HSBC Corporate Finance (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aggarwal, Sandeep (SFC:AZC897) | Rep | 2012-04-19 | 2015-06-19 | ||
| 2 | Aruna 阿汝娜 | Rep | 2012-03-09 | 2016-06-24 | ||
| 3 | Au Yeung, Tat H 歐陽達顯 | RO | 2003-09-05 | 2004-01-15 | ||
| 4 | Au, Jason On Kit 歐安傑 | M | RO | 2012-03-09 | 2016-05-17 | |
| 5 | Bansal, Gaurav (SFC:AZO997) | M | Rep | 2012-06-29 | 2018-10-14 | |
| 6 | Baur, Darin Daniel | M | Rep | 2012-04-20 | 2012-07-25 | |
| 7 | Beattie, Russell William | M | RO | 2006-04-28 | 2007-05-10 | |
| 8 | Bedi, Akash | Rep | 2013-07-22 | 2017-09-17 | ||
| 9 | Biron, Edouard Michel Marie | F | Rep | 2012-05-03 | 2016-01-03 | |
| 10 | Bo, Qiaochu 薄翹楚 | Rep | 2012-04-30 | 2017-04-19 | ||
| 11 | Browning, Martin Mario | 36 | M | Rep | 2012-04-20 | 2019-03-10 |
| 12 | Bunting, Charles Pearce | M | Rep | 2012-04-20 | 2014-05-08 | |
| 13 | Cao, Yuan (SFC:AZJ206) 曹遠 | Rep | 2012-04-27 | 2013-05-31 | ||
| 14 | Chan, Benjamin Ting Wai 陳霆蔚 | M | Rep | 2013-11-07 | 2015-08-28 | |
| 15 | Chan, Ivan Man Hung 陳文洪 | M | RO | 2011-12-05 | 2012-03-09 | |
| 16 | Chang, Jiang (SFC:AZH662) 常江 | Rep | 2012-04-20 | |||
| 17 | Chang, Yung Ching 張永經 | RO | 2007-06-01 | 2008-09-20 | ||
| 18 | Chen, Bo (SFC:AZJ493) 陳博 | Rep | 2012-04-30 | 2015-11-11 | ||
| 19 | Chen, Cheng (SFC:AZJ494) 陳程 | Rep | 2012-04-30 | 2019-04-08 | ||
| 20 | Chen, Junling (SFC:BAH717) 陳雋凌 | Rep | 2012-11-06 | 2015-06-17 | ||
| 21 | Chen, Yunze 陳云澤 | Rep | 2012-11-06 | 2014-06-30 | ||
| 22 | Cheng, Siwei (SFC:AZC805) 程斯韋 | Rep | 2012-03-09 | 2015-02-02 | ||
| 23 | Cheung, Maria Pui 張蓓 | F | Rep | 2013-11-07 | 2021-07-19 | |
| 24 | Cheung, Siu Fung (SFC:AZC794) 張兆峰 | Rep | 2012-03-09 | 2016-08-12 | ||
| 25 | Chew, Meng Fai 趙明輝 | Rep | 2012-04-20 | 2019-10-25 | ||
| 26 | Chiu, Yue Seng (SFC:ALG329) 趙汝成 | Rep | 2012-11-13 | 2013-02-22 | ||
| RO | 2013-02-22 | 2016-12-30 | ||||
| 27 | Chu, Lawrence Ka Ming 朱家明 | M | RO | 2012-03-30 | 2017-01-12 | |
| 28 | Chu, Lindsay Li-Shen | Rep | 2012-04-20 | 2015-04-01 | ||
| 29 | Clark, Stephen John (1963) 郭言信 | 50 | M | RO | 2012-03-09 | |
| 30 | Connor, Jonathan Luke | M | Rep | 2012-04-20 | 2015-02-02 | |
| 31 | Crittenden, Daniel John | M | Rep | 2013-11-07 | 2015-05-18 | |
| 32 | Crossland, Ryan Everett | M | Rep | 2012-04-20 | 2015-07-31 | |
