Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | Rep | 2011-10-06 | 2011-11-04 | ||
| RO | 2011-11-04 | 2015-02-27 | ||||
| Rep | 2015-02-27 | 2015-06-08 | ||||
| 2 | Ao, Man 敖曼 | Rep | 2017-05-25 | 2018-03-01 | ||
| 3 | Au Yeung, Doris | F | Rep | 2014-10-10 | 2015-09-17 | |
| 4 | Bai, Huizi (SFC:BLP020) 白惠子 | Rep | 2017-12-18 | 2019-05-17 | ||
| 5 | Ban, Lena Sui Lyn | F | Rep | 2011-11-05 | 2018-08-06 | |
| 6 | Boyer, Jason Jon | 49 | M | Rep | 2011-10-04 | 2011-11-16 |
| RO | 2011-11-16 | 2015-04-08 | ||||
| 7 | Brown, Martyn Roger | M | Rep | 2012-04-27 | 2014-05-01 | |
| 8 | Cai, Hua (SFC:BHZ819) 蔡華 | Rep | 2016-08-23 | 2018-11-15 | ||
| 9 | Capace, Max Anthony | M | Rep | 2014-09-19 | 2016-07-12 | |
| 10 | Chan, Cheuk Wing (SFC:BBU902) 陳卓榮 | Rep | 2015-09-02 | 2018-03-21 | ||
| 11 | Chan, Derrick (SFC:BDE476) 陳是誠 | M | Rep | 2017-08-22 | 2018-06-15 | |
| 12 | Chan, Kitty Kit Yee 陳潔儀 | F | Rep | 2008-02-23 | ||
| 13 | Chan, Kwok Keung (SFC:ACD404) 陳國強 | Rep | 2003-10-15 | |||
| RO | 2003-10-15 | 2008-07-01 | ||||
| 14 | Chan, Philip Chi Leung 陳子樑 | M | Rep | 2017-03-30 | 2017-06-09 | |
| RO | 2017-06-09 | 2017-06-30 | ||||
| 15 | Chan, Po Po Kam 陳寶琴 | 45 | F | RO | 2010-12-15 | 2012-04-30 |
| 16 | Chan, Samuel Ting Fung 陳霆峰 | M | Rep | 2012-03-07 | 2013-05-03 | |
| 17 | Chan, Sung Wai 陳崇煒 | 69 | M | Rep | 2009-04-15 | 2012-04-25 |
| 18 | Chan, Wai Ming (SFC:ABY549) 陳偉明 | Rep | 2007-08-15 | |||
| 19 | Cheng, Ho Ming (SFC:BCQ328) 鄭浩明 | Rep | 2016-12-13 | 2017-03-03 | ||
| 20 | Cheng, Stephen Lai Hung 鄭禮鴻 | M | Rep | 2003-09-25 | ||
| RO | 2003-09-25 | 2008-02-23 | ||||
| 21 | Cheung, Fung Cheung 張鳳翔 | Rep | 2003-10-15 | |||
| 22 | Cheung, Yiu Chiu 張耀超 | Rep | 2009-05-29 | |||
| 23 | Chin, Man Yi 錢敏怡 | Rep | 2017-03-23 | 2018-06-12 | ||
| 24 | Chow, Emily Kwun Yue 周琨如 | F | Rep | 2015-09-23 | 2018-01-29 | |
| 25 | Chow, Fuk Wai 周福慧 | 39 | F | Rep | 2011-10-18 | 2015-09-25 |
| 26 | Choy, Sze Wai (SFC:BDM840) 蔡思慧 | Rep | 2017-09-21 | 2017-10-09 | ||
| 27 | Chui, Lap Pan 徐立斌 | Rep | 2016-07-27 | 2018-06-15 | ||
| 28 | Cui, Xinyuan (SFC:BGI902) 崔馨元 | Rep | 2015-10-15 | 2019-09-11 | ||
| 29 | Ding, Nan (SFC:BDX264) 丁楠 | Rep | 2014-08-05 | 2016-01-04 | ||
| 30 | Ding, Xiaoxi 丁曉夕 | Rep | 2016-11-11 | 2018-10-12 | ||
| 31 | Dong, Na 董納 | Rep | 2016-06-29 | 2020-04-01 | ||
| 32 | Fan, Charles Chi Yuen 樊志遠 | 43 | M | Rep | 2011-12-12 | 2014-07-21 |
| 33 | Goldman, David (SFC:BBX563) | M | Rep | 2013-09-19 | 2016-02-02 | |
| 34 | Gray, Jeremy Robin 謝濬安 | M | Rep | 2014-01-15 | 2014-12-30 | |
