NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chiong, Sai Lung 張世龍 | Rep | 2004-11-29 | 2006-04-28 | ||
| 2 | Chung, Man Sun 鍾文燊 | Rep | 2008-12-10 | |||
| 3 | Go, Yoshinori 鄉喜順 | M | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | ||||
| 4 | Ichimura, Toru 市村亨 | Rep | 2004-12-09 | 2005-01-25 | ||
| RO | 2005-01-25 | 2006-07-24 | ||||
| 5 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-05-13 | ||
| 6 | Li, Ming (SFC:AMW601) 李明 | Rep | 2006-06-01 | 2008-08-08 | ||
| 7 | Liu, King Wai 劉勁威 | Rep | 2010-05-12 | |||
| 8 | Nakata, Yuji 中田裕二 | Rep | 2007-05-09 | 2007-10-15 | ||
| RO | 2007-10-15 | 2008-04-28 | ||||
| 9 | Ng, Wai Man (SFC:AAU344) 吳偉文 | Rep | 2008-12-12 | |||
| 10 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2004-11-29 | 2009-04-30 | |
| 11 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
| 12 | Teraguchi, Tomoyuki | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | ||||
| 13 | Tong, Yuk Sun 唐玉臣 | Rep | 2008-12-10 | |||
| 14 | Watanabe, Kunio | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | ||||
| 15 | Wong, Andy Nam Fu 黃南富 | Rep | 2004-11-29 | 2009-05-14 | ||
| 16 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2004-10-29 | 2007-07-07 | |
| 17 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2004-11-29 | ||
| 18 | Wong, William Koon Wei 黃觀威 | M | Rep | 2007-03-08 | 2008-12-10 | |
| 19 | Yajima, Akihiko 矢島明彥 | Rep | 2006-07-26 | 2008-07-30 | ||
| 20 | Yoshizawa, Noriyasu | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 |
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