LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Bowmer Iii, William Sterett M Rep 2004-07-23
2 Chan, Shirley Mei Fung 陳美鳳 F Rep 2008-09-29
3 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 Rep 2008-09-29
4 Fok, Kee Hung 霍基雄 Rep 2007-08-29
5 Highfield, Tucker Montana Rep 2003-04-16 2004-05-25
6 Kee, Tang Seng Rep 2003-08-20 2006-04-10
7 Koh, Poh Soon (SFC:ACJ606) Rep 2003-04-22
8 Lai, Wai Tsz 黎慧慈 Rep 2003-10-13 2007-05-14
9 Lam, David Tai Yuen 林大源 M Rep 2006-03-28
10 Lance, Robert Waldo M Rep 2003-04-23 2003-12-12
RO 2003-12-12 2004-07-11
11 Lee, Edward Yuan Tse 李淵智 M Rep 2005-06-29
12 Mar, Johnson M RO 2008-09-29
13 O'Meara, Christopher James Sidney M Rep 2003-04-24 2006-04-28
14 Paine, David L M Rep 2008-09-29
15 Penton, Dominic Jon (SFC:ABM263) M RO 2003-09-04
Rep 2003-09-10 2004-03-15
16 Poon, Kenneth Sin Ming 潘羨明 M Rep 2003-10-09
17 Sweeney, Kirk Chester M RO 2008-09-29
18 Ventouras, Alexis 36 M Rep 2003-08-06
19 Watson, Alan James David 45 M Rep 2003-08-09
20 Yuen, Hoi See 袁凱詩 Rep 2004-07-21

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