| 33 | Cui, Xiaojiao 崔小姣 | Rep | 2012-04-20 | 2021-03-31 | ||
| 34 | Davis, Bardin John (SFC:APK787) | M | Rep | 2012-10-11 | 2013-01-09 | |
| RO | 2013-01-09 | 2017-08-31 | ||||
| 35 | de Basto, Roger Alexander | 48 | M | RO | 2012-07-10 | |
| 36 | Douin, Guillaume Marie Benoit | M | Rep | 2013-12-17 | 2018-06-15 | |
| 37 | Fan, See Hang 范思恒 | Rep | 2012-04-20 | 2014-03-31 | ||
| 38 | Faure, Emmanuel Dominique Martial G. | M | RO | 2009-09-30 | 2011-09-27 | |
| 39 | Gao, Ya (SFC:AZJ498) 高雅 | Rep | 2012-04-30 | 2014-05-31 | ||
| 40 | Giang, Johnathan Zhao-Hong 江昭宏 | Rep | 2012-11-06 | 2015-03-27 | ||
| 41 | Glueck, Franz Ismael | Rep | 2012-04-30 | 2017-02-17 | ||
| 42 | Goh, Khee Hong 吳棋鴻 | Rep | 2012-04-20 | 2012-09-26 | ||
| Rep | 2013-12-17 | 2015-11-06 | ||||
| 43 | Gupta, Saurabh (SFC:AZH609) | Rep | 2012-04-20 | |||
| 44 | He, Xiaofan 賀曉帆 | Rep | 2012-04-20 | 2014-03-31 | ||
| 45 | Heng, Franklin Ching Kuen 幸正權 | 48 | M | RO | 2006-04-28 | |
| 46 | Heng, Jonathan Ying-Chieh 恆英傑 | M | Rep | 2012-04-30 | 2019-09-30 | |
| 47 | Hignell, Christopher David | M | Rep | 2012-04-30 | 2013-03-27 | |
| 48 | Hock, Wai Hou 何維豪 | Rep | 2012-04-20 | 2017-07-17 | ||
| 49 | Hsu, Erick Ying-Chao 徐英超 | Rep | 2012-04-20 | 2017-02-15 | ||
| 50 | Hu, Diana 胡黛娜 | F | RO | 2012-03-09 | 2021-02-28 | |
| 51 | Hu, Ruanjia 胡阮佳 | Rep | 2012-03-29 | 2014-02-21 | ||
| 52 | Hu, Shaowei (SFC:ALD661) 胡少威 | Rep | 2013-10-21 | 2014-04-16 | ||
| 53 | Huang, Duo 黃朵 | Rep | 2012-03-09 | 2012-06-19 | ||
| 54 | Huang, Rui (SFC:AZO993) 黃蕊 | Rep | 2012-07-04 | 2017-04-19 | ||
| 55 | Hui, Fiona Kan Sum 許耿琛 | F | Rep | 2012-03-29 | 2019-02-25 | |
| 56 | Hui, Florence Wai Ying 許慧瑩 | F | Rep | 2012-03-09 | 2013-04-03 | |
| 57 | Jin, Xiaojuan 金曉娟 | Rep | 2012-11-06 | 2019-07-26 | ||
| 58 | Kan, Sherman Tsz Yuet 簡子悅 | M | Rep | 2013-07-03 | 2016-12-02 | |
| 59 | Kao, Anne An-Chi 高安琪 | F | Rep | 2012-03-29 | 2018-05-03 | |
| 60 | Katsuba, Tomoaki 勝葉朋亮 | Rep | 2012-04-20 | 2017-04-25 | ||
| 61 | Kern, Jason Blair | M | Rep | 2012-04-20 | 2013-06-29 | |
| 62 | Khoury, Philippe Marie Francois | M | Rep | 2012-05-25 | 2015-07-10 | |
| 63 | Ko, Silvia 高思雯 | F | Rep | 2012-06-07 | 2015-03-26 | |
| 64 | Kwan, Nicholas Alexander Yan Tat 關胤達 | M | Rep | 2012-04-27 | 2013-06-01 | |
| 65 | Lai, Zengkun 賴增昆 | Rep | 2012-04-27 | 2015-01-08 | ||
