Officers: SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

RO=Responsible Officer, Rep=Representative

	Name	⚥	Role	From	Until
1	Abe, Hiromi		Rep	2011-12-19	2012-09-28
2	Abe, Takahiro 阿部考浩		Rep	2011-08-01	2012-03-31
3	Chan, Soo Sum 陳素心		Rep	2011-01-13	2013-09-27
4	Chan, Wai Lung (SFC:AAC760) 陳偉隆		RO	2008-03-18	2018-01-01
5	Choi, Anderson Chun Fat 蔡俊發	M	Rep	2011-06-28	2017-12-22
6	Fok, Allan Tse Hang 霍子恒	M	Rep	2011-03-28	2012-07-20
7	Honda, Miwa 本田美和		Rep	2008-03-17	2022-05-30
8	Horii, Yuko 梅野優子		Rep	2011-12-19	2013-12-30
9	Koga, Akira 古賀彰		RO	2011-01-03	2013-03-30
10	Maruyama, Masashi		RO	2011-01-03	2012-10-22
11	Morii, Fumihide 守井文英		Rep	2011-07-21	2012-03-30
12	Ng, Choi Lun 吳采倫		Rep	2011-07-05	2014-01-26
13	Sampson, Machiko		Rep	2011-04-26	2018-10-11
14	Sato, Hiromi (SFC:ANS087) 佐藤弘美		RO	2007-01-18	2012-06-29
15	Suzuki, Kiyoko 鈴木清子		Rep	2011-04-21	2020-04-15
16	Tada, Emiko		Rep	2011-04-29	2019-06-13
17	Tai, Kit Han 戴潔嫻		Rep	2011-01-07	2014-08-25
18	Tateishi, Tsuyoshi 立石剛史		Rep	2011-06-28	2012-06-29
19	Van Gulik, Robert Ken	M	Rep	2011-01-19	2015-08-31
20	Wong, Chin Hung (SFC:AYF489) 黃展鴻		Rep	2011-10-26	2012-12-21
21	Xu, Rui (SFC:AXK860) 徐睿		Rep	2011-06-16	2012-12-31
22	Yamamoto, Hideki 山本秀樹		Rep	2011-07-08	2012-04-26
23	Yasuda, Tairyu 安田太龍		Rep	2011-08-01	2012-03-30
24	Yeung, Pui Yam 楊培欽		Rep	2011-06-13	2012-07-25
25	Ying, Hak Kai 應克佳		Rep	2010-12-28	2014-11-11
26	Yoshikawa, Tatsuhiro 吉川龍拓		Rep	2011-06-28	2015-04-01
27	Zhang, Qiangang 張乾剛		RO	2011-06-16	2021-10-20
28	Zhang, Yang (SFC:AXK580) 張揚		Rep	2011-06-13	2014-09-17