| 35 | Ha, Steve Wai Cheung 夏偉祥 | M | Rep | 2013-04-19 | 2015-12-21 | |
| RO | 2015-12-21 | 2017-01-06 | ||||
| 36 | Hamilton, Robert Anthony | M | Rep | 2012-03-12 | 2014-07-07 | |
| 37 | Har-Even, Itamar | Rep | 2011-11-02 | 2014-08-13 | ||
| RO | 2014-08-13 | 2015-04-21 | ||||
| 38 | He, Kai (SFC:BLD346) 賀凱 | Rep | 2017-10-10 | 2018-04-24 | ||
| 39 | He, Kevin | M | Rep | 2014-04-17 | 2014-12-30 | |
| 40 | He, Wei (SFC:BAK475) 何蔚 | Rep | 2012-11-05 | 2017-01-27 | ||
| 41 | Henke Von Parpart, Uwe | Rep | 2011-09-30 | 2011-11-10 | ||
| RO | 2011-11-10 | 2016-03-01 | ||||
| 42 | Ho, Ka Ho (SFC:BDW690) 何嘉豪 | Rep | 2016-04-26 | 2020-06-07 | ||
| 43 | Ho, Teresa Ching Man 何靜文 | F | Rep | 2012-07-31 | 2018-01-29 | |
| 44 | Hoegee, Brian Richard | M | Rep | 2012-06-19 | 2014-03-01 | |
| 45 | Hui, Kam Lee 許錦利 | Rep | ||||
| 46 | Hung, Kwong Ngai 洪岡藝 | Rep | 2014-07-18 | 2015-12-17 | ||
| RO | 2015-12-17 | 2017-01-06 | ||||
| 47 | Hung, Ling Fai 孔令輝 | Rep | 2011-10-31 | 2018-03-26 | ||
| 48 | Jiang, Ye 蔣燁 | Rep | 2011-11-29 | 2012-09-30 | ||
| 49 | Jin, Yuanjie 金元杰 | Rep | 2017-10-16 | 2018-01-25 | ||
| 50 | Joseph, Michael Eric | M | Rep | 2012-02-28 | 2012-05-28 | |
| RO | 2012-05-28 | 2015-04-21 | ||||
| 51 | Ko, Samantha Wing Yan 高穎欣 | 38 | F | Rep | 2012-07-19 | 2014-12-02 |
| 52 | Koh, Peter Kwing Chang 許宏昌 | 72 | M | RO | 2008-11-14 | 2010-10-31 |
| 53 | Ku, Lawrence James Sau Shan 顧受山 | 49 | M | Rep | 2013-01-17 | 2015-05-29 |
| 54 | Kwan, Angelina Agnes 關蕙 | 51 | F | RO | 2010-09-28 | 2013-01-25 |
| 55 | Kwan, Wing Hang (SFC:BAJ599) 關榮亨 | Rep | 2012-10-30 | 2016-05-12 | ||
| RO | 2016-05-12 | 2017-06-04 | ||||
| 56 | La Rocca, Daniel Anthony Jr | M | Rep | 2011-10-10 | 2013-08-16 | |
| 57 | Lahiri, Prithvijit 溥瑞思 | Rep | 2013-03-27 | 2014-08-07 | ||
| 58 | Lam, Man Kit (SFC:BHW802) 林文傑 | Rep | 2016-08-09 | 2019-01-31 | ||
| 59 | Lam, Tsz Chun (SFC:BBQ049) 林子俊 | Rep | 2017-07-12 | 2017-09-21 | ||
| RO | 2017-09-21 | 2017-12-31 | ||||
| 60 | Lau, Kenneth Kin On 劉健安 | M | Rep | 2005-04-19 | ||
| 61 | Lau, Lucia Tak Yee 劉德怡 | F | Rep | 2017-07-31 | 2019-06-21 | |
| 62 | Lee, Faith Ming Yin 李銘賢 | 45 | F | Rep | 2004-03-29 | |
| 63 | Leung, Catherine Ching Wan 梁靜筠 | F | Rep | 2003-11-10 | ||
| 64 | Leung, Fiona Man Yee 梁文怡 | F | Rep | 2014-01-14 | 2016-06-13 | |
| 65 | Leung, Hoi Tung 梁凱同 | Rep | 2009-12-09 | 2015-03-24 | ||
| 66 | Li, Heng (SFC:BEA213) 李恒 | Rep | 2014-08-18 | 2016-10-31 | ||
| 67 | Li, Ting (SFC:AOX306) 李婷 | 44 | F | RO | 2015-12-15 | 2020-01-22 |
| 68 | Li, Xiaofei (SFC:BEI897) | Rep | 2014-10-27 | 2016-02-02 | ||