| 66 | Lam, Chi Hang 林智衡 | Rep | 2012-11-06 | 2019-06-06 | ||
| 67 | Lambert, Giles Robert (SFC:BCJ629) | M | Rep | 2013-12-17 | 2016-06-30 | |
| 68 | Lau, Evan Louis 劉凱銘 | M | Rep | 2012-03-29 | 2015-03-25 | |
| 69 | Law, Arthur Yui Long 羅睿朗 | M | Rep | 2012-04-30 | 2015-05-01 | |
| 70 | Lee, Chin Yiu 李戩堯 | Rep | 2013-09-05 | 2015-08-28 | ||
| 71 | Lee, Enoch Yi Nwo 李一諾 | Rep | 2012-03-09 | 2013-06-14 | ||
| 72 | Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 | Rep | 2003-07-10 | |||
| 73 | Lee, Yi Ling (SFC:AYW253) 李怡羚 | Rep | 2013-07-26 | 2015-11-05 | ||
| 74 | Leelasena, Rasitha Subodha (SFC:ARR166) | RO | 2008-10-06 | 2012-03-09 | ||
| 75 | Leung, Venus Yan Yu 梁茵瑜 | F | Rep | 2012-04-27 | 2013-05-21 | |
| 76 | Li, Andrew Yung Ting 李勇霆 | M | Rep | 2012-04-20 | ||
| 77 | Li, Benetton I Hao 李翊豪 | Rep | 2012-04-20 | 2014-10-01 | ||
| 78 | Li, Bing (SFC:AHQ959) 李冰 | Rep | 2012-07-26 | 2016-01-08 | ||
| 79 | Li, Dong (SFC:BAE317) 李棟 | Rep | 2013-12-04 | 2020-12-03 | ||
| 80 | Li, Kristine Keng Yan 李敬恩 | F | Rep | 2012-04-27 | 2012-09-28 | |
| 81 | Li, Meng (SFC:AZJ293) 李蒙 | Rep | 2012-05-08 | 2019-06-03 | ||
| 82 | Li, Qin (SFC:AXZ548) 李秦 | Rep | 2013-11-28 | 2015-06-30 | ||
| 83 | Li, Raymond Man Fai 李文輝 | M | Rep | 2004-07-30 | 2004-09-03 | |
| RO | 2004-09-03 | 2006-04-10 | ||||
| 84 | Li, Ying (SFC:BAH724) 李穎 | Rep | 2012-11-06 | 2015-05-01 | ||
| 85 | Li, Youdan 李幼丹 | Rep | 2012-05-11 | 2014-05-05 | ||
| 86 | Liang, Weibin (SFC:BCK471) 梁衛彬 | Rep | 2013-12-19 | 2015-11-20 | ||
| 87 | Lin, Alex Yo Lin 林佑霖 | Rep | 2012-05-02 | 2015-04-14 | ||
| 88 | Lin, Junxian (SFC:AZC812) 林峻賢 | Rep | 2012-03-09 | 2013-05-16 | ||
| 89 | Lin, Shiyi (SFC:BCJ571) 林時宜 | Rep | 2013-12-17 | 2014-05-05 | ||
| 90 | Lit, Shu Wah 列澍華 | Rep | 2012-05-31 | 2014-02-14 | ||
| 91 | Liu, Chao (SFC:AZH606) 劉超 | Rep | 2012-04-20 | 2016-04-25 | ||
| 92 | Liu, Che Ning 劉哲寧 | 47 | M | RO | 2012-03-09 | |
| 93 | Liu, Mengyu (SFC:AZJ295) 劉夢羽 | Rep | 2012-04-27 | 2017-11-13 | ||
| 94 | Liu, Min (SFC:BCJ642) 劉旼 | Rep | 2013-12-17 | 2014-09-28 | ||
| 95 | Liu, Theodora Elesa 廖文清 | F | Rep | 2012-11-06 | 2015-05-30 | |
| 96 | Lo, Hsiang 羅馨 | Rep | 2012-04-30 | 2012-06-13 | ||
| 97 | Low, William Wei Liang 劉偉良 | M | Rep | 2012-04-27 | 2013-04-15 | |
| 98 | Lu, Jie (SFC:AZO988) 呂捷 | Rep | 2012-08-21 | 2013-06-24 | ||
