NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-07-21 | ||
| 2 | Bradshaw, Stephanie 李婉青 | F | Rep | 2008-12-10 | 2009-05-05 | |
| 3 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
| 4 | Chen, Chengze | Rep | 2008-12-08 | 2012-08-25 | ||
| 5 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-05-05 | |
| 6 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
| 7 | Chui, Chi-Sun 徐志真 | Rep | 2008-12-15 | 2009-10-10 | ||
| 8 | Chulani, Rohit Madan Mohan | Rep | 2008-12-10 | 2009-04-08 | ||
| 9 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-11-26 | 2012-12-09 | ||
| 10 | Di Iorio, Michael Anthony | M | Rep | 2008-12-15 | 2009-11-23 | |
| 11 | Fukuta, Yoshihiro 福田吉洋 | RO | 2008-08-28 | 2009-04-23 | ||
| 12 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-09-01 | |
| 13 | Gupta, Rahul (SFC:AGZ998) | Rep | 2008-12-10 | 2009-04-08 | ||
| 14 | Ho, Arion Man Yiu 何汶叡 | Rep | 2008-12-08 | 2009-10-24 | ||
| 15 | Kee, Tang Seng | Rep | 2008-12-10 | 2009-04-08 | ||
| 16 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 17 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-05-13 | ||
| 18 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2012-08-09 | |
| 19 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 27 | M | Rep | 2008-12-08 | 2013-02-16 |
| 20 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-06-12 | |
| 21 | Liu, King Wai 劉勁威 | Rep | 2010-05-12 | |||
| 22 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 23 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2012-06-06 | |
| 24 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-04-17 | ||
| 25 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
| 26 | Omoto, Atsushi | Rep | 2008-12-10 | 2009-09-14 | ||
| 27 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2004-11-29 | 2009-04-30 | |
| 28 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-11-24 | |
| 29 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
| 30 | Siow, Lian Meng 蕭連銘 | Rep | 2008-12-15 | 2009-08-08 | ||
| 31 | Striet, Jelper | Rep | 2008-12-10 | 2010-05-29 | ||
| 32 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
| 33 | Teraguchi, Tomoyuki | RO | 2005-02-02 | 2009-04-10 | ||
| 34 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-12-10 | 2009-04-08 | ||
| 35 | Warhurst, Paul Simon | M | Rep | 2008-11-26 | 2009-09-03 | |
| 36 | Watanabe, Kunio | RO | 2006-06-29 | 2009-04-20 | ||
| 37 | Wong, Andy Nam Fu 黃南富 | Rep | 2004-11-29 | 2009-05-14 | ||
| 38 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | Rep | 2008-12-10 | 2009-04-08 | ||
| 39 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2012-08-18 |
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