GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012		 ⚥ Role From Until
1 Aggarwala, Saurabh Rep 2012-08-30 2016-10-10
2 Agne, Mark Edward (SFC:ANP670) M RO 2006-09-26 2016-05-21
3 Alogoskoufis, Spyros Rep 2012-04-30 2014-03-21
4 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
5 Besson, Guillaume Gerard Marie M RO 2011-02-23 2016-03-02
6 Bollinger, Stefan Rolf RO 2011-12-06 2013-10-16
7 Byun, Hyungsoo 邊亨洙 Rep 2012-10-10 2014-04-26
8 Chan, Kelvin Chi Kong 陳志江 M Rep 2011-02-25 2014-04-18
9 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
10 Chau, Chun 周聰 Rep 2016-10-10
11 Chen, Zhihu 陳志湖 Rep 2012-10-12 2015-04-28
12 Cheung, Suk Mun 張淑敏 Rep 2011-08-02 2014-05-31
13 Chowdhary, Pranav Rep 2012-10-16 2014-03-08
14 Chu, Wayne Wing Kar 朱永嘉 M Rep 2012-04-27 2013-03-12
15 Chung, Wilson James Ka Lun 鍾家綸 M Rep 2012-04-27 2016-05-05
16 Churchouse, Jean-Paul Antony M Rep 2012-04-27 2014-05-08
17 Dalmasse, Canute Howard M RO 2012-07-05 2016-10-10
18 Dommenge, Kevin Michael M Rep 2012-04-27 2015-11-25
19 Falipou, Fabien Jean Roger M Rep 2012-08-06 2016-10-10
20 Fan, Kai (SFC:BAA250) 樊鍇 Rep 2012-08-09 2015-06-06
21 Feng, Yahui 馮雅慧 Rep 2012-08-09 2014-06-28
22 Frommer, Maya Elizabeth F Rep 2012-04-27 2016-10-10
23 Goodman, Jamie Macnaught Rodber M Rep 2012-04-27 2016-10-10
24 Grunberger, Bo Fredrik Rep 2012-04-27 2016-10-10
25 Halterlein, Dylan Stephen M Rep 2012-03-05 2013-01-01
26 Hirokane, Scott Yukiji M Rep 2012-04-17 2016-03-16
27 Hu, Kelvin V M Rep 2012-08-06 2015-01-29
28 Hutchins, Jeff Daniel M Rep 2012-03-21 2013-03-30
29 Ip, Vincent Yuk Kwan 葉鈺崑 M Rep 2012-04-27 2014-02-15
30 Joly, Jean Denis RO 2012-02-06 2016-05-04
31 Kekke, Shuya 結解秀哉 RO 2012-09-13 2013-03-29
32 Kim, Jason Lee M Rep 2012-04-27 2013-08-10
33 Ko, Cheuk Yan 高卓仁 Rep 2011-07-18 2016-10-10
34 Kok, Ka Keung 郭家強 Rep 2010-04-08 2016-03-19
35 Krautheim, Erica Shao-Ning F Rep 2012-05-08 2014-03-18
36 Kumar, Ajay (SFC:ARN358) Rep 2012-05-25 2016-10-10
37 Lam, Calvin Chi-him 林子謙 M Rep 2012-04-27 2016-10-10
38 Lam, Raymond (SFC:AZR331) 林禮文 M Rep 2012-06-19 2016-10-10
39 Lau, Adrian Yan Ho 劉恩豪 M Rep 2012-06-18 2015-05-21
40 Lau, Lambert Ming Yeung 劉名揚 33 M Rep 2015-10-19
41 Lau, Valerie Wai Chee 劉蕙芝 Rep 2012-04-27 2013-03-26
42 Leung, Simon Chung Man 梁頌文 M Rep 2011-03-25 2014-02-19
43 Leung, Stephanie Wing Ying 梁穎瑩 F Rep 2012-05-02 2013-03-01
44 Mak, William Wai Hang 麥偉恒 M Rep 2010-04-12 2016-10-10
45 Marsh, Nicholas James (SFC:ANH720) M Rep 2012-04-27 2013-04-06
46 McCarthy, Brendan Michael (SFC:AQQ106) M Rep 2009-06-25 2013-01-10
47 McFarland, Christina Ma 馬智萍 F RO 2012-07-03 2016-10-10
48 McQuade, Ryan F M Rep 2012-04-27 2016-10-10
49 Montgomery, James Adam M Rep 2012-04-27 2014-02-13
50 Morse, Robert Edson M Rep 2012-08-28 2014-02-01
51 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
52 Navin, Sean Patrick M Rep 2012-04-27 2016-10-10
53 Paradise, James Richard M RO 2012-07-13 2016-10-10
54 Piplani, Dhruv RO 2011-12-12 2013-06-22
55 Rajasingham, Arjuna Rep 2012-04-27 2013-03-29
56 Reinert, Alexandre Richard Harald M Rep 2011-08-16 2016-10-10
57 Rennie, Andrew Kenneth M RO 2012-03-27 2016-10-10
58 Rude, Michael Gene M Rep 2012-11-02 2013-07-17
59 Sahni, Akshay M Rep 2009-07-15 2015-02-05
60 Sauvage, Benoit Marc-Antoine Yves M Rep 2012-04-30 2014-02-06
61 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
62 Shah, Kush Umeshchandra Rep 2012-04-27 2016-10-10
63 Sham, Sharon Cylong 岑思朗 F Rep 2012-04-27 2016-10-10
64 Shao, Ying (SFC:AZQ933) 邵穎 Rep 2012-06-15 2014-12-12
65 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
66 Sloyer, Michael Jason M Rep 2012-05-25 2016-10-10
67 So, Stephanie Par Lum 蘇柏琳 F Rep 2012-08-30 2015-06-19
68 Song, Xinran 宋欣然 Rep 2012-04-27 2016-02-17
69 Suen, Ming Chit 孫明哲 RO 2011-12-16 2016-10-10
70 Tam, Jonathan Joy Man 譚載文 M Rep 2012-04-27 2014-04-18
71 Tang, Xiangyu 湯向宇 Rep 2012-04-27 2014-04-02
72 Tang, Yue Han Rep 2010-09-03 2014-05-31
73 Tom, Edward 譚子平 M Rep 2007-03-30 2014-06-19
74 Torrible, David Geoffrey 大衛德利保 M Rep 2012-02-06 2013-01-01
75 Towfigh, Frederick (SFC:ADD816) M RO 2011-08-25 2016-10-10
76 Ueda, Eiji RO 2012-07-13 2016-10-10
77 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
78 Wang, Chuang (SFC:AYM559) 王闖 Rep 2012-04-27 2013-03-20
79 Wu, Hiu Fung 胡曉鋒 Rep 2012-04-30 2013-10-08
80 Wu, Michael David Ping Lam 吳炳霖 30 M Rep 2008-12-05 2013-10-25
81 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
82 Yeung, Patrick Sze Chun 楊思進 M Rep 2012-04-27 2016-10-10
83 Yeung, Vincent Shu Hang 楊書恆 M Rep 2012-04-30 2016-10-10
84 Zagury, Alan M Rep 2008-08-12 2015-04-01
85 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29
86 Zhao, Jinxiang 趙金祥 Rep 2009-10-20 2014-01-29

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