| 99 | Luo, Yi (SFC:AZM662) 羅軼 | Rep | 2012-07-04 | 2017-11-17 | ||
| 100 | Ma, Jennie Jiayin 馬佳音 | Rep | 2012-07-26 | 2016-07-15 | ||
| 101 | Ma, Siqi (SFC:AVS796) 馬斯奇 | Rep | 2013-12-17 | 2015-04-28 | ||
| 102 | Martinez Acosta, Jorge Carlos | M | Rep | 2012-10-19 | 2015-05-28 | |
| 103 | McGregor, Robert (SFC:AEM474) | M | Rep | 2012-10-19 | 2014-03-25 | |
| 104 | Ng, Amy Tsung-Ling 吳崇玲 | F | Rep | 2012-04-30 | 2019-06-03 | |
| 105 | Ng, Cheng Kang 黃丞康 | Rep | 2012-03-09 | 2013-03-27 | ||
| 106 | Ng, Sean Heng Tiong 黃興忠 | M | Rep | 2012-05-02 | 2012-08-28 | |
| 107 | Ong, Chi Tuan 王志團 | Rep | 2012-04-30 | 2013-07-24 | ||
| 108 | Pang, Chi Fung 彭志峰 | Rep | 2012-05-03 | 2015-06-11 | ||
| 109 | Pecher, Florian Christian | M | Rep | 2013-06-26 | 2019-10-31 | |
| 110 | Phua, Jia Ning 潘家寧 | Rep | 2012-03-16 | 2012-08-28 | ||
| 111 | Plaa, Jacques Robert | M | Rep | 2013-11-07 | 2022-05-15 | |
| 112 | Qi, Peng (SFC:AZH628) 齊朋 | Rep | 2012-04-20 | 2016-01-08 | ||
| 113 | Qian, Liang (SFC:AZC815) 錢亮 | Rep | 2012-03-09 | 2014-04-11 | ||
| 114 | Qin, Qing (SFC:BAH726) 秦晴 | Rep | 2012-11-06 | 2015-07-24 | ||
| 115 | Ranavat, Rohan Rajesh | Rep | 2012-03-09 | 2012-04-13 | ||
| 116 | Rao, Pradeep Vithal | Rep | 2012-09-28 | 2018-01-04 | ||
| 117 | Robertson, Craig Anthony | M | Rep | 2004-07-30 | 2004-09-03 | |
| RO | 2004-09-03 | 2009-08-03 | ||||
| Rep | 2009-08-03 | 2009-09-01 | ||||
| 118 | Sahney, Rajeev Kumar | M | Rep | 2012-05-09 | 2018-10-09 | |
| 119 | Scott, David Paul Mcleod | M | RO | 2007-06-01 | 2008-09-20 | |
| 120 | Shan, Miao 單淼 | Rep | 2013-12-20 | 2015-04-02 | ||
| 121 | Shang, Chuyi 尚楚宜 | Rep | 2012-06-29 | 2021-06-16 | ||
| 122 | Shen, Dehua 沈德華 | Rep | 2012-04-30 | 2019-01-29 | ||
| 123 | Shen, Nan (SFC:ALA470) 申楠 | Rep | 2012-03-09 | 2012-03-30 | ||
| 124 | Shin, Jung Keun | Rep | 2012-04-30 | 2015-11-05 | ||
| 125 | So, Yuk Kit (SFC:ADY273) 蘇煜傑 | RO | 2012-03-09 | |||
| 126 | Song, Meihong 宋美虹 | Rep | 2012-03-09 | 2023-03-02 | ||
| 127 | Sui, Jinjin 隋金金 | Rep | 2012-05-31 | 2015-05-19 | ||
| 128 | Sun, Cong (SFC:BAU143) 孫聰 | Rep | 2013-02-06 | 2013-10-17 | ||
| 129 | Sun, Justin William | M | Rep | 2012-04-30 | 2013-09-11 | |
| 130 | Sun, Kam Ming 辛鑑明 | Rep | 2013-06-25 | 2013-10-01 | ||
| 131 | Sun, Ting (SFC:AZJ434) 孫婷 | Rep | 2012-04-30 | 2014-04-17 | ||
| 132 | Talwani, Sandeep | Rep | 2012-04-30 | 2015-07-10 | ||
