ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Ali, Samet			Rep	2009-10-28	2010-10-19
2	Bajaria, Sejal			Rep	2009-06-04	2010-01-07
3	Campbell, Alastair Kenneth Ruskin 甘博仁	63	M	Rep	2012-02-16	2012-06-29
4	Chan, Cheung Kam 陳章淦			Rep	2009-06-01	2012-04-12
5	Chan, Chui Ping 陳翠平			Rep	2009-05-04	2010-08-31
6	Chan, Gary Ming Tak 陳明德		M	RO	2012-02-15	2013-04-09
7	Chan, Hoi Fan 陳海蕃			Rep	2009-09-11	2012-03-22
8	Chan, Jenny Pik Ha 陳碧夏	54	F	Rep	2011-05-20	2011-10-20
9	Chan, Ka Ming (SFC:AEZ088) 陳家明			Rep	2009-04-06	2010-03-01
10	Chan, Ka Ying (SFC:APZ133) 陳嘉盈			Rep	2010-06-29	2012-04-12
11	Chan, Kwok Hay 陳國禧			Rep	2009-08-18	2011-01-01
12	Chan, Maggie Ka Yee 陳家怡		F	RO	2012-03-21	2013-10-18
13	Chan, Man Yu (SFC:AGL891) 陳文宇			Rep	2009-08-24	2012-03-05
14	Chan, Man Yuen (SFC:APX122) 陳文源			Rep	2011-05-26	2012-02-22
15	Chan, Mui Yuk 陳梅玉			Rep	2009-05-05	2014-06-24
16	Chan, Ngai Lam 陳毅霖			Rep	2013-03-19	2018-07-24
17	Chan, Tsz Man (SFC:AGY565) 陳梓汶			Rep	2009-05-12	2009-07-14
18	Chan, Wing Tai (SFC:ALF002) 陳永泰			Rep	2013-03-07	2013-10-19
19	Chan, Yiu Kwong (SFC:AED596) 陳耀光			Rep	2009-04-06	2010-12-29
				RO	2010-12-29	2012-04-12
20	Chan, Yuk Ngai 陳育藝			Rep	2010-01-12	2012-02-01
21	Chen, Che 陳彻			Rep	2013-10-15	2015-09-01
22	Chen, Guowen (SFC:AZA682) 陳國文			Rep	2014-01-09	2016-01-29
23	Chen, Lance Chun-Hao 陳鈞豪		M	RO	2012-02-15	2012-12-21
24	Chen, Rui (SFC:AJC825) 陳銳			RO	2012-02-15	2012-06-27
				Rep	2012-06-27	2013-12-21
25	Cheng, Henry Wai Leung 鄭偉良		M	Rep	2014-08-11	2015-09-23
26	Cheng, Kin Man (SFC:AHM208) 鄭健民			Rep	2013-03-20	2013-05-03
				RO	2013-05-03	2014-09-23
27	Cheung, Jocelyn Kin Keung 張建強			Rep	2010-02-17	2010-12-11
28	Chin, Tak Fat 錢德發			Rep	2010-06-10	2012-07-25
29	Chiu, Ming Po 趙明寶			Rep	2009-07-03	2012-04-12
30	Chiu, Shirley Lai Ling 趙麉玲	52	F	Rep	2014-08-25	2015-07-20
31	Chiu, Siu Ngan 趙少雁			Rep	2010-12-14	2012-04-12
32	Choi, Wai Man (SFC:AJD238) 蔡偉民			Rep	2011-05-30	2012-01-20
33	Chow, King Ling 鄒景玲			RO	2008-11-14	2014-07-15
34	Chow, Yeung Fung 周楊楓			Rep	2009-10-16	2012-01-27
35	Chow, Yeung Tai 周揚泰			Rep	2009-08-17	2012-03-28
36	Chu, Wing Hei 朱榮熙			Rep	2009-08-18	2010-05-21
37	Chui, Tat Fai 徐達輝			Rep	2010-01-14	2010-12-16
38	Chui, Tsan Kit 徐燦傑	46	M	Rep	2010-01-12	2010-06-01
