SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Cheuk Fan 區焯凡 | Rep | 2004-05-28 | 2023-12-29 | ||
| 2 | Chak, Wai Wing 翟偉榮 | Rep | 2003-09-22 | 2005-01-17 | ||
| 3 | Chan, Cecil 陳思豪 | M | Rep | 2004-01-21 | 2023-09-25 | |
| 4 | Chan, Cho Wing (SFC:ACD284) 陳祖榮 | Rep | 2004-06-25 | |||
| 5 | Chan, Chung Leung (SFC:AEF867) 陳仲良 | Rep | 2004-07-21 | 2008-08-20 | ||
| 6 | Chan, Cindy Ci Ka 陳思嘉 | F | Rep | 2004-07-02 | 2004-07-14 | |
| 7 | Chan, Dominic Tor Ming 陳多明 | M | Rep | |||
| 8 | Chan, Hannah Heung Ying 陳向熒 | F | Rep | 2004-05-03 | 2004-09-08 | |
| 9 | Chan, Hon Fai (SFC:AEU371) 陳漢輝 | Rep | 2003-09-26 | 2004-08-24 | ||
| 10 | Chan, Ivan Kui Fai 陳鉅輝 | M | Rep | 2013-01-14 | ||
| 11 | Chan, Joanna Ngar Yin 陳雅妍 | F | Rep | |||
| 12 | Chan, Ka Kit (SFC:AED841) 陳家傑 | Rep | 2003-09-16 | 2004-12-08 | ||
| 13 | Chan, Man Yim (SFC:AAZ270) 陳文艷 | Rep | ||||
| 14 | Chan, Philip (SFC:ACA716) 陳菲臘 | M | Rep | 2004-03-18 | 2013-02-28 | |
| 15 | Chan, Ping Yip 陳炳業 | Rep | 2004-03-25 | 2004-08-09 | ||
| 16 | Chan, Qary Mau Fai 陳茂輝 | Rep | 2004-01-08 | 2017-03-17 | ||
| 17 | Chan, Richard Yin Wai 陳賢威 | M | Rep | 2003-10-18 | 2004-10-07 | |
| 18 | Chan, Sheung Pun 陳尚斌 | Rep | ||||
| 19 | Chan, Suk Ching (SFC:AGO750) 陳淑貞 | Rep | ||||
| 20 | Chan, Ying Kit (SFC:AFT458) 陳英傑 | Rep | 2004-03-09 | |||
| 21 | Chan, Yuet Ngor (SFC:AAF715) 陳月娥 | F | Rep | |||
| 22 | Chau, Ellis Yat Ming 周日明 | Rep | 2009-10-19 | |||
| 23 | Chau, Kai Wing 周啟榮 | Rep | 2005-09-21 | |||
| 24 | Chau, Mei Yu 周美如 | Rep | 2003-09-21 | |||
| 25 | Cheng, Bo Wan 鄭寶雲 | Rep | 2004-02-06 | 2008-08-11 | ||
| 26 | Cheng, Chong Kee 鄭創基 | Rep | 2018-10-17 | |||
| 27 | Cheng, Christine (SFC:AEX468) 程伊 | F | Rep | 2004-12-06 | 2005-05-25 | |
| 28 | Cheng, Ka Wa 鄭家華 | M | Rep | 2013-09-19 | ||
| 29 | Cheong, Chi To 莊志濤 | Rep | ||||
| 30 | Cheung, Hok Chung 張學松 | Rep | 2003-06-20 | 2007-08-11 | ||
| 31 | Cheung, Jimmy Jim Mei 張占美 | M | Rep | 2011-04-22 | ||
| 32 | Cheung, Koon Wah 張冠華 | Rep | 2003-05-01 | |||
| 33 | Cheung, Kwok Yan 張國仁 | Rep | 2013-11-04 | |||
| 34 | Cheung, Man Sang (SFC:ADW470) 張文生 | Rep | 2003-12-04 | |||
| 35 | Cheung, Sau Yan 張秀欣 | Rep | 2004-06-01 | 2005-06-10 | ||
| 36 | Cheung, Thomas Hin Man 張憲民 | M | Rep | 2004-05-12 | ||
| 37 | Chin, Siu Kuen 錢少娟 | Rep | 2022-03-31 | |||
| 38 | Chin, Stephen Cho Shun 錢藻信 | M | Rep | |||
| 39 | Chiu, Mei Ze 趙鎂時 | Rep | 2020-07-31 | |||
