CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Ainslie, Bradford Rep 2005-01-14 2008-07-22
RO 2008-07-22 2011-05-30
2 Boyer, Jason Jon 41 M RO 2004-07-15 2011-05-30
3 Bridgeford, Shannon Richard M Rep 2007-08-08 2010-01-05
4 Brown, Martyn Roger M Rep 2005-04-14 2006-09-29
5 Burke, Daniel Christopher M Rep 2008-12-29 2009-03-03
6 Carle, Richard Jude M Rep 2007-06-12 2008-05-22
7 Cha, Louis Min 車珉 M Rep 2009-03-19 2010-01-25
8 Chan, Kam Kuan Rep 2008-08-04 2009-03-03
9 Chan, Susan Shu Fun F Rep 2009-10-02 2010-06-24
10 Chan, Vincent Toi Tung 陳代東 M Rep 2005-07-18 2009-03-16
RO 2009-03-16
11 Chang, Ioi Tim 曾銳添 Rep 2009-05-04 2010-11-30
12 Chin, Cheryl Pi I 秦碧儀 Rep 2007-01-31 2009-03-03
13 Christie, Glen Alexander M Rep 2006-09-12 2009-02-20
14 Chu Tsang Kwan, Caroline F Rep 2008-08-18 2009-03-03
15 Chua, Alvin Cheng Hock 蔡清福 51 M Rep 2009-05-14 2010-03-26
16 Cornaire, Christophe Louis Jacques 41 M Rep 2006-03-29 2008-09-22
RO 2008-09-22 2011-03-17
17 Cottis, Graham Stuart M Rep 2009-06-01 2009-09-04
18 Davidson, Duncan Neil M Rep 2006-02-06 2015-05-29
19 Delrue, Thibault Marc M Rep 2006-12-28 2009-10-09
20 Ding, Yuwen (SFC:AQI394) 丁煜雯 Rep 2008-02-01 2009-03-03
21 Faidi, Ghazi Rep 2007-09-21 2011-04-14
22 Feeney, Eugene Tomas M Rep 2008-03-19 2009-05-18
23 Froissart, Julien Sebastien M Rep 2009-09-07 2011-04-13
24 Giraudeau, Sylvain Dimitri M Rep 2006-10-18 2007-06-08
25 Grimes, Ryan Mccracken M Rep 2006-09-27 2006-10-27
26 Ha, Steve Wai Cheung 夏偉祥 M Rep 2008-09-18 2009-03-03
Rep 2009-04-14 2013-01-25
27 Hall, Grant Conway Dorian Arthur M Rep 2006-02-06
28 Harrison, David Martin (SFC:AKO500) M RO 2004-07-16 2006-04-11
29 Hayase, Takahiro Rep 2009-11-27 2010-11-24
30 Henke Von Parpart, Uwe Rep 2007-11-01 2009-03-13
RO 2009-03-13 2011-05-30
31 Ho, Anita Hoi Lam 何海琳 F Rep 2009-04-17 2015-07-09
32 Hoegee, Brian Richard M Rep 2008-06-27 2012-04-01
33 Hong, Christine Kee Wing 孔基穎 F Rep 2009-01-20 2010-09-08
34 Hughes, Anthony Michael (SFC:ARG524) M Rep 2008-07-02 2009-02-12
35 Kimura, Kuniomi Rep 2009-10-15 2010-05-28
36 Kirley, John Andrew M Rep 2008-01-22 2011-11-04
37 Knott, David Barry M Rep 2004-07-16 2009-05-31
38 Ko, Kurt C 高翹楚 M Rep 2007-10-05 2009-03-31
39 Kong, Kam Fan 江錦帆 Rep 2006-02-03 2016-05-05
40 Kwan, Angelina Agnes 關蕙 43 F RO 2008-11-13 2010-09-06
41 Kwok, Ka Chung (SFC:AFG520) 郭家聰 Rep 2006-06-16 2007-05-19
42 La Rocca, Daniel Anthony Jr M Rep 2008-01-17 2011-07-05
