Cowen Structured Products Hong Kong Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	Role	From	Until
1	La Branche Iv, George Michel Lucien		M	RO	2010-01-29	2011-11-30
2	Mann, David Isaac		M	RO	2006-10-20	2009-06-17
				Rep	2009-06-17	2009-07-21
3	Mok, Hoi Chung 莫海忠			RO	2006-10-20	2007-03-09
4	Moore, Ross James		M	RO	2008-01-18	2009-10-20
5	Saari, Raino Allen			RO	2009-03-02	2011-11-30

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