| 40 | Chiu, Ming (SFC:AFZ137) 趙明 | M | Rep | |||
| 41 | Chiu, Robert Chi Hung 趙志鴻 | M | Rep | 2005-08-23 | ||
| 42 | Choi, Che Kin (SFC:AEA835) 蔡志堅 | Rep | ||||
| 43 | Choi, Venice Yuk Ping 蔡玉屏 | Rep | 2005-08-15 | |||
| 44 | Chong, Chun Cheong 莊進昌 | Rep | 2015-12-01 | |||
| 45 | Chu, Wing Chau 朱永就 | Rep | 2017-03-29 | |||
| 46 | Chuang, Ka Chun 莊家俊 | Rep | 2004-05-03 | 2006-01-01 | ||
| 47 | Chui, Ka Ching 崔嘉澂 | Rep | 2004-10-26 | 2007-10-27 | ||
| 48 | Chui, Siu Ying 徐少英 | Rep | 2003-11-14 | |||
| 49 | Chung, Ka Ki (SFC:ABV204) 鍾家祺 | Rep | 2010-09-01 | |||
| 50 | Chung, Paul Chin Hung 鍾展鴻 | 49 | M | RO | 2003-07-15 | |
| 51 | Fan, Chi Ming 范智明 | Rep | 2003-08-19 | |||
| 52 | Fang, Vincent Pei Wei 方培偉 | M | Rep | 2003-11-25 | 2004-03-19 | |
| 53 | Fung, Ching Man (SFC:AEA677) 馮靜文 | Rep | 2003-08-16 | |||
| 54 | Fung, Wing Hei 馮永熙 | Rep | 2003-10-22 | 2004-09-02 | ||
| 55 | Hau, Ka Yui 侯嘉耀 | Rep | 2003-12-24 | 2013-12-10 | ||
| 56 | Ho, Alan To 何鍍 | M | Rep | 2004-08-10 | 2004-11-29 | |
| 57 | Ho, Edward So Shing 何蘇成 | M | RO | 2004-03-08 | ||
| 58 | Ho, Ka Ling (SFC:AFP445) 何嘉玲 | Rep | 2004-11-01 | 2007-03-12 | ||
| 59 | Ho, Kwong Chak 何光澤 | RO | 2003-07-17 | |||
| 60 | Ho, Si Man 何詩敏 | Rep | ||||
| 61 | Ho, Ying Wai 何英偉 | M | Rep | 2004-02-03 | ||
| 62 | Hui, Ching (SFC:AEB938) 許征 | Rep | ||||
| 63 | Kam, Chi Shing 甘志城 | Rep | 2011-05-12 | |||
| 64 | Ko, Sing 古聲 | Rep | 2003-04-03 | |||
| 65 | Ko, Wilkie Wai Kei 高偉基 | Rep | 2003-05-30 | |||
| 66 | Kuek, Boon Kiat 郭翹鋒 | Rep | 2004-04-01 | |||
| 67 | Kwai, Ida Yee Man 桂綺雯 | F | Rep | 2003-09-06 | ||
| 68 | Kwan, Amy Ka Kei 關嘉琪 | F | Rep | 2008-07-24 | ||
| 69 | Kwan, Freddie Wai Kuen 關偉權 | 41 | Rep | 2004-03-19 | 2004-03-26 | |
| RO | 2004-03-26 | 2023-09-07 | ||||
| 70 | Kwan, Pik Ngan 關碧顏 | Rep | ||||
| 71 | Kwong, Yiu Man 鄺耀文 | Rep | 2023-07-27 | |||
| 72 | Lai, Cheong 黎昌 | Rep | ||||
| 73 | Lai, Chi Ho (SFC:AEJ449) 賴志豪 | Rep | 2007-09-29 | |||
| 74 | Lai, Christine Nga Sze 黎雅詩 | F | Rep | 2004-06-11 | 2006-05-10 | |
| 75 | Lam, Fung Chun 林鳳珍 | Rep | 2004-08-09 | |||
| 76 | Lam, Fung Ki 林鳳琦 | Rep | 2003-09-01 | |||
| 77 | Lam, Kwong Ming (SFC:AGJ135) 林廣明 | Rep | 2016-09-01 | |||
| 78 | Lam, Pui Fan (SFC:AFU594) 林佩芬 | Rep | 2005-03-29 | |||
| 79 | Lam, Shing (SFC:AGW566) 林盛 | Rep | ||||
| 80 | Lam, Shing Bun 林成彬 | Rep | 2008-10-01 | |||
| 81 | Lam, Shun Tai 林順泰 | Rep | 2022-10-13 | |||
| 82 | Lau, Ching Chung 劉青松 | Rep | 2003-10-17 | |||