| 133 | Tam, Kin San 譚建新 | Rep | 2012-07-26 | |||
| 134 | Tan, Hui Fen 陳惠芬 | Rep | 2012-05-02 | 2013-03-27 | ||
| 135 | Tang, Bonan 唐博楠 | Rep | 2012-11-29 | 2015-06-06 | ||
| 136 | Tang, William Hing Chi 鄧慶志 | M | Rep | 2012-05-02 | 2017-04-26 | |
| 137 | Todd, Robert Miles Wilcockson | M | Rep | 2012-05-02 | 2016-04-25 | |
| 138 | Tse, Herman Yu Man 謝宇文 | M | Rep | 2012-03-09 | 2019-02-25 | |
| 139 | Tse, Matthew Man Hon 謝文瀚 | M | Rep | 2013-12-17 | 2018-04-20 | |
| 140 | Wallace, Matthew Arnold | M | Rep | 2012-05-09 | 2013-11-04 | |
| 141 | Walters, Darren Michael | M | Rep | 2012-05-30 | 2015-11-05 | |
| 142 | Wang, Bitan 王碧坦 | Rep | 2012-04-30 | 2016-01-08 | ||
| 143 | Wang, Huan (SFC:BCJ611) 王歡 | Rep | 2013-12-17 | 2015-08-03 | ||
| 144 | Wang, Xiaoxi (SFC:AZJ489) 王小溪 | Rep | 2012-05-02 | 2012-08-10 | ||
| 145 | Wang, Xin (SFC:APD062) 王欣 | Rep | 2012-05-31 | 2019-10-17 | ||
| 146 | Wang, Yaqian 王亞謙 | Rep | 2012-05-25 | 2017-07-17 | ||
| 147 | Wang, Yongli (SFC:AZM661) 王永利 | Rep | 2012-05-31 | 2014-04-30 | ||
| 148 | Wang, Yufei (SFC:BAA531) 王羽飛 | Rep | 2012-09-03 | 2014-04-29 | ||
| 149 | Wang, Zhen (SFC:AZC796) 王鎮 | Rep | 2012-03-09 | 2017-04-28 | ||
| 150 | Wang, Zhize 王智澤 | Rep | 2012-05-30 | 2012-11-19 | ||
| 151 | Watkins, Natalia Helena | RO | 2009-04-15 | 2012-03-09 | ||
| 152 | Wee, Bertrand Sin Yen 黃信諺 | M | Rep | 2012-04-20 | 2015-10-23 | |
| 153 | Wei, Jing (SFC:AZM559) 韋璟 | Rep | 2012-05-31 | |||
| 154 | Wenk, Raphael Konstantin | M | Rep | 2012-07-11 | 2013-06-19 | |
| 155 | Wijaya, Suryadi | Rep | 2013-05-31 | 2016-10-07 | ||
| 156 | Wong, Billy Chun Wah 黃振華 | Rep | 2012-04-30 | 2016-10-14 | ||
| 157 | Wong, Chun Kit (SFC:AVJ133) 黃俊傑 | Rep | 2013-11-28 | 2017-10-20 | ||
| 158 | Wong, Chun Tak (SFC:AQO452) 黃進德 | Rep | 2012-04-20 | 2020-08-17 | ||
| 159 | Wong, Michelle Chi Yu 黃之愉 | F | Rep | 2012-05-31 | 2015-08-31 | |
| 160 | Woo, Alan Ying Hung 胡應鴻 | M | Rep | 2012-04-20 | 2015-12-18 | |
| 161 | Wu, Maximillian Jerome 吳薊楓 | M | Rep | 2013-09-27 | 2022-03-31 | |
| 162 | Wu, Samuel Shung Shan 鄔崇山 | M | Rep | 2012-05-07 | 2017-11-10 | |
| 163 | Wu, Zhi (SFC:AZK681) 武智 | Rep | 2012-05-25 | 2021-07-15 | ||
| 164 | Xie, Yi (SFC:BCJ327) 謝貽 | Rep | 2013-12-17 | |||
| 165 | Xu, Jie (SFC:BAH729) 徐捷 | Rep | 2012-11-06 | |||
| 166 | Xu, Kai (SFC:BCC073) 徐鐦 | Rep | 2013-11-07 | 2014-02-13 | ||