39	Dong, Yingying (SFC:AZA947) 董瑩瑩			Rep	2012-05-16	2012-09-12
				RO	2012-09-12	2018-01-08
40	Fang, Wei (SFC:AOT337) 方煒			Rep	2014-10-14	2015-07-27
41	Fei, John Xiang 費翔	43	M	Rep	2012-02-16	2012-05-23
				RO	2012-05-23	2015-01-02
42	Fong, Adrian Wai Lap 方韋納	33	M	Rep	2009-04-27	2011-02-18
43	Fu, Yung 傅蓉			Rep	2009-05-04	2009-06-26
				RO	2009-06-26	2011-06-30
44	Fung, Yuen Yan 馮婉欣			Rep	2010-03-17	2010-06-01
45	Gao, Dan (SFC:AVF215) 高丹			Rep	2013-06-03	2014-07-17
46	Gu, Xiang (SFC:AMF482) 谷香			Rep	2012-04-20	2014-01-10
47	Hang, Hugh Hai Tho 韓海疇		M	Rep	2009-08-14	2012-04-12
48	He, Xiaoxin 賀晓昕			Rep	2014-12-02
49	Ho, Hin Hang 何衍行			Rep	2010-06-01	2012-09-09
50	Ho, Janet Yuk Wa 何鈺華		F	Rep	2009-09-10	2010-11-17
51	Hon, Chi Lap 韓致立			Rep	2009-05-13	2009-07-14
52	Hu, Jing (SFC:AZT560) 胡靜			Rep	2012-06-26	2015-02-20
53	Hu, Qian (SFC:ARB302) 胡倩			Rep	2014-07-31	2016-05-20
54	Huang, Liwen (SFC:AWU004) 黃麗雯			Rep	2011-02-09	2011-03-31
55	Jiang, Laurie Lan			Rep	2011-08-26	2011-10-27
				RO	2011-10-27	2017-02-23
56	Ko, Che Yeung 高子陽			Rep	2009-06-25	2011-06-20
				RO	2011-06-20
57	Kong, Rong (SFC:APN528) 孔蓉			Rep	2009-06-03	2011-04-29
58	Kong, Wei (SFC:AXU890) 孔偉			Rep	2014-10-14	2017-07-14
59	Kwan, Robin Tang Fong 關騰芳			Rep	2010-04-28	2012-04-12
60	Kwong, Wai Fong 鄺惠芳			Rep	2009-12-29	2012-02-29
61	Lai, Kwok Ho (SFC:AHC357) 黎國豪			Rep	2010-09-24	2011-01-18
62	Lam, Chi Leung (SFC:ATH756) 林志良			Rep	2010-07-27	2012-09-09
63	Lam, Chiu Kin 林朝健			Rep	2014-11-03	2018-04-25
64	Lam, Pung 林芃			Rep	2012-09-10	2012-12-04
				RO	2012-12-04	2013-04-20
65	Lam, Wo Hui 林和煦			Rep	2009-03-16	2009-05-05
				RO	2009-05-05	2012-04-24
66	Lau, Eddy Ka Yip 劉家業		M	Rep	2011-05-16	2011-06-09
				RO	2011-06-09	2012-03-21
67	Lau, Janet Kit Yan 劉潔茵		F	Rep	2009-04-27	2009-10-28
68	Lau, Nim Kei 劉念琪			Rep	2009-05-15	2010-06-21
69	Lau, Ying Kit (SFC:AFA706) 劉英傑			Rep	2009-12-29	2011-06-02
70	Lee, Andrew Chun Ning 李振寧	31	M	Rep	2010-10-11	2011-01-04
71	Lee, Chi Ming (SFC:ADA367) 李志明			Rep	2009-08-10	2009-09-24
72	Lee, Danny Yiu Fai 李耀輝			RO	2013-02-06
73	Lee, Gilbert Ka Ho 李家豪		M	Rep	2009-12-03	2012-02-21
74	Lee, Kam Chiu (SFC:AQE317) 李錦超			Rep	2009-06-15	2009-07-14
75	Lee, Tak Choi 李德財			Rep	2009-10-16	2011-01-15