| 83 | Lau, Chui Man 劉翠敏 | Rep | 2022-10-31 | |||
| 84 | Lau, Yuk Ha 劉玉霞 | Rep | 2007-06-18 | |||
| 85 | Lee, Alexander Kit Chiu 李潔釗 | M | Rep | |||
| 86 | Lee, Cheuk Ming (SFC:ABN674) 李卓明 | Rep | ||||
| 87 | Lee, Chrystal Kit Sung 李潔生 | Rep | 2005-11-25 | |||
| 88 | Lee, Fong Kweng 李訪權 | Rep | 2024-03-27 | |||
| 89 | Lee, Kit Fong 李潔芳 | Rep | 2003-05-09 | |||
| 90 | Lee, Sinn Yee 李善兒 | Rep | 2006-08-24 | |||
| 91 | Leung, Chi Keung (SFC:ABZ765) 梁志強 | Rep | 2003-09-23 | 2005-06-08 | ||
| 92 | Leung, Derek An Loy 梁晏來 | M | Rep | 2003-07-17 | ||
| RO | 2003-07-17 | 2008-08-11 | ||||
| 93 | Leung, King Chuen 梁景泉 | Rep | 2004-06-11 | 2005-03-08 | ||
| 94 | Leung, Shing Wai (SFC:ABK258) 梁成偉 | M | Rep | 2003-08-16 | ||
| 95 | Leung, Siu Mui 梁少梅 | Rep | 2003-06-12 | |||
| 96 | Leung, Tak Chuen 梁德全 | Rep | 2022-07-03 | |||
| 97 | Leung, Wai Fong (SFC:AEQ416) 梁惠芳 | Rep | 2023-03-31 | |||
| 98 | Li, Lee Ming 李利明 | Rep | ||||
| 99 | Lin, Xiao Tong 林小桐 | Rep | ||||
| 100 | Ling, Wai Man 凌慧敏 | Rep | ||||
| 101 | Liu, Chung Hong 廖仲康 | Rep | 2003-06-02 | |||
| 102 | Liu, Linda Lai Kuen 廖麗娟 | F | Rep | 2004-03-25 | 2004-10-24 | |
| 103 | Liu, Wai Hong 柳維翰 | Rep | 2003-06-02 | 2003-09-17 | ||
| Rep | 2003-12-01 | |||||
| 104 | Lo, Seraphina Man Yee 羅敏儀 | F | Rep | |||
| 105 | Lui, Chung Shun 呂中舜 | Rep | 2004-04-02 | 2004-04-27 | ||
| 106 | Lui, Sum Chuen 呂森銓 | Rep | ||||
| 107 | Luk, Anne Sze Man 陸思敏 | F | Rep | |||
| 108 | Ma, Hau Wing 馬孝榮 | Rep | ||||
| 109 | Ma, Suet Hung 馬雪鴻 | Rep | 2024-03-28 | |||
| 110 | Mak, Bonnie Hing Ling 麥慶玲 | F | Rep | 2020-09-30 | ||
| 111 | Mak, Wai Hung 麥偉鴻 | Rep | ||||
| 112 | Man, Martin Kon Kuen 文幹權 | M | Rep | 2004-03-19 | ||
| 113 | Mow, On Loy 繆安來 | Rep | 2004-09-01 | |||
| 114 | Ng, Kam Ho 吳錦浩 | Rep | 2003-12-01 | |||
| 115 | Ng, Lin Fong (SFC:ABP400) 吳蓮芳 | Rep | 2005-10-01 | |||
| 116 | Ng, Paco Kar Lun 吳家倫 | 30 | M | Rep | 2003-12-15 | |
| 117 | Ng, Tak Wing 伍德榮 | Rep | 2023-12-29 | |||
| 118 | Ng, Tung Kun 吳東勤 | Rep | 2021-03-01 | |||
| 119 | Ni, Xiang Feng | Rep | 2016-09-06 | |||
| 120 | Poon, Che Ho 潘志豪 | Rep | 2004-03-19 | |||
| 121 | Poon, Wai Lam 潘偉林 | Rep | 2003-06-13 | |||
| 122 | Sham, Ching Fai 岑正輝 | Rep | 2003-08-20 | |||
| RO | 2003-08-20 | 2005-07-01 | ||||
| 123 | Sit, Andrew Man Lung 薛文龍 | M | Rep | |||
| 124 | Siu, Pat Mei Yee 蕭美儀 | F | Rep | 2014-03-24 | ||
| 125 | So, Ping Kei 蘇秉祺 | Rep | 2020-05-04 | |||
