SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au Yeung, Tsz Bun 歐陽子斌 | Rep | 2007-09-19 | 2015-07-22 | ||
| 2 | Cham, Nga Yin 湛雅妍 | F | Rep | 2006-05-25 | 2014-09-30 | |
| 3 | Chan, Carolina Lai Ping 陳麗萍 | F | Rep | 2013-10-18 | 2014-06-06 | |
| 4 | Chan, Chi Keung (SFC:ATL552) 陳志強 | Rep | 2009-07-29 | 2017-08-07 | ||
| 5 | Chan, Kit Yee (SFC:BBA365) 陳潔儀 | Rep | 2013-04-16 | 2014-07-16 | ||
| 6 | Chan, Kwan Lok (SFC:BBG422) 陳君諾 | Rep | 2013-05-13 | 2014-12-31 | ||
| 7 | Chan, Kwok Kei (SFC:ARG539) 陳國基 | Rep | 2008-06-27 | 2019-09-27 | ||
| 8 | Chan, Kwok Wah (SFC:ANQ479) 陳國華 | Rep | 2006-07-07 | 2014-07-16 | ||
| 9 | Chan, Lee Yeung 陳利揚 | RO | 2016-04-30 | |||
| 10 | Chan, Stanley Siu Kay 陳紹基 | M | Rep | 2008-06-13 | 2022-05-12 | |
| 11 | Chan, Wei Kwun 陳維鈞 | Rep | 2016-09-09 | |||
| 12 | Chan, Yu Ming (SFC:ASQ013) 陳汝銘 | Rep | 2009-05-25 | 2021-12-10 | ||
| 13 | Cheng, Chor Ki 鄭礎祺 | Rep | 2003-06-24 | 2014-08-18 | ||
| 14 | Cheng, Ka Leung (SFC:BAM522) 鄭嘉亮 | Rep | 2013-02-26 | 2018-03-28 | ||
| 15 | Cheung, Kit Lin 張潔蓮 | Rep | 2007-11-21 | 2014-07-16 | ||
| 16 | Cheung, Man Kwong (SFC:AEZ331) 張文光 | Rep | 2013-10-08 | 2020-03-09 | ||
| 17 | Cheung, Ning (SFC:AZH260) 張寧 | Rep | 2012-05-24 | 2014-10-31 | ||
| 18 | Choi, Ho Shing 崔賀丞 | Rep | 2013-08-19 | 2015-04-30 | ||
| 19 | Choi, Pok Man 蔡博汶 | Rep | 2013-06-07 | 2014-11-19 | ||
| 20 | Chong, Ching 莊正 | Rep | 2013-10-25 | 2020-01-18 | ||
| 21 | Chow, Kwai Shing 鄒貴成 | Rep | 2012-09-06 | 2014-10-07 | ||
| 22 | Chu, Kwok Kuen 朱國權 | Rep | 2005-06-08 | 2014-08-25 | ||
| 23 | Chu, Lap Yan 朱立仁 | RO | 2013-05-21 | 2020-11-20 | ||
| 24 | Chui, King Man 崔競文 | Rep | 2013-10-02 | 2014-08-21 | ||
| 25 | Chung, Raymond (SFC:AXO145) 鍾振漢 | M | Rep | 2012-06-29 | 2014-05-10 | |
| 26 | Cui, Ran 崔然 | Rep | 2013-04-16 | 2018-04-08 | ||
| 27 | Fan, Suet Heung Fanny 范雪香 | Rep | 2010-03-04 | 2021-01-31 | ||
| 28 | Fung, Sze Yu 馮時裕 | Rep | 2007-06-08 | 2017-01-06 | ||
| 29 | Ho, Yan Chiu 何仁超 | Rep | 2013-06-11 | 2014-12-31 | ||
| 30 | Kwan, Kin Kei (SFC:ACU638) 關建基 | Rep | 2011-01-17 | 2015-12-31 | ||
| 31 | Lam, Raymond Wai Man (SFC:AWF018) 林偉文 | Rep | 2010-11-02 | 2014-12-31 | ||
| 32 | Lam, Ting Him 林廷謙 | Rep | 2013-05-03 | 2014-12-31 | ||
| 33 | Lau, Elaine Yim Ling 劉艷玲 | F | Rep | 2007-03-21 | 2018-09-04 | |
| 34 | Law, Pui Fai 羅沛輝 | Rep | 2012-11-09 | 2015-02-05 | ||
| 35 | Lee, Wai Kit (SFC:AEY372) 李偉傑 | Rep | 2003-12-17 | 2014-08-14 | ||
