SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bhagavath, Sunil Sudhakar | Rep | 2014-07-07 | 2020-01-15 | ||
| 2 | Carrigan, Nicholas | M | Rep | 2014-06-20 | 2018-08-31 | |
| 3 | Chan, Ching Han (SFC:BGU411) 陳靜嫻 | Rep | 2016-01-12 | |||
| 4 | Chan, Dennis Kwok Fung 陳國峰 | M | Rep | 2014-01-14 | 2020-11-16 | |
| 5 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | RO | 2008-03-18 | 2018-01-01 | ||
| 6 | Chang, Ioi Tim 曾銳添 | RO | 2015-02-04 | 2018-07-20 | ||
| 7 | Choi, Anderson Chun Fat 蔡俊發 | M | Rep | 2011-06-28 | 2017-12-22 | |
| 8 | Chung, Hoh | Rep | 2015-08-17 | 2022-04-14 | ||
| 9 | Fok, Allan Tse Hang 霍子恒 | M | RO | 2012-07-20 | 2021-07-16 | |
| 10 | Fukushima, Hiroyuki (SFC:BHD511) | M | RO | 2016-06-22 | 2019-06-03 | |
| 11 | Hashimoto, Kazunari | Rep | 2013-12-18 | 2019-05-02 | ||
| 12 | Hill, Trevor Aaron | M | Rep | 2014-06-20 | 2022-04-11 | |
| 13 | Ho, Hiu Kwan 何曉筠 | Rep | 2014-08-18 | |||
| 14 | Honda, Miwa 本田美和 | Rep | 2008-03-17 | 2022-05-30 | ||
| 15 | Ip, William Wai Lun 葉偉倫 | 60 | M | RO | 2012-07-20 | 2020-10-30 |
| 16 | Kato, Mayumi 加藤真由美 | Rep | 2012-07-18 | |||
| 17 | Leung, Shu Tung 梁樹彤 | Rep | 2016-05-18 | 2017-12-28 | ||
| 18 | Lok, Colin Wai Hung 駱偉雄 | M | Rep | 2014-02-13 | 2017-10-27 | |
| 19 | Mitsui, Akira | Rep | 2015-07-14 | 2019-11-26 | ||
| 20 | Mochizuki, Yuki 望月優樹 | F | Rep | 2015-09-02 | 2021-06-01 | |
| 21 | Naka, Kazuhito 那珂和人 | RO | 2014-07-25 | 2019-11-18 | ||
| 22 | Noguchi, Kenji | RO | 2012-07-20 | 2020-04-09 | ||
| 23 | Pervez, Ahsan (SFC:AJO361) | Rep | 2015-06-01 | 2017-07-06 | ||
| 24 | Sampson, Machiko | Rep | 2011-04-26 | 2018-10-11 | ||
| 25 | Shimamoto, Arisa 嶌本有紗 | Rep | 2015-11-16 | |||
| 26 | Siu, Ruby Pui Kay 蕭珮琪 | F | RO | 2014-10-24 | 2018-10-28 | |
| 27 | Suzuki, Kiyoko 鈴木清子 | Rep | 2011-04-21 | 2020-04-15 | ||
| 28 | Tada, Emiko | Rep | 2011-04-29 | 2019-06-13 | ||
| 29 | Tam, Ming Yan (SFC:APL478) 譚銘忺 | Rep | 2014-12-12 | 2023-07-31 | ||
| 30 | Tang, Tsz Yan Janice 鄧子欣 | Rep | 2014-01-29 | 2019-02-10 | ||
| 31 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | RO | 2016-03-04 | 2021-03-01 | ||
| 32 | Truelove, Keith Alan | M | Rep | 2016-02-23 | 2017-11-16 | |
| 33 | Wong, Kwan Ting 黃君婷 | Rep | 2014-11-17 | |||
| 34 | Yamamoto, Hideki 山本秀樹 | RO | 2012-04-26 | 2019-07-05 | ||
| 35 | Zhang, Qiangang 張乾剛 | RO | 2011-06-16 | 2021-10-20 | ||
| 36 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | Rep | 2012-09-17 | |||
| 37 | Zhu, Roujia 朱柔嘉 | Rep | 2016-03-17 | 2019-09-06 |
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