HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Acar, Capan | Rep | 2007-12-05 | 2009-11-03 | ||
| 2 | Allauzen, Renaud Charles Joseph | M | Rep | 2008-12-05 | 2016-08-24 | |
| 3 | Au Yeung, Tat H 歐陽達顯 | RO | 2004-01-15 | |||
| 4 | Barton, Richard Jeremy | M | Rep | 2005-12-20 | 2008-07-18 | |
| 5 | Barton, Stuart John | M | Rep | 2007-07-19 | 2008-01-07 | |
| 6 | Birlenbach, Michael Dieter | M | Rep | 2007-08-15 | 2011-03-25 | |
| 7 | Bormann, Frank | M | Rep | 2007-02-21 | 2007-06-27 | |
| RO | 2007-06-27 | 2010-10-26 | ||||
| 8 | Cazaubiel, Paul Charles Roger | M | Rep | 2009-12-30 | 2012-04-30 | |
| 9 | Chaboureau, Stephane Alain Dominique | M | Rep | 2009-04-30 | 2016-06-14 | |
| 10 | Chan, Chun Ning (SFC:AQM626) 陳振寧 | Rep | 2008-02-18 | 2012-05-02 | ||
| 11 | Chan, Hang Ting 陳杏婷 | Rep | 2008-06-30 | 2009-04-27 | ||
| 12 | Chan, Hon Wah (SFC:ABN589) 陳漢華 | Rep | 2008-04-18 | |||
| 13 | Chan, Kee Chee Keith 陳其志 | M | Rep | 2009-09-28 | 2014-06-04 | |
| 14 | Chan, Mark Kar Yue 陳嘉裕 | M | Rep | 2005-10-27 | ||
| 15 | Chan, Otto Chun Shing 陳鎮成 | 47 | M | RO | 2006-09-07 | |
| 16 | Chan, Rene Hoi Yan 陳海茵 | Rep | 2006-03-29 | 2007-08-06 | ||
| 17 | Chan, Tsz Fung (SFC:AQM624) 陳梓豐 | M | Rep | 2008-02-18 | 2008-11-18 | |
| 18 | Chan, Victor Kam Yiu 陳敢耀 | M | Rep | 2008-02-20 | 2011-05-23 | |
| 19 | Chaneb, Khalid | Rep | 2006-07-19 | 2007-04-21 | ||
| 20 | Chang, Yung Ching 張永經 | RO | 2007-08-15 | 2008-09-20 | ||
| 21 | Chen, Michael Moon Fee | M | Rep | 2008-10-02 | 2017-04-25 | |
| 22 | Cheng, Ivan Kwok Lueng 鄭國良 | M | Rep | 2005-12-20 | 2009-06-03 | |
| 23 | Cheung, Lap Pong 張立邦 | Rep | 2008-11-03 | 2018-08-07 | ||
| 24 | Choi, Stephen Joon | M | Rep | 2007-07-27 | 2008-11-18 | |
| 25 | Chung, Alden Kam Wah 鍾金華 | M | Rep | 2004-01-28 | ||
| 26 | Chung, Tony Ming Lok 鍾明烙 | M | RO | 2003-09-03 | ||
| Rep | 2003-09-03 | 2004-04-30 | ||||
| 27 | Crispin, James Anthony | M | Rep | 2006-08-18 | 2009-02-16 | |
| RO | 2009-02-16 | 2010-04-29 | ||||
| 28 | Delloye, Renaud Nicolas Yves | M | Rep | 2009-09-30 | 2010-04-19 | |
| 29 | Dunham, Christopher Mark | M | Rep | 2006-08-18 | 2007-05-08 | |
| RO | 2007-05-08 | 2009-02-18 | ||||
| 30 | Ellison, Alexander Hugh | M | RO | 2007-12-20 | 2009-06-12 | |
| 31 | Emerson, Kathleen Ann | F | Rep | 2009-09-21 | 2013-05-31 | |
| 32 | Finkbeiner, Kurt Ernst (SFC:AMW602) | M | RO | 2007-09-05 | 2007-09-08 | |
| 33 | Foley, Cathal Brendan | M | Rep | 2007-06-08 | 2010-03-16 | |
| 34 | Fong, Yuk Yin 方玉燕 | Rep | 2009-04-30 | 2011-02-07 | ||