76	Lee, Wing (SFC:AUR872) 李穎			Rep	2010-02-10	2010-09-07
77	Leung, Chi Hang (SFC:AWQ289) 梁志鏗			Rep	2011-01-14	2012-02-29
78	Leung, Chi On (SFC:ADA866) 梁志安			RO	2012-02-15	2015-08-24
79	Leung, Ka Lung (SFC:AHU105) 梁家隆			Rep	2009-06-25	2011-06-07
80	Leung, Man Ho (SFC:AMF525) 梁文豪	33	M	Rep	2012-02-22	2013-04-12
81	Leung, Polly Pui Ling		F	Rep	2012-04-20	2012-06-28
				RO	2012-06-28	2014-10-02
82	Leung, Wai Ming (SFC:ACC582) 梁偉明			Rep	2010-04-07	2011-01-22
83	Leung, Wing Choi 梁永才			Rep	2009-08-19	2012-01-06
84	Li, Ding (SFC:AZB284) 李頂			Rep	2012-02-20	2013-02-25
85	Li, Jia (SFC:AWQ113) 李佳			Rep	2011-01-13	2011-09-23
86	Li, Qian (SFC:ARI666) 酈千			Rep	2009-06-09	2010-01-19
87	Li, Xiaoxiao (SFC:AYP082) 李肖肖			Rep	2011-12-05	2012-03-09
				RO	2012-03-09
88	Li, Xingwen 李興文			Rep	2014-01-09	2019-08-14
89	Li, Ying (SFC:AUG645) 李鷹	43	M	RO	2011-08-24	2014-12-01
90	Li, Ying (SFC:BCC114) 李穎			Rep	2013-10-17	2015-10-09
91	Liang, Shang Xian 梁尚賢		M	Rep	2009-05-15	2010-11-27
92	Liao, Genghua 廖耿華			Rep	2012-02-10	2017-12-15
93	Lin, Ting Pong 連庭邦			Rep	2011-05-26	2012-01-20
94	Liu, Liang (SFC:BBS596) 劉亮			Rep	2013-09-02	2016-05-24
95	Liu, Yu (SFC:AYH745) 劉煜			Rep	2012-12-05	2014-06-11
96	Lo, Dickson Tat San 羅達生		M	Rep	2014-11-20	2016-01-13
97	Lo, John Wai Tung 盧衛東	46	M	Rep	2009-05-06	2009-06-25
				RO	2009-06-25	2010-07-06
98	Lo, Wai Hung (SFC:AVD807) 盧偉雄			Rep	2010-06-08	2013-01-12
99	Lu, Yi (SFC:AVE820) 盧軼			Rep	2012-12-05	2017-06-19
100	Lui, Tak Yan 呂德仁			RO	2012-02-15	2012-07-31
101	Lui, Wai Yip 呂偉業			Rep	2009-06-08	2011-11-16
102	Lui, Yee For 呂以科			Rep	2009-05-25	2012-03-30
103	Luk, Siu Yin 陸小燕			Rep	2010-05-13	2012-04-02
104	Luo, Yixin 羅藝鑫			Rep	2014-09-26	2018-06-08
105	Ma, Dick Tor Fuk 馬多福		M	RO	2008-11-14	2011-02-23
106	Ma, Ding (SFC:BBS691) 馬丁			Rep	2013-08-14	2015-12-09
107	Ma, Dongjun (SFC:AME464) 馬東軍			RO	2012-02-15	2013-04-12
108	Ma, Shiding 馬世鼎			Rep	2012-12-05	2015-08-17
109	Ma, Yunpeng 馬云鵬			Rep	2014-01-09	2014-09-12
110	Melvin Yip, Yang Joon 葉仰閏			Rep	2012-12-05	2018-01-18
111	Meng, Bingyu 孟冰玉			Rep	2011-01-24	2013-12-14
112	Mok, Kin Wai 莫建偉			Rep	2009-05-15	2009-06-25
				RO	2009-06-25	2010-07-19
113	Mu, Xiao 穆曉			Rep	2011-01-24	2013-12-14
114	Ng, Kee Yee 吳紀宜			Rep	2009-12-18	2012-02-10