| 69 | Li, Yuan (SFC:AUN720) 李瑗 | Rep | 2016-05-11 | 2016-08-10 | ||
| RO | 2016-08-10 | 2019-01-31 | ||||
| 70 | Lian, Pengfei 连鹏飞 | Rep | 2017-12-13 | 2018-04-28 | ||
| 71 | Liao, Yee Ching 廖義禎 | Rep | 2015-10-20 | 2020-11-22 | ||
| 72 | Lin, Jiusong 林久淞 | Rep | 2016-08-25 | 2016-09-05 | ||
| 73 | Lin, Tianru 林天儒 | Rep | 2009-03-23 | 2012-10-09 | ||
| 74 | Lowe, Norman C. 勞樹源 | M | RO | 2004-03-08 | ||
| 75 | Lu, You 魯由 | Rep | 2015-03-18 | 2015-11-24 | ||
| 76 | Luk, Wai Yip 陸偉業 | Rep | 2014-06-18 | 2018-05-08 | ||
| 77 | Luo, Weiqing 羅偉卿 | Rep | 2016-12-19 | 2018-09-30 | ||
| 78 | Ma, Lai Mei 馬麗眉 | Rep | 2012-07-26 | 2016-08-02 | ||
| 79 | Ma, Ruosi 馬若思 | Rep | 2017-08-17 | 2019-08-02 | ||
| 80 | Mackay, Tristan Scott | M | Rep | 2014-04-14 | 2014-07-21 | |
| 81 | Maguire, John Martin 麥若航 | 53 | M | Rep | 2011-10-03 | 2011-11-07 |
| RO | 2011-11-07 | 2018-04-08 | ||||
| 82 | Mak, Yin Ping (SFC:AGC695) 麥賢平 | Rep | 2011-10-04 | 2018-07-12 | ||
| 83 | Mao, Xinkai 毛新凱 | Rep | 2016-06-03 | 2018-04-06 | ||
| 84 | McGonegal, Brett Alexander | 45 | M | Rep | 2011-10-03 | 2011-11-11 |
| RO | 2011-11-11 | 2016-02-02 | ||||
| 85 | Meredith, Robyn Bradsher | Rep | 2013-08-20 | 2014-12-30 | ||
| 86 | Mitchell, Patrick Callahan | M | Rep | 2011-10-10 | 2013-04-30 | |
| 87 | Mullins, Andrew Arthur Robert | M | Rep | 2014-01-09 | 2015-02-16 | |
| 88 | Ng, Ching Yuen 吳清遠 | Rep | 2016-02-25 | 2018-09-30 | ||
| 89 | Ng, Lai Kwan (SFC:AGK856) 吳麗群 | Rep | 2005-02-01 | |||
| 90 | Ng, Yin Tsang 吳彥錚 | RO | 2003-08-30 | |||
| 91 | Ngai, Yan Hoo 倪恩浩 | Rep | 2013-12-18 | |||
| 92 | Peng, Han (SFC:BIS046) 彭晗 | Rep | 2016-12-13 | 2017-08-11 | ||
| 93 | Price, Ryan Daniel | M | Rep | 2013-12-03 | 2016-02-02 | |
| 94 | Pun, Kai Cheung 潘啟祥 | Rep | 2012-11-28 | 2014-01-02 | ||
| 95 | Raphael Ilitzky, Ladislao Shlomo 榮志朗 | Rep | 2012-08-02 | 2013-02-18 | ||
| 96 | Ronis, Kristaps | Rep | 2014-09-02 | 2014-12-30 | ||
| 97 | Song, Jiali (SFC:AYE293) 宋嘉麗 | Rep | 2012-11-01 | 2014-04-23 | ||
| 98 | Starr, Michael Lewis | M | Rep | 2013-03-08 | 2013-10-18 | |
| 99 | Sze-To, Winston 司徒治權 | M | Rep | 2006-03-22 | ||
| RO | 2006-03-22 | 2017-01-06 | ||||
| 100 | Szeto, Pui Yee June 司徒貝頤 | Rep | 2016-08-29 | 2016-10-01 | ||
| 101 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | Rep | 2012-10-05 | 2014-12-30 | ||
| 102 | Tang, Hui (SFC:BJW834) 湯暉 | Rep | 2017-11-22 | 2019-07-23 | ||
| 103 | Tian, Fengcheng 田峰誠 | Rep | 2017-05-26 | 2017-08-10 | ||
| 104 | Tong, Cheuk Fu Jeffery 湯卓夫 | Rep | 2017-10-10 | 2020-04-15 | ||
