CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ainslie, Bradford | Rep | 2005-01-14 | 2008-07-22 | ||
RO | 2008-07-22 | 2011-05-30 | ||||
2 | Boyer, Jason Jon | 41 | M | RO | 2004-07-15 | 2011-05-30 |
3 | Bridgeford, Shannon Richard | M | Rep | 2007-08-08 | 2010-01-05 | |
4 | Brown, Martyn Roger | M | Rep | 2005-04-14 | 2006-09-29 | |
5 | Burke, Daniel Christopher | M | Rep | 2008-12-29 | 2009-03-03 | |
6 | Carle, Richard Jude | M | Rep | 2007-06-12 | 2008-05-22 | |
7 | Cha, Louis Min 車珉 | M | Rep | 2009-03-19 | 2010-01-25 | |
8 | Chan, Kam Kuan | Rep | 2008-08-04 | 2009-03-03 | ||
9 | Chan, Susan Shu Fun | F | Rep | 2009-10-02 | 2010-06-24 | |
10 | Chan, Vincent Toi Tung 陳代東 | M | Rep | 2005-07-18 | 2009-03-16 | |
RO | 2009-03-16 | |||||
11 | Chang, Ioi Tim 曾銳添 | Rep | 2009-05-04 | 2010-11-30 | ||
12 | Chin, Cheryl Pi I 秦碧儀 | Rep | 2007-01-31 | 2009-03-03 | ||
13 | Christie, Glen Alexander | M | Rep | 2006-09-12 | 2009-02-20 | |
14 | Chu Tsang Kwan, Caroline | F | Rep | 2008-08-18 | 2009-03-03 | |
15 | Chua, Alvin Cheng Hock 蔡清福 | 51 | M | Rep | 2009-05-14 | 2010-03-26 |
16 | Cornaire, Christophe Louis Jacques | 41 | M | Rep | 2006-03-29 | 2008-09-22 |
RO | 2008-09-22 | 2011-03-17 | ||||
17 | Cottis, Graham Stuart | M | Rep | 2009-06-01 | 2009-09-04 | |
18 | Davidson, Duncan Neil | M | Rep | 2006-02-06 | 2015-05-29 | |
19 | Delrue, Thibault Marc | M | Rep | 2006-12-28 | 2009-10-09 | |
20 | Ding, Yuwen (SFC:AQI394) 丁煜雯 | Rep | 2008-02-01 | 2009-03-03 | ||
21 | Faidi, Ghazi | Rep | 2007-09-21 | 2011-04-14 | ||
22 | Feeney, Eugene Tomas | M | Rep | 2008-03-19 | 2009-05-18 | |
23 | Froissart, Julien Sebastien | M | Rep | 2009-09-07 | 2011-04-13 | |
24 | Giraudeau, Sylvain Dimitri | M | Rep | 2006-10-18 | 2007-06-08 | |
25 | Grimes, Ryan Mccracken | M | Rep | 2006-09-27 | 2006-10-27 | |
26 | Ha, Steve Wai Cheung 夏偉祥 | M | Rep | 2008-09-18 | 2009-03-03 | |
Rep | 2009-04-14 | 2013-01-25 | ||||
27 | Hall, Grant Conway Dorian Arthur | M | Rep | 2006-02-06 | ||
28 | Harrison, David Martin (SFC:AKO500) | M | RO | 2004-07-16 | 2006-04-11 | |
29 | Hayase, Takahiro | Rep | 2009-11-27 | 2010-11-24 | ||
30 | Henke Von Parpart, Uwe | Rep | 2007-11-01 | 2009-03-13 | ||
RO | 2009-03-13 | 2011-05-30 | ||||
31 | Ho, Anita Hoi Lam 何海琳 | F | Rep | 2009-04-17 | 2015-07-09 | |
32 | Hoegee, Brian Richard | M | Rep | 2008-06-27 | 2012-04-01 | |
33 | Hong, Christine Kee Wing 孔基穎 | F | Rep | 2009-01-20 | 2010-09-08 | |
34 | Hughes, Anthony Michael (SFC:ARG524) | M | Rep | 2008-07-02 | 2009-02-12 | |
35 | Kimura, Kuniomi | Rep | 2009-10-15 | 2010-05-28 | ||
36 | Kirley, John Andrew | M | Rep | 2008-01-22 | 2011-11-04 | |
37 | Knott, David Barry | M | Rep | 2004-07-16 | 2009-05-31 | |
38 | Ko, Kurt C 高翹楚 | M | Rep | 2007-10-05 | 2009-03-31 | |
39 | Kong, Kam Fan 江錦帆 | Rep | 2006-02-03 | 2016-05-05 | ||
40 | Kwan, Angelina Agnes 關蕙 | 43 | F | RO | 2008-11-13 | 2010-09-06 |
41 | Kwok, Ka Chung (SFC:AFG520) 郭家聰 | Rep | 2006-06-16 | 2007-05-19 | ||
42 | La Rocca, Daniel Anthony Jr | M | Rep | 2008-01-17 | 2011-07-05 | |