| 35 | Gautier De Charnace, Arthur Bernard Jean Marie | M | Rep | 2009-12-21 | 2012-09-28 | |
| 36 | Guglietta, Joel Stephan | Rep | 2007-07-19 | 2008-07-24 | ||
| 37 | Halliwell, Thomas Alan | M | Rep | 2009-10-29 | 2010-03-19 | |
| 38 | Hancock, Jonathan Stiles | M | RO | 2009-01-31 | ||
| 39 | Heng, Franklin Ching Kuen 幸正權 | 44 | M | RO | 2006-04-14 | |
| 40 | Ho, Chia-Long 何佳龍 | Rep | 2008-05-16 | 2015-01-06 | ||
| 41 | Ho, Hoi Tung 何凱棟 | Rep | 2007-11-28 | 2010-08-26 | ||
| 42 | Hung, Gary Lok Ming 熊洛銘 | M | Rep | 2008-01-18 | 2011-01-25 | |
| 43 | Jaffer, Nooreshan Shamsuddin | Rep | 2007-08-06 | 2011-08-16 | ||
| 44 | Ko, Desmond Chin Hung 高展雄 | M | Rep | 2007-07-26 | 2014-02-20 | |
| 45 | Lagarde, Arnaud Ludovic | M | Rep | 2008-02-11 | 2008-11-18 | |
| 46 | Lai, Gordon Yat Hung 黎一鴻 | M | Rep | 2008-03-19 | 2009-06-03 | |
| 47 | Lam, Sum Sum 林森森 | Rep | 2005-06-30 | |||
| 48 | Lau, Che Wah 劉志華 | Rep | 2005-09-27 | 2007-09-29 | ||
| 49 | Lau, Chun Hou 劉俊厚 | Rep | 2009-07-11 | |||
| 50 | Lau, Peter Yim Lam 劉炎霖 | M | Rep | 2004-10-14 | ||
| 51 | Lau, Shek Wing 劉錫榮 | Rep | 2004-12-09 | |||
| 52 | Lau, Wing Shan 劉詠珊 | Rep | 2006-05-26 | 2010-06-08 | ||
| 53 | Lau, Wing Sze (SFC:ARG767) 劉詠詩 | Rep | 2008-06-30 | 2013-10-01 | ||
| 54 | Lee, Angela Mei Lan 李美蘭 | F | Rep | 2007-05-25 | 2014-03-05 | |
| 55 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | Rep | 2003-07-10 | |||
| 56 | Lee, Louis Pang 李鵬 | M | Rep | 2007-09-11 | 2009-08-22 | |
| 57 | Lee, Man Kit (SFC:APM126) 李文傑 | Rep | 2009-09-07 | 2010-06-18 | ||
| 58 | Lee, Tung Ming 李通明 | Rep | 2008-10-15 | 2012-04-24 | ||
| 59 | Leleu, Stephane Clement Daniel | M | Rep | 2005-12-09 | 2006-02-15 | |
| RO | 2006-02-15 | 2006-08-01 | ||||
| 60 | Leung, Chor Ming 梁礎銘 | Rep | 2009-10-12 | 2011-03-29 | ||
| 61 | Leung, Kwok Wing (SFC:AAF592) 梁國榮 | Rep | ||||
| 62 | Leung, Ping Fai (SFC:ARG750) 梁炳輝 | Rep | 2008-07-02 | 2011-04-27 | ||
| 63 | Leung, Wai Man (SFC:AGO399) 梁偉民 | Rep | 2005-03-24 | 2018-12-11 | ||
| 64 | Leung, Wai Yin (SFC:AGO097) 梁偉賢 | Rep | 2005-08-04 | 2007-07-01 | ||
| 65 | Ling, Vivian 林蔚然 | Rep | 2008-09-04 | 2012-04-12 | ||
| 66 | Linsenmaier, Xavier Claude Auguste Robert | M | Rep | 2007-11-12 | 2008-04-16 | |
| 67 | Lui, Moses Yu Mo 雷裕武 | M | Rep | 2006-05-24 | 2007-06-09 | |
| 68 | Luu, Ngoc Hung 劉玉雄 | Rep | 2008-07-08 | 2014-07-29 | ||
| 69 | Ma, Diana Ka Lai 馬嘉麗 | F | Rep | 2005-10-27 | ||
| 70 | Martin, Alexandre Joseph Gaston | M | Rep | 2008-11-19 | 2018-12-21 | |
| 71 | Mason, Edward James (SFC:AIR197) | M | Rep | 2009-04-30 | 2010-06-30 | |
