DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Blanchard, Dominique Jean Rene | Rep | 2011-04-14 | 2012-12-20 | ||
| 2 | Chan, Chun Chung (SFC:AEQ936) 陳振聰 | RO | 2007-10-10 | 2015-01-12 | ||
| 3 | Chan, Flora Wing Shuen 陳穎璇 | F | Rep | 2011-12-13 | 2013-11-13 | |
| 4 | Chan, Julia Wai Nga 陳慧雅 | F | Rep | 2010-11-02 | 2013-11-13 | |
| 5 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | RO | 2007-02-15 | 2015-01-12 | ||
| 6 | Chan, Ronnie Kin Yu 陳建宇 | M | Rep | 2004-09-08 | 2014-01-16 | |
| 7 | Chan, Sharon Yuen Ting 陳婉婷 | F | Rep | 2010-11-02 | 2012-03-23 | |
| 8 | Chan, Yuk Bing 陳玉冰 | Rep | 2010-11-02 | 2012-03-16 | ||
| 9 | Cheng, Man Chi (SFC:AGC897) 鄭敏芝 | Rep | 2006-05-08 | 2015-01-12 | ||
| 10 | Cheung, Siu Kiu 張小喬 | Rep | 2010-11-02 | 2013-11-13 | ||
| 11 | Cheung, Terence Ching Leung 張正樑 | M | RO | 2004-09-09 | 2012-07-25 | |
| 12 | Chua, David Jun Hao 蔡俊豪 | M | Rep | 2011-04-18 | 2012-02-18 | |
| 13 | Chung, Philip Ching Kei 鍾正祺 | M | Rep | 2010-11-02 | 2016-01-01 | |
| 14 | Dobkins, Spencer Darryl | M | Rep | 2010-11-02 | 2012-10-10 | |
| 15 | Feschet, Boris Xavier | M | Rep | 2011-03-14 | 2012-03-20 | |
| 16 | France, Roy | M | Rep | 2005-10-17 | 2012-10-10 | |
| 17 | Gupta, Niraj Mahendra | Rep | 2011-05-11 | 2012-06-21 | ||
| 18 | Horiai, Koji 堀合晃嗣 | Rep | 2011-05-24 | 2012-01-07 | ||
| 19 | Hwang, Jae Hoon | Rep | 2011-05-24 | 2012-06-21 | ||
| 20 | Jenn, Marc Steven | M | Rep | 2008-11-27 | 2013-11-13 | |
| 21 | Key, John Richard | M | Rep | 2010-11-02 | 2013-05-17 | |
| 22 | Kim, Bansuk | Rep | 2011-05-30 | 2012-09-08 | ||
| 23 | Lam, Joyce Lok Yee 林樂怡 | F | Rep | 2010-11-02 | 2015-03-09 | |
| 24 | Leung, Yuk Yee Patricia 梁玉儀 | Rep | 2011-05-24 | 2012-06-21 | ||
| 25 | Li, Kathy (SFC:AGW424) 李嘉怡 | F | Rep | 2010-11-02 | 2012-06-20 | |
| 26 | Liu, Yang (SFC:AXD891) 劉洋 | Rep | 2011-04-21 | 2013-09-28 | ||
| 27 | Lo, Kit Lan 羅潔蘭 | Rep | 2010-11-02 | 2012-06-20 | ||
| 28 | Lo, Shih-Hung 羅仕泓 | Rep | 2010-11-20 | 2012-05-05 | ||
| 29 | Ng, Lap Fung 伍立峯 | Rep | 2010-11-02 | 2012-02-18 | ||
| 30 | Oka, Hironori | RO | 2011-06-20 | 2016-03-31 | ||
| 31 | Sarkis, David | M | Rep | 2010-11-20 | 2012-03-22 | |
| 32 | Souleyman, Jan | Rep | 2011-04-27 | 2013-11-13 | ||
| 33 | Symoens, Michiel | Rep | 2010-11-02 | 2012-02-18 | ||
| 34 | Tikhomiroff, Cyril | M | Rep | 2011-05-24 | 2012-12-22 | |
| 35 | Ting, Fu Wah 丁富華 | Rep | 2008-01-07 | 2015-10-01 | ||
| 36 | Urata, Yoshio | RO | 2011-04-06 | 2012-03-31 | ||
| 37 | Wan, Katie Chee Lai 溫子麗 | Rep | 2010-11-02 | 2015-07-01 | ||
| 38 | Watanabe, Naoki (SFC:AQD803) | Rep | 2010-11-02 | 2012-10-10 | ||
| 39 | Wong, Andy Jinrong 黃金融 | Rep | 2011-01-04 | 2012-02-17 | ||
| 40 | Wong, Ivan Sze Yuen 王士元 | M | Rep | 2008-01-30 | 2013-08-02 | |
| 41 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | Rep | 2009-03-16 | 2016-01-01 | |
| 42 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | Rep | 2010-11-02 | 2013-06-21 | ||
| 43 | Woo, Maggie Ching Han 胡靜嫻 | F | Rep | 2010-11-02 | 2013-11-13 | |
| 44 | Yeo, Keng Chun 楊慶春 | Rep | 2008-04-08 | 2014-09-26 | ||
| 45 | Yip, Abbie Man Yan 葉文炘 | Rep | 2010-11-29 | 2013-11-13 | ||
| 46 | Yokosuka, Takashi 橫須賀 | Rep | 2010-12-01 | 2012-04-06 | ||
| 47 | Yuen, Ka Lai 阮嘉麗 | Rep | 2010-11-02 | 2013-11-13 |
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