 石琳 | Rep | 2011-10-21 | 2014-04-30 | ||
| 96 | Soon, Yin Moi Desmond | M | Rep | 2014-04-07 | 2014-04-11 | |
| Rep | 2016-09-02 | 2016-09-08 | ||||
| 97 | Swab, Robert E | M | Rep | 2009-04-20 | 2009-04-24 | |
| 98 | Tam Cheung, Viola Fung Yi 譚張鳳儀 | Rep | 2008-08-26 | 2009-02-28 | ||
| 99 | Tam, Zumin Patrick Jr. 譚祖岷 | Rep | 2016-04-28 | 2020-06-26 | ||
| 100 | Tan, Hedy Su Ee | Rep | 2007-04-16 | 2022-06-30 | ||
| 101 | Tsang, Freeman Siu For 曾劭科 | Rep | 2004-10-19 | 2006-06-24 | ||
| Rep | 2009-11-09 | 2010-03-29 | ||||
| RO | 2010-03-29 | 2020-10-30 | ||||
| 102 | Tsang, Wai Ching 曾惠貞 | Rep | 2010-11-23 | 2013-05-28 | ||
| 103 | Tse, Monique Kit Ting 謝潔婷 | Rep | 2006-11-07 | 2013-07-02 | ||
| 104 | Virag, Ryan David | M | Rep | 2013-09-10 | 2013-09-13 | |
| 105 | Wong, Martina Kit Yee 黃潔怡 | Rep | 2003-06-10 | 2004-03-05 | ||
| Rep | 2004-10-25 | 2006-08-17 | ||||
| 106 | Wong, Suet Ting 黃雪婷 | Rep | 2013-11-14 | 2015-06-12 | ||
| 107 | Wong, Susie Anne | F | Rep | 2004-05-14 | ||
| 108 | Wu, Cecilia Ngai See 胡毅詩 | F | Rep | 2004-09-28 | 2005-07-01 | |
| 109 | Wu, Sze Man (SFC:AMP166) 胡詩敏 | Rep | 2005-10-18 | 2006-12-09 | ||
| 110 | Yan, Chi Kwan 顏志軍 | 41 | M | Rep | 2004-09-09 | |
| 111 | Yang, Dongni 楊冬旎 | Rep | 2012-12-10 | 2017-11-17 | ||
| 112 | Yeo, Thiam Hu | Rep | 2004-04-02 | 2005-12-03 | ||
| 113 | Yeung, arah Tsz Yau 楊子悠 | F | Rep | 2006-07-24 | 2006-09-30 | |
| 114 | Yian, Lethe Chui Wah 任翠華 | Rep | 2005-02-04 | 2007-11-16 | ||
| 115 | Yu, Jean Jin | Rep | 2015-01-05 | 2015-01-08 | ||
| 116 | Yu, Tin Lai 余天麗 | Rep | 2007-09-21 | 2007-09-28 | ||
| 117 | Yuen, Yee Leng | Rep | 2005-01-26 | 2014-07-31 | ||
| 118 | Zelouf, Michael Barukh | M | Rep | 2009-06-23 | 2009-06-27 | |
| 119 | Zhang, Jing (SFC:AYP132) 張婧 | Rep | 2015-05-11 | 2016-01-26 | ||
| 120 | Zhou, Yijie (SFC:AXN139) 周漪婕 | Rep | 2011-07-04 | 2015-09-25 |
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