115	Ning, Richard		M	Rep	2009-10-29	2010-08-16
116	On, Tai Tin (SFC:AXF637) 安大天			Rep	2012-11-26	2017-01-31
117	Pan, Jin (SFC:AVV688) 潘瑾			Rep	2010-09-03	2011-04-29
118	Pang, Man Cheong 彭文鏘			Rep	2014-11-03
119	Pang, Siu Kwong 龐紹光			Rep	2010-01-20	2010-11-06
120	Pazienza, Mariapia			Rep	2009-10-12	2011-01-31
121	Pun, Gary Kai Tai 潘啟泰		M	Rep	2009-04-27	2013-09-04
				RO	2013-09-04	2018-05-31
122	Sam, Kwok Hong 岑國洪			Rep	2010-03-16	2010-06-25
123	Shi, Linda Pui Sha 施珮莎		F	Rep	2014-07-22	2016-08-19
124	Shi, Ye (SFC:BCN600) 施曄			Rep	2014-01-21	2018-02-28
125	So, Shun Tak 蘇淳德			Rep	2009-06-15	2009-07-14
126	So, Wai 蘇慧	29	F	Rep	2011-08-01	2012-10-31
127	Song, Zhengtang 宋正堂			Rep	2012-04-12	2014-10-31
128	Sun, Hanyue 孫含越			Rep	2014-01-21	2015-08-26
129	Sun, Wei (SFC:AVI019) 孫偉	36	M	RO	2012-02-15	2012-07-13
130	Sun, Yi (SFC:BCC489) 孫毅			Rep	2014-01-09	2014-02-15
131	Tam, Aleck Lik Wai 譚力維			Rep	2010-11-24	2011-04-07
132	Tam, Hoi Wai 譚凱惠			Rep	2009-05-04	2009-07-18
133	Tan, Derrick Wie Hon 陳威雄		M	Rep	2009-04-27	2009-10-29
134	Tang, Eric Kiu Fung 鄧翹鋒		M	Rep	2012-04-23	2015-03-16
135	Tik, Sau Lan 狄秀蘭			Rep	2011-06-20	2014-08-06
136	To, Chun Sing 涂振聲			Rep	2014-01-09	2019-08-14
137	To, Freeman Siu Hung 杜嘯鴻			Rep	2009-08-21	2012-08-10
138	Toh, Swee Yow 杜瑞游			Rep	2009-05-05	2010-05-27
				RO	2010-05-27	2019-07-31
139	Tsoi, Yuen Kam 蔡炫金			Rep	2011-06-13	2012-04-11
140	Wai, Lai Man (SFC:AFU670) 衛麗雯			Rep	2009-06-10	2013-04-17
141	Wan, Joseph Jason 尹宸賢	42	M	Rep	2012-02-22	2013-04-12
142	Wang, Hua (SFC:AXH317) 王華			Rep	2012-02-16	2012-06-24
143	Wang, Lei (SFC:ATV187) 王磊			RO	2012-02-15	2015-10-02
144	Wang, Wanyi 王菀宜			Rep	2014-01-09	2015-06-03
145	Wang, Wei (SFC:AQQ732) 王惟			Rep	2011-05-17	2012-07-25
146	Wang, Zhonghe 王仲何	53	M	RO	2012-03-13	2016-04-15
147	Wen, Hong 聞宏			RO	2013-09-04	2016-07-15
148	Wong, Chi Ching (SFC:AGJ939) 黃智清			Rep	2009-06-10	2012-04-12
149	Wong, Chun Wai (SFC:AQI898) 黃俊威			Rep	2009-09-15	2012-05-28
150	Wong, Fred Wai Cheong 王偉昌			Rep	2011-06-13	2011-11-15
151	Wong, Joanna Kwan 王筠		F	Rep	2010-03-02	2011-07-06
152	Wong, Joseph (SFC:AXG860) 黃致聰		M	RO	2012-02-15	2012-09-17
				Rep	2012-09-17	2013-07-13
153	Wong, Mang Nam 王萌南			Rep	2009-05-15	2010-01-16
154	Wong, Pak Kan 王柏勤			Rep	2011-06-03	2012-08-10