| 105 | Tze, Kan Fat 謝勤發 | 44 | M | Rep | 2011-12-21 | 2011-12-23 |
| RO | 2011-12-23 | 2018-02-28 | ||||
| 106 | Wan, Chalk Yin 溫卓賢 | Rep | 2014-08-13 | 2015-07-03 | ||
| 107 | Wang, Chih Hsiang 王致翔 | Rep | 2012-03-26 | 2012-04-19 | ||
| RO | 2012-04-19 | 2016-09-15 | ||||
| 108 | Wang, Jiyu (SFC:ASH808) 王驥宇 | Rep | 2016-08-10 | 2016-10-03 | ||
| RO | 2016-10-03 | 2018-09-30 | ||||
| 109 | Wang, Xiaofan (SFC:ATR687) 王曉帆 | RO | 2016-12-05 | 2019-12-13 | ||
| 110 | Welch, David John Jr | M | Rep | 2012-12-05 | 2014-03-06 | |
| RO | 2014-03-06 | 2016-02-02 | ||||
| 111 | Wen, Jie (SFC:BLM870) 文洁 | Rep | 2017-12-18 | 2018-11-23 | ||
| 112 | Weng, Fang 翁放 | Rep | 2017-12-11 | 2018-06-01 | ||
| 113 | Whittingham, John David Carlisle Michael 王大偉 | M | Rep | 2013-11-26 | 2016-02-02 | |
| 114 | Wong, Chor Yee 王楚儀 | Rep | 2004-08-23 | 2005-01-05 | ||
| 115 | Wong, Sor Ying 王疏影 | Rep | 2016-03-08 | 2016-11-03 | ||
| RO | 2016-11-03 | 2018-11-25 | ||||
| 116 | Xu, Xu (SFC:AVL306) 許煦 | Rep | 2016-11-04 | 2019-10-31 | ||
| 117 | Xu, Yani (SFC:BIR465) 徐雅妮 | Rep | 2016-12-06 | 2017-08-09 | ||
| 118 | Xu, Yinqing 徐引擎 | Rep | 2017-08-30 | 2018-01-05 | ||
| 119 | Yan, Jing (SFC:BAB590) 嚴靜 | Rep | 2017-10-10 | 2021-06-14 | ||
| 120 | Yen, Charlotte Sau Fan 任秀芬 | F | Rep | 2011-11-29 | 2012-03-06 | |
| RO | 2012-03-06 | 2019-01-01 | ||||
| 121 | Yick, Ho Chuen 易浩泉 | RO | 2016-11-22 | 2019-11-04 | ||
| 122 | Yin, Li (SFC:BHI173) 尹莉 | Rep | 2017-04-26 | 2018-09-12 | ||
| 123 | Yip, Chung Leung 葉仲量 | Rep | 2012-10-08 | 2013-05-10 | ||
| 124 | Yip, Ha Yee 葉夏儀 | RO | 2003-10-31 | 2005-08-19 | ||
| 125 | Yiu, Chun Nam 姚鎮南 | Rep | 2005-01-01 | |||
| 126 | Yuan, Chun (1969) 袁春 | 48 | M | Rep | 2011-09-14 | 2013-03-31 |
| 127 | Zhang, Junhui (SFC:BFA350) 張君慧 | Rep | 2017-03-14 | 2018-07-08 | ||
| 128 | Zhang, Letian (SFC:BJI768) 張樂天 | Rep | 2017-04-07 | 2017-07-14 | ||
| 129 | Zhang, Lin (SFC:BBC904) 張琳 | Rep | 2013-04-10 | 2014-03-01 | ||
| 130 | Zhang, Tianyi (SFC:BGQ732) 張天一 | Rep | 2017-04-13 | 2019-05-24 | ||
| 131 | Zhang, Xinyu (SFC:AQS183) 張新宇 | 57 | M | Rep | 2008-06-26 | 2008-12-29 |
| RO | 2008-12-29 | 2012-05-31 | ||||
| 132 | Zhang, Yiping (SFC:BJB708) 張熠平 | Rep | 2017-02-20 | 2017-03-15 | ||
| 133 | Zhou, Daochuan 周道傳 | RO | 2017-01-18 | 2018-06-01 | ||
| 134 | Zhou, Suyang (SFC:BEB412) 周蘇揚 | Rep | 2014-08-28 | 2017-03-28 | ||
| 135 | Zhu, Yali 朱亞莉 | Rep | 2017-09-21 | 2018-01-22 | ||
| 136 | Zolad, Bryan Christopher | M | Rep | 2013-02-27 | 2015-02-27 |
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