| 72 | McGee, Alan Craig | M | Rep | 2006-04-21 | 2007-04-10 | |
| 73 | Mills, Robert George | M | Rep | 2009-04-30 | 2011-05-20 | |
| 74 | Mrosek, Martin Andreas | M | Rep | 2008-03-17 | 2020-03-30 | |
| 75 | Mun, Jongchul | Rep | 2009-11-27 | 2015-06-06 | ||
| 76 | Ng, Chi Fai (SFC:APK565) 吳志輝 | Rep | 2007-08-15 | |||
| 77 | Ng, Chi Hung (SFC:APM137) 吳志雄 | Rep | 2007-08-27 | 2012-01-08 | ||
| 78 | Ng, Ka Lai (SFC:AQH952) 伍嘉麗 | Rep | 2008-01-21 | 2012-08-21 | ||
| 79 | Ng, Sze Man (SFC:AOT397) 吳詩敏 | Rep | 2007-03-30 | 2007-06-23 | ||
| 80 | Ngai, Thomas Kwok Kan 危國根 | M | Rep | 2009-05-04 | 2012-04-03 | |
| 81 | Patel, Rakesh (SFC:ALI605) | M | RO | 2006-05-16 | 2019-07-31 | |
| 82 | Saunders, Jefferson | RO | 2009-03-31 | 2016-01-30 | ||
| 83 | Scott, David Paul Mcleod | M | RO | 2007-08-31 | 2008-09-20 | |
| 84 | Semin, Herve Pierre Alexandre | M | Rep | 2008-03-11 | 2022-10-26 | |
| 85 | Shek, Simon Ming Hon 石明翰 | M | Rep | 2007-07-10 | ||
| 86 | Shum, Tommy Chung Lai 沈仲禮 | M | Rep | 2007-07-10 | 2019-07-15 | |
| 87 | Sillam, Jonathan Charles Marc | M | Rep | 2007-01-29 | 2009-06-03 | |
| 88 | Sim, Mong Kwang 沈茂琼 | Rep | 2006-12-12 | 2011-09-28 | ||
| 89 | Spensley, Oliver Giles | M | Rep | 2009-04-30 | 2010-07-05 | |
| 90 | Swarbrick, Andrew Jeremy | M | Rep | 2009-12-14 | 2017-08-26 | |
| 91 | Taesch, Frederic Marcel Georges Marie | M | Rep | 2005-09-08 | 2007-04-28 | |
| 92 | Tang, Lok Him 鄧樂謙 | Rep | 2008-02-18 | 2013-10-01 | ||
| 93 | Tsai, Alex I-Chung 蔡易忠 | Rep | 2008-05-07 | 2008-11-18 | ||
| 94 | Wallace, Lee Peter | M | Rep | 2005-07-20 | 2006-05-16 | |
| RO | 2006-05-16 | 2008-11-18 | ||||
| 95 | Wan, Cheuk Yin 尹卓賢 | Rep | 2008-10-10 | 2016-06-01 | ||
| 96 | Welch, David John Jr | M | Rep | 2009-04-30 | 2010-08-06 | |
| 97 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2005-08-04 | 2007-04-21 | |
| 98 | Wong, Michael Sheh Chung 王錫聰 | M | Rep | 2006-06-20 | ||
| 99 | Wong, Siu Leung 黃紹良 | Rep | 2006-05-24 | 2009-03-28 | ||
| 100 | Wu, Yihe 吳軼鶴 | Rep | 2007-11-12 | 2021-06-19 | ||
| 101 | Yeung, Chun Hei 楊俊希 | Rep | 2008-03-05 | 2012-01-13 | ||
| 102 | Yiong, Hoi San 楊海山 | Rep | 2007-09-05 | 2009-10-16 | ||
| 103 | Yu, Anthony Sai Yin 余世賢 | M | Rep | 2007-08-11 | ||
| 104 | Zhang, Justin Yisha | M | Rep | 2007-09-24 | 2008-09-26 | |
| 105 | Zhou, Sheng (SFC:APL667) 周晟 | Rep | 2007-08-22 | 2014-04-26 | ||
| 106 | Zuo, Jie (SFC:AKP468) 左杰 | Rep | 2008-05-21 | 2008-07-30 |
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