43 | Lahogue, Nicolas Bruno | M | Rep | 2009-10-08 | 2011-04-13 | |
44 | Lam, Karvan Ka Man 林嘉敏 | Rep | 2005-10-26 | 2016-06-06 | ||
45 | Langan, Helen Mary | F | Rep | 2005-06-02 | 2007-03-21 | |
RO | 2007-03-21 | 2009-02-27 | ||||
46 | Larbier, Patrick | M | Rep | 2004-10-15 | 2005-10-26 | |
47 | Lawrence, Nicholas Spencer Parslo | M | Rep | 2007-05-02 | 2008-01-15 | |
Rep | 2008-11-24 | 2010-02-01 | ||||
48 | Lay, Richard Donovan | M | Rep | 2008-05-29 | 2010-08-31 | |
49 | Lee, Paul Wang Tak 李宏德 | M | Rep | 2009-04-03 | 2010-03-01 | |
50 | Leung, Sze Man (SFC:ARG096) 梁思敏 | Rep | 2008-06-24 | 2011-03-01 | ||
51 | Liu, Wing Sze 廖穎思 | Rep | 2009-07-14 | 2011-01-17 | ||
52 | Ma, Lai Mei 馬麗眉 | Rep | 2006-06-29 | 2012-04-23 | ||
53 | Malhotra, Anish (SFC:AOV242) | Rep | 2007-04-19 | 2007-07-18 | ||
54 | Manas, Francois Vincent | M | Rep | 2007-06-06 | 2007-12-17 | |
55 | Martin, Guillaume Claude Jean-Marie | M | Rep | 2008-08-20 | 2009-01-06 | |
56 | Mascolo, Fabiano Hugues Joseph | M | Rep | 2006-03-13 | 2009-01-31 | |
57 | McGonegal, Brett Alexander | 37 | M | Rep | 2006-12-13 | 2008-07-16 |
RO | 2008-07-16 | 2011-05-30 | ||||
58 | McKay, Mark Andrew (SFC:ASH863) | M | Rep | 2009-01-20 | 2011-10-17 | |
59 | Miller, Ryan James | M | Rep | 2008-06-20 | 2008-06-20 | |
60 | Morvan, Christophe | Rep | 2009-11-02 | 2010-06-30 | ||
61 | Ngo, Francois | M | Rep | 2004-07-23 | 2011-06-17 | |
62 | Nichols, Michael Christian | M | Rep | 2008-05-16 | 2008-09-16 | |
63 | Ricklow, Darryl Michael (SFC:ATW459) | M | Rep | 2009-10-02 | 2011-11-03 | |
64 | Seah, Mitchell Yee Yong 謝于榮 | M | Rep | 2007-01-23 | 2009-03-02 | |
65 | Selig, William Louis | M | Rep | 2007-05-08 | 2011-02-24 | |
66 | Servant, Remy Jerome | Rep | 2007-05-22 | 2011-11-02 | ||
67 | Sillam, Jonathan Charles Marc | M | Rep | 2009-11-09 | 2010-02-01 | |
68 | Sing, Raymond Pui Choy 成培洲 | M | Rep | 2005-07-13 | 2006-02-15 | |
69 | Smedhall, Sandra Estelle | F | Rep | 2008-11-13 | 2009-03-03 | |
70 | Stapanavatr, Niphon | Rep | 2008-07-22 | 2009-03-31 | ||
71 | Sultan, Asad Turab | Rep | 2007-03-08 | 2008-09-16 | ||
72 | Tin, Yuk 田旭 | Rep | 2009-01-21 | 2009-04-28 | ||
73 | Tsui, Wai Chi 徐偉智 | Rep | 2009-01-20 | 2011-03-05 | ||
74 | Tuthill, David Theodore | M | Rep | 2007-10-17 | 2008-08-30 | |
75 | Uchida, Kikuko 內田喜久子 | Rep | 2009-12-01 | 2010-07-14 | ||
76 | Watts, Nigel Owen | M | Rep | 2009-01-20 | 2011-10-31 | |
77 | Weil, Daniel Scott | M | Rep | 2006-09-04 | 2006-12-03 | |
Rep | 2007-04-26 | 2007-07-27 | ||||
Rep | 2007-11-12 | 2009-06-15 | ||||
78 | Wong, Jackie Kin Fung 黃建峰 | Rep | 2009-05-04 | 2011-07-29 | ||
79 | Wong, Kwun Hung 王冠雄 | Rep | 2007-10-17 | 2009-05-04 | ||
80 | Wong, Wah Lam 黃華林 | Rep | 2007-05-10 | 2007-09-22 | ||
81 | Work, David Lyall | M | RO | 2004-07-15 | 2008-07-23 | |
82 | Young, Timothy James | M | Rep | 2007-05-16 | 2010-05-31 | |
83 | Zhang, Wei (SFC:AQD327) 張威 | Rep | 2007-12-12 | 2008-08-21 | ||
84 | Zhu, Kai (SFC:AHC311) 朱凱 | Rep | 2009-04-06 | 2015-06-04 |
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