| 167 | Xu, Xiaodong (SFC:AZM584) 徐曉東 | Rep | 2012-05-30 | 2013-06-24 | ||
| 168 | Xu, Ziling 徐子凌 | Rep | 2012-05-31 | 2012-10-08 | ||
| 169 | Yang, Bingnan 楊炳楠 | Rep | 2012-11-06 | 2013-08-03 | ||
| 170 | Yang, Huixin 楊蕙心 | Rep | 2012-05-31 | 2013-11-01 | ||
| 171 | Yang, Wing Ka 楊詠嘉 | Rep | 2012-07-26 | 2017-09-30 | ||
| 172 | Yang, Yalong 楊亞龍 | Rep | 2012-07-26 | 2017-04-12 | ||
| 173 | Yang, Yongfang 楊咏芳 | Rep | 2012-03-09 | 2022-06-15 | ||
| 174 | Ye, Pengcheng (SFC:AZM557) 葉鵬程 | Rep | 2012-05-30 | 2016-09-09 | ||
| 175 | Ye, Yi (SFC:BCJ623) 叶奕 | Rep | 2013-12-17 | 2014-05-22 | ||
| 176 | Yeo, Pei Hse | Rep | 2012-03-29 | 2019-09-03 | ||
| 177 | Yeung, Chun Kit (SFC:AQU429) 楊竣傑 | Rep | 2012-06-07 | 2012-10-15 | ||
| 178 | Yong, Tammi Hsu Fei | Rep | 2013-12-17 | 2015-03-30 | ||
| 179 | Yu, Jun (SFC:AYX056) 于鈞 | Rep | 2013-10-21 | 2018-06-22 | ||
| 180 | Yu, Tao (SFC:AZM664) 余濤 | Rep | 2012-07-04 | |||
| 181 | Yuen, Claudia Kia Yee 袁解頤 | F | Rep | 2012-05-30 | 2016-09-30 | |
| 182 | Yung, See Liang 翁思亮 | Rep | 2013-11-07 | |||
| 183 | Zeissink, Andrew John | M | Rep | 2012-05-30 | 2019-06-03 | |
| 184 | Zhang, Di (SFC:AZC799) 張迪 | Rep | 2012-03-09 | 2017-04-21 | ||
| 185 | Zhang, Fan (SFC:AOR821) 張帆 | Rep | 2012-08-30 | 2021-06-18 | ||
| 186 | Zhang, Junchen (SFC:BCJ651) 章俊晨 | Rep | 2013-12-17 | 2014-09-03 | ||
| 187 | Zhang, Xiaohong (SFC:AZM666) 張小紅 | Rep | 2012-05-31 | |||
| 188 | Zhang, Yao (SFC:AZM676) 張垚 | Rep | 2012-05-31 | 2013-06-25 | ||
| 189 | Zhang, Yiqun 張軼群 | Rep | 2012-05-30 | |||
| 190 | Zhang, Yue (SFC:ARO427) 張玥 | Rep | 2012-05-31 | 2012-09-27 | ||
| 191 | Zhang, Yuntao (SFC:BAG083) 張蘊濤 | 36 | M | Rep | 2012-10-19 | 2017-12-04 |
| 192 | Zhao, Liang (SFC:APH556) 趙亮 | Rep | 2012-05-31 | 2015-03-28 | ||
| 193 | Zheng, Yuanya 鄭元亞 | Rep | 2012-05-30 | 2015-01-08 | ||
| 194 | Zhou, Xiaotian (SFC:AWQ371) 周小天 | Rep | 2013-11-28 | 2019-10-18 | ||
| 195 | Zhou, Xuan (SFC:AGN530) 周萱 | Rep | 2013-11-08 | 2015-08-12 | ||
| 196 | Zhou, Yang (SFC:AZM657) 周阳 | Rep | 2012-05-30 | 2015-01-12 | ||
| 197 | Zhu, Xiaoyun (SFC:BCG194) 朱筱贇 | Rep | 2013-11-12 | 2015-11-13 | ||
| 198 | Zou, Yun (SFC:BCC083) 鄒韵 | Rep | 2013-11-07 | 2015-05-30 | ||
| 199 | Zuo, Dingliang 左丁亮 | Rep | 2012-11-06 | 2015-08-31 |
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