155	Wong, Pui Pui (SFC:AOX914) 王蓓蓓			Rep	2010-03-02	2010-04-08
156	Wong, Vincent Wing Hoo 黃永浩		M	Rep	2013-09-09	2013-09-26
				RO	2013-09-26
157	Wong, Yuk Fai (SFC:ATS542) 黃旭輝			Rep	2009-09-11	2010-05-08
158	Wu, Gang (SFC:ACO850) 吳剛			Rep	2012-03-14	2012-05-22
				RO	2012-05-22	2012-10-31
				Rep	2012-10-31	2013-06-10
159	Wu, Man (SFC:AWH055) 吳曼			Rep	2010-11-10	2011-11-18
160	Wu, Pei Shan 吳沛珊			Rep	2012-03-20	2012-07-25
				RO	2012-07-25	2014-10-03
161	Wu, Zishan 吳紫珊			Rep	2009-08-10	2012-04-02
162	Xi, Yue 席悅			Rep	2011-04-18	2013-09-12
163	Xu, Jing (SFC:AYY708) 徐婧			Rep	2012-02-10	2014-12-31
164	Yang, Minmin 楊旻旻			Rep	2014-08-18	2014-09-17
165	Yang, Rui (SFC:ALG051) 楊瑞		M	Rep	2012-02-17	2012-02-29
166	Yang, Wu-Kuang 楊武光			Rep	2012-05-14	2014-05-10
167	Yang, Xiaojing (SFC:AWN157) 楊曉靜			Rep	2010-12-20	2014-09-02
168	Yang, Yingqiu 楊影秋			Rep	2010-09-07	2012-04-13
169	Yau, Chuen Lok 丘傳樂			Rep	2014-11-12	2015-07-06
170	Yau, Ka Hei (SFC:ARG523) 游嘉熙			Rep	2009-10-13	2012-03-16
171	Ye, Nisha 葉妮莎			Rep	2012-02-10	2014-12-31
172	Ye, Weidong 叶衛東			Rep	2010-05-27	2012-08-13
				RO	2012-08-13	2015-05-31
173	Yeung, Chor Fung 楊楚鋒			Rep	2010-05-24	2012-04-12
174	Yeung, Eric Sau San 楊秀臣		M	Rep	2014-04-17	2014-05-23
				RO	2014-05-23	2020-09-03
175	Yeung, Ham 楊涵			Rep	2009-07-28	2010-06-17
				RO	2010-06-17	2011-01-04
176	Yeung, Yan (SFC:BAD620) 楊昕			Rep	2012-09-04	2013-07-18
177	Yip, Ka Lung 葉家龍			Rep	2009-03-16	2009-05-05
				RO	2009-05-05	2009-08-13
178	Yip, Siu Ling (SFC:ACR509) 葉少鈴			Rep	2009-05-07	2011-05-03
179	You, Na (SFC:BCF979) 尤娜			Rep	2014-01-09	2015-06-30
180	Yu, Hong (SFC:AJF555) 余宏	60	M	RO	2011-09-27	2013-01-07
181	Yu, Shuk Mei 余淑美			Rep	2010-07-05	2010-11-04
182	Yuan, Zhi Cheng 袁志成			Rep	2014-01-09	2014-09-22
				RO	2014-09-22	2015-08-16
183	Zhang, Bo (SFC:AXS400) 張博			Rep	2011-07-27	2014-07-22
184	Zhang, Cheng (SFC:AYM141) 章程			Rep	2013-10-25	2014-11-13
185	Zhang, Jianli (SFC:AZJ205) 張健麗			Rep	2012-04-25	2013-01-10
186	Zhang, Weirong (SFC:AUH920) 張偉榮			Rep	2009-12-09	2011-05-20
187	Zhou, Shuyi 周舒怡			Rep	2013-04-09	2015-12-04
188	Zhu, Jiming 朱繼明			Rep	2012-12-05	2017-09-07
189	Zuo, Linyuan 左邻源			Rep	2014-01-09	2014-11-16

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