| 36 | Lei, Chi Cheong 李子祥 | Rep | 2013-05-06 | 2014-06-09 | ||
| 37 | Leung, Siu Yung 梁肇勇 | Rep | 2008-05-15 | 2015-12-10 | ||
| 38 | Li, Chi Hong (SFC:AMJ927) 李志航 | Rep | 2005-08-24 | 2016-08-10 | ||
| 39 | Li, Weila 李瑋拉 | Rep | 2012-03-26 | 2014-10-04 | ||
| 40 | Lin, Ben Peng 林芃 | 48 | M | Rep | 2011-11-02 | 2014-03-03 |
| 41 | Liu, Oi Yee 廖靄兒 | Rep | 2007-03-14 | 2019-01-05 | ||
| 42 | Liu, Xiaoming (SFC:AYM804) 劉小明 | Rep | 2011-12-12 | 2014-08-18 | ||
| 43 | Lo, Hon Keung 盧漢強 | Rep | 2013-10-29 | 2014-03-20 | ||
| 44 | Lui, Lai Lay 呂麗莉 | Rep | 2011-06-07 | 2014-12-31 | ||
| 45 | Mok, William Wai Lim 莫偉廉 | M | Rep | 2012-09-03 | 2014-12-31 | |
| 46 | Ng, Kenneth Chun Tak 吳進德 | M | Rep | 2007-05-18 | 2017-11-01 | |
| 47 | Ng, Nixon Lak-Sun 吳力燊 | Rep | 2012-04-12 | 2014-05-17 | ||
| 48 | Ng, Sing Hing 伍承興 | Rep | 2010-01-18 | 2018-06-01 | ||
| 49 | Ng, Yuen Leong 吳遠亮 | Rep | 2009-01-15 | 2017-12-30 | ||
| 50 | Nip, Yiu Chuen 聶耀泉 | RO | 2008-08-26 | 2021-01-25 | ||
| 51 | Pao, Lik 鮑力 | RO | 2007-12-20 | 2016-03-21 | ||
| 52 | Shek, Eric Cheuk Fai 石卓輝 | M | Rep | 2013-02-01 | 2022-08-31 | |
| 53 | Shek, Helen Man Ying 石文英 | F | Rep | 2013-04-19 | 2017-12-21 | |
| 54 | Shi, Haiqing 施海清 | Rep | 2012-08-10 | 2018-09-18 | ||
| 55 | Siu, Helfen Hi Kin 蕭起健 | Rep | 2009-04-27 | 2017-07-22 | ||
| 56 | Takei, Akio (SFC:ACR988) | Rep | 2012-11-01 | 2015-06-30 | ||
| 57 | Tam, Howard King Ho 譚景豪 | 50 | M | Rep | 2012-09-14 | 2014-02-26 |
| 58 | Ting, Wai Ling 丁慧玲 | Rep | 2011-11-17 | 2015-03-31 | ||
| 59 | Tong, Johnson Shing 唐誠 | M | Rep | 2007-12-12 | 2017-04-20 | |
| 60 | Tse, Yiu Cheong 謝耀祥 | Rep | 2013-01-02 | 2016-02-19 | ||
| 61 | Tsui, Po Tai 徐寶娣 | Rep | 2013-12-17 | 2014-06-16 | ||
| 62 | Tsui, Yiu Cham 徐堯湛 | Rep | 2012-04-17 | 2019-11-16 | ||
| 63 | Wong, Ho Yan (SFC:AKX411) 黃可欣 | Rep | 2012-06-04 | 2015-03-31 | ||
| 64 | Wong, Jackson Chi Yeung 黃志陽 | M | Rep | 2014-08-31 | ||
| 65 | Wong, Kwun Sing 黃冠星 | Rep | 2009-12-30 | 2020-01-01 | ||
| 66 | Wong, Wai Fun (SFC:APK768) 黃慧芬 | Rep | 2008-04-24 | 2017-08-31 | ||
| 67 | Yeung, Ching (SFC:ALW845) 楊靜 | Rep | 2005-04-21 | 2014-07-31 | ||
| 68 | Yeung, Flora Fung Yee 楊鳳儀 | F | Rep | 2013-09-02 | 2022-07-18 | |
| 69 | Yip, Kwun Wang 葉冠宏 | Rep | 2011-08-29 | 2015-12-10 | ||
| 70 | Yip, Lai Mei 葉麗薇 | Rep | 2017-03-31 | |||
| 71 | Yu, Chi Wai Joey 余梓瑋 | Rep | 2010-10-28 | 2018-03-05 |
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