GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Kuo, Cheung 郭強 RO 2007-07-10 2011-02-01
2 Besson, Guillaume Gerard Marie M Rep 2010-08-10 2011-02-23
3 Schrantz, Alexander (SFC:AFF166) M RO 2006-09-11 2011-03-19
4 Lu, Peili 陸培麗 Rep 2007-02-16 2011-03-26
5 Sze, Rick Wai Pang 施維鵬 Rep 2004-07-05 2011-05-04
6 McTamaney, Robert Anthony III M RO 2007-10-29 2011-07-01
7 Wang, Jian (SFC:APB793) 王堅 Rep 2007-06-11 2011-07-23
8 Freshwater, Timothy George 范華達 66 M RO 2011-08-26
9 Machin, Mark Gordon Adam M RO 2006-09-11 2011-08-26
10 Chan, Beonna Mei Chun 陳美珍 Rep 2011-10-11
11 Kong, Luhua 孔露華 Rep 2007-09-12 2011-10-19
12 Piplani, Dhruv Rep 2010-11-17 2011-12-12
13 Joly, Jean Denis Rep 2005-10-03 2012-02-06
14 Torrible, David Geoffrey 大衛德利保 M RO 2008-07-11 2012-02-06
15 Kim, Jeffrey Il Jung M Rep 2009-09-03 2012-02-15
16 Koto, Hisanori 古東久典 Rep 2006-08-04 2012-02-17
17 Deats, Warren Edmund M Rep 2010-10-29 2012-02-25
18 Cheeseman, Robert Ross M Rep 2006-09-19 2012-03-16
19 Mithran, Girish Rep 2003-11-07 2012-03-21
20 Kim, David Doopyo M Rep 2007-09-19 2012-04-26
21 Flamand, Philippe Francois M Rep 2010-02-25 2012-05-01
22 Ryan, David Michael (SFC:ADX838) M Rep 2008-06-01 2012-05-14
23 Shen, Benjamin Guanfuu M Rep 2010-08-26 2012-07-07
24 Okabe, Toru Rep 2012-07-28
25 McCarthy, Brendan Michael (SFC:AQQ106) M Rep 2009-06-25 2013-01-10
26 Wu, Michael David Ping Lam 吳炳霖 28 M Rep 2008-12-05 2013-10-25
27 Zhao, Jinxiang 趙金祥 Rep 2009-10-20 2014-01-29
28 Tang, Yue Han Rep 2010-09-03 2014-05-31
29 Tom, Edward 譚子平 M Rep 2007-03-30 2014-06-19
30 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29
31 Sahni, Akshay M Rep 2009-07-15 2015-02-05
32 Zagury, Alan M Rep 2008-08-12 2015-04-01
33 Lau, Lambert Ming Yeung 劉名揚 31 M Rep 2015-10-19
34 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
35 Kok, Ka Keung 郭家強 Rep 2010-04-08 2016-03-19
36 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
37 Agne, Mark Edward (SFC:ANP670) M RO 2006-09-26 2016-05-21
38 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
39 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
40 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
41 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
42 Chau, Chun 周聰 Rep 2016-10-10
43 Mak, William Wai Hang 麥偉恒 M Rep 2010-04-12 2016-10-10
44 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10

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