ROSA SECURITIES LIMITED 羅沙證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Chan, Kin Tong 陳健棠			Rep		2009-11-30
2	Chan, Tai Yue 陳大譽			Rep		2023-08-16
3	Da Rosa, Jose Augusto Maria		F	RO		2022-12-19
4	Da Rosa, Rosa Fatima Pereira		F	RO		2023-08-16
5	Chan, Albert Ting Fun 陳廷勳		M	Rep	2006-05-10	2013-04-03
6	Da Rosa, David Augusto		M	RO		2023-08-16
7	Yan, Tommy Chung Hau 甄仲厚		M	Rep	2007-08-01	2008-03-28

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