43 Lahogue, Nicolas Bruno M Rep 2009-10-08 2011-04-13
44 Lam, Karvan Ka Man 林嘉敏 Rep 2005-10-26 2016-06-06
45 Langan, Helen Mary F Rep 2005-06-02 2007-03-21
RO 2007-03-21 2009-02-27
46 Larbier, Patrick M Rep 2004-10-15 2005-10-26
47 Lawrence, Nicholas Spencer Parslo M Rep 2007-05-02 2008-01-15
Rep 2008-11-24 2010-02-01
48 Lay, Richard Donovan M Rep 2008-05-29 2010-08-31
49 Lee, Paul Wang Tak 李宏德 M Rep 2009-04-03 2010-03-01
50 Leung, Sze Man (SFC:ARG096) 梁思敏 Rep 2008-06-24 2011-03-01
51 Liu, Wing Sze 廖穎思 Rep 2009-07-14 2011-01-17
52 Ma, Lai Mei 馬麗眉 Rep 2006-06-29 2012-04-23
53 Malhotra, Anish (SFC:AOV242) Rep 2007-04-19 2007-07-18
54 Manas, Francois Vincent M Rep 2007-06-06 2007-12-17
55 Martin, Guillaume Claude Jean-Marie M Rep 2008-08-20 2009-01-06
56 Mascolo, Fabiano Hugues Joseph M Rep 2006-03-13 2009-01-31
57 McGonegal, Brett Alexander 37 M Rep 2006-12-13 2008-07-16
RO 2008-07-16 2011-05-30
58 McKay, Mark Andrew (SFC:ASH863) M Rep 2009-01-20 2011-10-17
59 Miller, Ryan James M Rep 2008-06-20 2008-06-20
60 Morvan, Christophe Rep 2009-11-02 2010-06-30
61 Ngo, Francois M Rep 2004-07-23 2011-06-17
62 Nichols, Michael Christian M Rep 2008-05-16 2008-09-16
63 Ricklow, Darryl Michael (SFC:ATW459) M Rep 2009-10-02 2011-11-03
64 Seah, Mitchell Yee Yong 謝于榮 M Rep 2007-01-23 2009-03-02
65 Selig, William Louis M Rep 2007-05-08 2011-02-24
66 Servant, Remy Jerome Rep 2007-05-22 2011-11-02
67 Sillam, Jonathan Charles Marc M Rep 2009-11-09 2010-02-01
68 Sing, Raymond Pui Choy 成培洲 M Rep 2005-07-13 2006-02-15
69 Smedhall, Sandra Estelle F Rep 2008-11-13 2009-03-03
70 Stapanavatr, Niphon Rep 2008-07-22 2009-03-31
71 Sultan, Asad Turab Rep 2007-03-08 2008-09-16
72 Tin, Yuk 田旭 Rep 2009-01-21 2009-04-28
73 Tsui, Wai Chi 徐偉智 Rep 2009-01-20 2011-03-05
74 Tuthill, David Theodore M Rep 2007-10-17 2008-08-30
75 Uchida, Kikuko 內田喜久子 Rep 2009-12-01 2010-07-14
76 Watts, Nigel Owen M Rep 2009-01-20 2011-10-31
77 Weil, Daniel Scott M Rep 2006-09-04 2006-12-03
Rep 2007-04-26 2007-07-27
Rep 2007-11-12 2009-06-15
78 Wong, Jackie Kin Fung 黃建峰 Rep 2009-05-04 2011-07-29
79 Wong, Kwun Hung 王冠雄 Rep 2007-10-17 2009-05-04
80 Wong, Wah Lam 黃華林 Rep 2007-05-10 2007-09-22
81 Work, David Lyall M RO 2004-07-15 2008-07-23
82 Young, Timothy James M Rep 2007-05-16 2010-05-31
83 Zhang, Wei (SFC:AQD327) 張威 Rep 2007-12-12 2008-08-21
84 Zhu, Kai (SFC:AHC311) 朱凱 Rep 2009-04-06 2015-06-04

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