GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Ahmad, Syed Hyder RO 2006-08-01
2 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
3 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
4 Chau, Chun 周聰 Rep 2016-10-10
5 Chen, Charles Yuan Liang 陳仁樑 M Rep 2008-05-02
6 Chiu, Ping 趙平 Rep 2007-01-13
7 Chow, Isabella Man Fung 周文鳳 F Rep 2004-12-29
8 Chui, Chi-Sun 徐志真 Rep 2004-06-19
9 Freshwater, Timothy George 范華達 59 M RO 2011-08-26
10 Ghatalia, Rajiv Arvind RO 2003-07-16 2005-06-22
11 Gnodde, Richard John 43 M RO 2005-01-07
12 Jung, Christopher Lam 曾俊文 M Rep 2008-03-04
13 Karnani, Vijay Rep 2006-06-01
14 Kedia, Prashant Rep 2007-03-24
15 Kuo, Cheung 郭強 Rep 2003-04-26 2007-07-10
16 Lau, Lambert Ming Yeung 劉名揚 24 M Rep 2015-10-19
17 Lau, Vincent Ying Kwong 劉迎光 M Rep 2008-12-30
18 Liu, Gary Huan Chieh 劉煥傑 M Rep 2004-04-06
19 Liu, Hao-Cheng 劉浩正 Rep 2004-10-12
20 Mabardy, Michael Paul M Rep 2006-01-07
21 Mithran, Girish Rep 2003-11-07 2012-03-21
22 Mok, Jonathan Chung Kiu 莫仲翹 M Rep 2003-10-29 2005-08-11
23 Okabe, Toru Rep 2012-07-28
24 Paik, Sang Hyeon Rep 2005-02-01
25 Rhee, Howard Sang-Hoon M Rep 2005-01-17
26 Stubbs, Arthur James Kay 38 M Rep 2003-10-29 2004-02-20
27 Voon, David Hian Fook 溫賢福 37 M RO 2007-03-21
28 Waitze, Michael Irwin M Rep 2003-12-04 2004-07-30
29 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
30 Zee, John 徐強生 M Rep 2005-04-07

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