NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Arora, Gaurav (SFC:APA737) | Rep | 2009-01-12 | 2012-06-28 | ||
| 2 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-07-21 | ||
| 3 | Bharti, Kirtes | Rep | 2009-01-14 | 2009-05-15 | ||
| 4 | Bradshaw, Stephanie 李婉青 | F | Rep | 2008-12-10 | 2009-05-05 | |
| Rep | 2009-10-12 | 2010-05-04 | ||||
| 5 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
| 6 | Burnes, Alexander Milligan | M | Rep | 2009-05-29 | 2011-08-17 | |
| 7 | Chen, Chengze | Rep | 2008-12-08 | 2012-08-25 | ||
| 8 | Cheng, Stephen Kwok Wai 鄭國偉 | 40 | M | Rep | 2008-12-10 | 2008-12-10 |
| 9 | Chiong, Sai Lung 張世龍 | Rep | 2004-11-29 | 2006-04-28 | ||
| 10 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-05-05 | |
| 11 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
| 12 | Chui, Chi-Sun 徐志真 | Rep | 2008-12-15 | 2009-10-10 | ||
| 13 | Chulani, Rohit Madan Mohan | Rep | 2008-12-10 | 2009-04-08 | ||
| 14 | Chung, Man Sun 鍾文燊 | Rep | 2008-12-10 | |||
| 15 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-11-26 | 2012-12-09 | ||
| 16 | Dadabhoy, Imran Sooleman | Rep | 2009-11-16 | 2010-05-21 | ||
| 17 | Di Iorio, Michael Anthony | M | Rep | 2008-12-15 | 2009-11-23 | |
| RO | 2009-11-23 | 2010-05-21 | ||||
| 18 | Fukuta, Yoshihiro 福田吉洋 | Rep | 2008-04-15 | 2008-08-28 | ||
| RO | 2008-08-28 | 2009-04-23 | ||||
| 19 | Garrett, Adam Guy Orlebar 蓋首男 | M | Rep | 2008-12-10 | 2008-12-10 | |
| 20 | Ghosh, Soujit | Rep | 2009-12-09 | 2011-11-12 | ||
| 21 | Go, Yoshinori 鄉喜順 | M | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | ||||
| 22 | Goodwin, Douglas Samuel | M | Rep | 2009-12-23 | 2012-07-31 | |
| 23 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-09-01 | |
| 24 | Gupta, Rahul (SFC:AGZ998) | Rep | 2008-12-10 | 2009-04-08 | ||
| 25 | Hemmings, Lee Kerry | RO | 2009-04-16 | 2011-11-01 | ||
| 26 | Ho, Arion Man Yiu 何汶叡 | Rep | 2008-12-08 | 2009-10-24 | ||
| 27 | Honda, Tsukasa | Rep | 2009-01-16 | 2011-12-19 | ||
| 28 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | Rep | 2009-11-02 | 2012-09-13 | |
| 29 | Ichimura, Toru 市村亨 | Rep | 2004-12-09 | 2005-01-25 | ||
| RO | 2005-01-25 | 2006-07-24 | ||||
| 30 | Kee, Tang Seng | Rep | 2008-12-10 | 2009-04-08 | ||
| 31 | Kotecha, Vikesh (SFC:AUA341) | M | Rep | 2009-10-29 | 2010-07-17 | |
| 32 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 33 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-05-13 | ||
| 34 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2012-08-09 | |
| 35 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 28 | M | Rep | 2008-12-08 | 2013-02-16 |
| 36 | Li, Ming (SFC:AMW601) 李明 | Rep | 2006-06-01 | 2008-08-08 | ||
| 37 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-06-12 | |
| 38 | Liu, King Wai 劉勁威 | Rep | 2010-05-12 | |||
| 39 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2008-04-11 | 2009-04-30 | |
| 40 | Mao, Wei (SFC:ATD879) 毛威 | Rep | 2009-07-02 | 2012-08-07 | ||
| 41 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2012-06-06 | |
| 42 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-04-17 | ||
| 43 | Nakata, Yuji 中田裕二 | Rep | 2007-05-09 | 2007-10-15 | ||
| RO | 2007-10-15 | 2008-04-28 | ||||
| 44 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
| 45 | Ng, Wai Man (SFC:AAU344) 吳偉文 | Rep | 2008-12-12 | |||
| 46 | Nguyen, Nicholas Nolan | M | Rep | 2009-01-12 | 2011-12-09 | |
| 47 | Omoto, Atsushi | Rep | 2008-12-10 | 2009-09-14 | ||
| 48 | Park, Joohong | Rep | 2009-01-12 | 2013-05-31 | ||
| 49 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2004-11-29 | 2009-04-30 | |
| 50 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-11-24 | |
| 51 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
| 52 | Sawada, Hana | Rep | 2008-04-11 | 2008-12-10 | ||
| 53 | Shinohara, Minoru 篠原實 | RO | 2009-04-27 | 2010-07-16 | ||
| 54 | Siow, Lian Meng 蕭連銘 | Rep | 2008-12-15 | 2009-08-08 | ||
| 55 | Striet, Jelper | Rep | 2008-12-10 | 2010-05-29 | ||
| 56 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
| 57 | Teraguchi, Tomoyuki | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | ||||
| 58 | Tong, Yuk Sun 唐玉臣 | Rep | 2008-12-10 | |||
| 59 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-12-10 | 2009-04-08 | ||
| 60 | Warhurst, Paul Simon | M | Rep | 2008-11-26 | 2009-09-03 | |
| 61 | Watanabe, Kunio | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | ||||
| 62 | Wong, Andy Nam Fu 黃南富 | Rep | 2004-11-29 | 2009-05-14 | ||
| 63 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2004-10-29 | 2007-07-07 | |
| 64 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2004-11-29 | ||
| 65 | Wong, William Koon Wei 黃觀威 | M | Rep | 2007-03-08 | 2008-12-10 | |
| 66 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | Rep | 2008-12-10 | 2009-04-08 | ||
| 67 | Yajima, Akihiko 矢島明彥 | Rep | 2006-07-26 | 2008-07-30 | ||
| 68 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2012-08-18 | |
| 69 | Yoshizawa, Noriyasu | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 |
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