| 126 | Soeng, Siong Koe 宋霜菇 | Rep | 2005-12-01 | |||
| 127 | Tam, Jaffe Chiu Pang 譚超鵬 | 44 | M | Rep | 2004-10-06 | 2019-09-18 |
| 128 | Tang, Ho Chung 鄧浩驄 | Rep | 2004-07-15 | |||
| 129 | Tang, Lai Kwan 鄧麗群 | Rep | 2003-08-22 | |||
| 130 | Tin, Yuen Keung 田遠強 | Rep | 2003-06-11 | |||
| 131 | Ting, Karen Yi Lam 丁依霖 | F | Rep | 2003-10-29 | 2005-12-31 | |
| 132 | Tong, Ying Kei 唐英奇 | Rep | 2003-11-21 | 2011-05-01 | ||
| 133 | Tsang, Fan Ching (SFC:AAE205) 曾繁青 | Rep | 2007-06-28 | |||
| 134 | Tsang, Joanna Sik Mui 曾惜妹 | F | Rep | |||
| 135 | Tsoi, Kenneth Sze Ming 蔡思明 | M | Rep | 2004-12-20 | ||
| 136 | Tsui, Lucy Hung 徐虹 | F | Rep | |||
| 137 | Weng, Andrew Yi Jiong 翁以炯 | M | Rep | |||
| 138 | Wong, Che Keung 黃熾強 | Rep | 2003-05-19 | 2003-06-23 | ||
| RO | 2003-06-23 | 2003-09-19 | ||||
| 139 | Wong, Cheuk Ming 王卓明 | Rep | 2003-09-30 | 2023-05-31 | ||
| 140 | Wong, Chi Yik 黃熾奕 | Rep | 2023-12-29 | |||
| 141 | Wong, Christopher Wing Yun 黃永恩 | M | Rep | 2006-01-12 | ||
| 142 | Wong, Clara Ho Yi 黃皓怡 | F | Rep | 2004-09-10 | 2005-04-12 | |
| 143 | Wong, Kam Wing (SFC:AAE562) 黃錦榮 | Rep | 2003-11-05 | 2003-12-02 | ||
| RO | 2003-12-02 | 2013-07-22 | ||||
| 144 | Wong, Kan Fai 黃勤輝 | Rep | 2019-12-27 | |||
| 145 | Wong, Samuel Siu Ning 王兆寧 | M | Rep | 2003-11-13 | 2007-03-24 | |
| 146 | Wong, Suet Mei 黃雪媚 | Rep | 2016-01-01 | |||
| 147 | Wong, Yuen Tung (SFC:AFA292) 黃元通 | Rep | 2004-10-26 | 2005-04-07 | ||
| 148 | Woo, Kwok On 胡國安 | Rep | 2003-12-04 | 2017-11-08 | ||
| 149 | Wu, Man Wai (SFC:AEN127) 胡文慧 | Rep | 2003-08-16 | |||
| 150 | Yeung, Chun Ho (SFC:ACA543) 楊俊豪 | Rep | 2003-08-16 | |||
| 151 | Yeung, Shu Fan 楊樹勳 | M | Rep | 2003-06-24 | ||
| RO | 2003-06-24 | 2003-10-03 | ||||
| 152 | Yeung, Tuen Yee 楊敦義 | Rep | 2003-05-20 | |||
| 153 | Yeung, Wai Man (SFC:AFN632) 楊慧敏 | Rep | 2004-02-12 | |||
| 154 | Yip, Chung Yin 葉頌賢 | Rep | 2004-05-27 | 2005-07-29 | ||
| 155 | Yip, Wai Lam (SFC:ALJ834) 葉惠霖 | Rep | 2004-11-01 | 2005-08-27 | ||
| 156 | Yiu, Cindy Lin Oi 姚蓮愛 | F | Rep | 2023-12-29 | ||
| 157 | Youngblood, Mark Leland | M | Rep | 2005-11-01 | ||
| 158 | Yu, Siu Mei 余小眉 | Rep | 2003-09-19 | 2011-10-29 | ||
| 159 | Yue, Pui Lam 余佩琳 | Rep | 2004-04-01 | 2005-03-10 | ||
| 160 | Yuen, Kwok Tung (SFC:AAC065) 袁國棟 | Rep | 2003-10-13 | |||
| RO | 2003-10-13 | 2007-10-31 | ||||
| 161 | Zhang, Jean Jin 張錦 | Rep | 2003-10-01 |
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